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  5. ADVISORY RESEARCH, INC.

ADVISORY RESEARCH, INC.

Company Details

Entity Name: ADVISORY RESEARCH, INC.
Jurisdiction: Illinois
Entity Type: Corporation - Foreign BCA
Status: Goodstanding
Date Formed: 24 Jun 1975
Company Number: CORP_50684768
File Number: 50684768
Type of Business: Business Corporations
Address 180 N STETSON AVE 5500, CHICAGO, IL, 60601
Place of Formation: DELAWARE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ADVISORY RESEARCH, INC. 401(K) PLAN 2023 362831881 2024-08-14 ADVISORY RESEARCH, INC. 29
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-10-01
Business code 523900
Sponsor’s telephone number 3125651414
Plan sponsor’s address 180 N. STETSON, SUITE 5500, CHICAGO, IL, 60601

Signature of
Role Plan administrator
Date 2024-08-14
Name of individual signing JACK TRACY
Valid signature Filed with authorized/valid electronic signature
ADVISORY RESEARCH, INC. 401(K) PLAN 2022 362831881 2023-09-14 ADVISORY RESEARCH, INC. 29
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-10-01
Business code 523900
Sponsor’s telephone number 3125651414
Plan sponsor’s address 180 N. STETSON, SUITE 5500, CHICAGO, IL, 60601

Signature of
Role Plan administrator
Date 2023-09-14
Name of individual signing GINA BAEG
Valid signature Filed with authorized/valid electronic signature
ADVISORY RESEARCH, INC. 401(K) PLAN 2021 362831881 2022-07-27 ADVISORY RESEARCH, INC. 32
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-10-01
Business code 523900
Sponsor’s telephone number 3125651414
Plan sponsor’s address 180 N. STETSON, SUITE 5500, CHICAGO, IL, 60601

Signature of
Role Plan administrator
Date 2022-07-27
Name of individual signing GINA BAEG
Valid signature Filed with authorized/valid electronic signature
ADVISORY RESEARCH, INC. 401(K) PLAN 2020 362831881 2021-07-27 ADVISORY RESEARCH, INC. 32
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-10-01
Business code 523900
Sponsor’s telephone number 3125651414
Plan sponsor’s address 180 N. STETSON, SUITE 5500, CHICAGO, IL, 60601

Signature of
Role Plan administrator
Date 2021-07-27
Name of individual signing GINA BAEG
Valid signature Filed with authorized/valid electronic signature
ADVISORY RESEARCH, INC. 401(K) PLAN 2019 362831881 2020-07-16 ADVISORY RESEARCH, INC. 30
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-10-01
Business code 523900
Sponsor’s telephone number 3125651414
Plan sponsor’s address 180 N. STETSON, SUITE 5500, CHICAGO, IL, 60601

Signature of
Role Plan administrator
Date 2020-07-16
Name of individual signing ELLEN FREEMAN
Valid signature Filed with authorized/valid electronic signature
ADVISORY RESEARCH, INC. 401(K) PLAN 2010 362831881 2011-05-04 ADVISORY RESEARCH, INC. 58
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 523900
Sponsor’s telephone number 3122338982
Plan sponsor’s address 180 N STETSON SUITE 5500, CHICAGO, IL, 60601

Plan administrator’s name and address
Administrator’s EIN 362831881
Plan administrator’s name ADVISORY RESEARCH, INC.
Plan administrator’s address 180 N STETSON SUITE 5500, CHICAGO, IL, 60601
Administrator’s telephone number 3122338982

Signature of
Role Plan administrator
Date 2011-05-04
Name of individual signing BRIEN O'BRIEN
Valid signature Filed with authorized/valid electronic signature
ADVISORY RESEARCH, INC. 401(K) PLAN 2009 362831881 2010-10-06 ADVISORY RESEARCH, INC. 60
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 523900
Sponsor’s telephone number 3125651414
Plan sponsor’s address 180 N STETSON SUITE 5500, CHICAGO, IL, 60601

Plan administrator’s name and address
Administrator’s EIN 362831881
Plan administrator’s name ADVISORY RESEARCH, INC.
Plan administrator’s address 180 N STETSON SUITE 5500, CHICAGO, IL, 60601
Administrator’s telephone number 3125651414

Signature of
Role Plan administrator
Date 2010-10-06
Name of individual signing BRIEN OBRIEN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-10-06
Name of individual signing BRIEN OBRIEN
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
LISA CLARKE, 180 N STETSON STE 5500, CHICAGO, 60601, COOK-NOT IN CITY OF CHICAGO Agent 2019-09-24

President

Name and Address Role Account Number
MATTHEW SWAIM 180 N. STETSON AVE., SUITE 5500 CHICAGO 60601 President No data
DAVID B HELLER President 40094

Secretary

Name and Address Role Account Number
BRUCE ZESSAR 180 N. STETSON AVE. STE. 5500 CHICAGO 60601 Secretary No data
BRIEN O'BRIEN Secretary 40094

License

License Type License Number Status License Code License Description Business Activity Date Issued Effective Date Expiration Date
BUSINESS LICENSE 56916 Issued 1010 Limited Business License 897 - Financial Services Commercial Office 2012-09-28 2012-09-16 2014-09-15

Shares

Class Series Voting Rights Authorized Shares Issued Shares Par Value
COMMON No data Voting Rights 100 100000 0.01

Related by officers

No related officers

Related by address

No related companies by address

Date of last update: 16 Jan 2025

Sources: Illinois Office of the Secretary of State

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