| Entity Name: | REGAL SECURITIES, INC. |
| Jurisdiction: | Illinois |
| Entity Type: | Corporation - Domestic BCA |
| Status: | Goodstanding |
| Date Formed: | 06 May 1977 |
| Company Number: | CORP_51155629 |
| File Number: | 51155629 |
| Place of Formation: | ILLINOIS |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | REGAL SECURITIES, INC., NEW YORK | 1062179 | NEW YORK |
| Headquarter of | REGAL SECURITIES, INC., NEW YORK | 3514340 | NEW YORK |
| Headquarter of | REGAL SECURITIES, INC., FLORIDA | F00000004759 | FLORIDA |
| Headquarter of | REGAL SECURITIES, INC., MINNESOTA | f9999910-b8d4-e011-a886-001ec94ffe7f | MINNESOTA |
| Headquarter of | REGAL SECURITIES, INC., KENTUCKY | 0670803 | KENTUCKY |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 216095 | 950 MILWAUKEE AVE., SUITE 102, GLENVIEW, IL, 60025-3766 | 950 MILWAUKEE AVE., SUITE 102, GLENVIEW, IL, 60025 | 847-375-6007 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2024-03-22 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2024-02-26
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2024-02-26 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-02-27
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2023-02-27 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2023-02-27
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2023-02-27 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-02-25
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2022-02-25 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2022-02-25
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2022-02-25 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-03-01
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2021-03-01 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-03-01
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2021-03-01 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-02-28
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2020-02-28 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-02-28
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2020-02-28 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-02-28
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2019-02-28 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-02-28
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2019-02-28 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-02-27
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2018-02-27 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-02-27
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2018-02-27 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-02-28
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2017-02-28 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-02-27
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2017-02-27 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-29
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2016-02-29 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-29
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2016-02-29 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-28
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2013-02-28 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-02-28
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2013-02-28 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-29
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2012-02-29 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-29
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2012-02-29 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-28
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2011-02-28 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-02-28
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2011-02-28 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-02-26
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2010-02-26 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-02-26
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2010-02-26 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-02-26
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2009-02-26 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-02-26
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2009-02-26 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-03-22
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2007-03-22 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-03-22
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2007-03-22 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-02-27
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2006-02-27 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-02-27
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2006-02-27 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-02-25
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2005-02-25 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-02-25
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2005-02-25 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-03-03
| Form type | FOCUSN |
| File number | 008-21765 |
| Filing date | 2003-03-03 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2003-03-03
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2003-03-03 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-02-28
| Form type | X-17A-5 |
| File number | 008-21765 |
| Filing date | 2002-02-28 |
| Reporting date | 2001-12-31 |
| File | View File |
| Name and Address | Role | Appointment Date |
|---|---|---|
| ILLINOIS CORPORATION SERVICE COMPANY, 801 ADLAI STEVENSON DRIVE, SPRINGFIELD, 62703, SANGAMON | Agent | 2010-05-10 |
| Name and Address | Role |
|---|---|
| SHAWN HERRIN 950 MILLWAUKEE AVE., STE 101 GLENVIEW, IL 60025 | President |
| Name and Address | Role |
|---|---|
| VICTORIA T CARROLL 950 MILWAUKEE AVE #101 GLENVIEW IL 60025 | Secretary |
| Name | Type | Effective Date | Cancellation Date | Cancellation Type | Last Renewal Date |
|---|---|---|---|---|---|
| REGAL DISCOUNT SECURITIES | Assume Name | 2016-12-14 | No data | No data | No data |
| EOPTION | Assume Name | 2016-12-14 | No data | No data | No data |
| INVESTRADE DISCOUNT SECURITIES | Assume Name | 2016-12-14 | No data | No data | No data |
| Name | Change Date |
|---|---|
| REGAL DISCOUNT SECURITIES, INC. | 2005-07-27 |
| HEARTLAND SECURITIES, INC. | 1990-08-27 |
| Class | Series | Voting Rights | Authorized Shares | Issued Shares | Par Value |
|---|---|---|---|---|---|
| VOTING COMMON | No data | Voting Rights | 10 | 10000 | No data |
| NON-VOTING COMMON | No data | No Voting Rights | 990 | 990000 | No data |
Date of last update: 16 Jan 2025
