| Entity Name: | UBS FINANCIAL SERVICES INC. |
| Jurisdiction: | Illinois |
| Entity Type: | Corporation - Foreign BCA |
| Status: | Goodstanding |
| Date Formed: | 24 Nov 1970 |
| Company Number: | CORP_49748469 |
| File Number: | 49748469 |
| Type of Business: | Business Corporations |
| Address | 181 W MADISON ST 43RD, CHICAGO, IL, 60602 |
| Place of Formation: | DELAWARE |
| Name and Address | Role | Appointment Date |
|---|---|---|
| ILLINOIS CORPORATION SERVICE COMPANY, 801 ADLAI STEVENSON DRIVE, SPRINGFIELD, 62703, SANGAMON | Agent | 2003-10-31 |
| Name and Address | Role | Account Number |
|---|---|---|
| JASON R. CHANDLER 1200 HARBOR BLVD WEEHAWKEN NJ 07086 | President | No data |
| MARK B. SUTTON | President | 5662 |
| Name and Address | Role | Account Number |
|---|---|---|
| MINA HESSION 1200 HARBOR BLVD WEEHAWKEN NJ 07086 | Secretary | No data |
| GERALDINE L BANYAI | Secretary | 5662 |
| Name and Address | Role | Account Number |
|---|---|---|
| KENNETH LEVINE | Vice president | 5662 |
| LUIS DEVICO | Vice president | 5662 |
| Name and Address | Role | Account Number |
|---|---|---|
| JOSEPH J GRANO | Director | 5662 |
| License Type | License Number | Status | License Code | License Description | Business Activity | Date Issued | Effective Date | Expiration Date |
|---|---|---|---|---|---|---|---|---|
| BUSINESS LICENSE | 1902996 | Issued | 1010 | Limited Business License | No data | 2024-05-09 | 2012-09-16 | 2014-09-15 |
| BUSINESS LICENSE | 1495205 | Issued | 1010 | Limited Business License | No data | 2011-08-11 | 2010-09-16 | 2012-09-15 |
| BUSINESS LICENSE | 1379468 | Issued | 1010 | Limited Business License | No data | 2010-09-27 | 2010-09-16 | 2012-09-15 |
| BUSINESS LICENSE | 1304337 | Issued | 1010 | Limited Business License | No data | 2010-08-24 | 2010-09-16 | 2012-09-15 |
| BUSINESS LICENSE | 1304976 | Issued | 1010 | Limited Business License | No data | 2009-03-11 | 2008-09-16 | 2010-09-15 |
| BUSINESS LICENSE | 50287 | Issued | 1010 | Limited Business License | No data | 2003-01-07 | 2002-11-16 | 2003-11-15 |
| Name | Change Date |
|---|---|
| UBS PAINEWEBBER INC. | 2003-06-09 |
| PAINEWEBBER INCORPORATED | 2001-03-09 |
| PAINE, WEBBER, JACKSON & CURTIS INCORPORATED | 1985-01-18 |
| Class | Series | Voting Rights | Authorized Shares | Issued Shares | Par Value |
|---|---|---|---|---|---|
| COMMON | No data | Voting Rights | 100 | 100000 | 1 |
Date of last update: 27 Jan 2025
