| Entity Name: | DUFF & PHELPS INVESTMENT MANAGEMENT CO. |
| Jurisdiction: | Illinois |
| Entity Type: | Corporation - Domestic BCA |
| Status: | Goodstanding |
| Date Formed: | 27 Jun 1979 |
| Company Number: | CORP_51781538 |
| File Number: | 51781538 |
| Type of Business: | Financial, lending and investment institutions other than banks |
| Address | 200 S WACKER DR 500, CHICAGO, IL, 60606 |
| Place of Formation: | ILLINOIS |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | DUFF & PHELPS INVESTMENT MANAGEMENT CO., NEW YORK | 1637133 | NEW YORK |
| Headquarter of | DUFF & PHELPS INVESTMENT MANAGEMENT CO., CONNECTICUT | 0962268 | CONNECTICUT |
| Unique Entity ID | Expiration Date | Physical Address | Mailing Address | |||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MMCDTZN4ETB9 | 2024-10-11 | 10 S WACKER DR STE 1900, FLOOR 19, CHICAGO, IL, 60606, 7453, USA | ONE FINANCIAL PLAZA, 755 MAIN STREET, HARTFORD, CT, 06103, USA | |||||||||||||||||||||||||||||||||||||||
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| URL | www.dpimc.com |
| Congressional District | 07 |
| State/Country of Incorporation | IL, USA |
| Activation Date | 2023-10-13 |
| Initial Registration Date | 2016-04-08 |
| Entity Start Date | 1979-07-02 |
| Fiscal Year End Close Date | Dec 31 |
Service Classifications
| NAICS Codes | 813920 |
Points of Contacts
| Electronic Business | |
|---|---|
| Title | PRIMARY POC |
| Name | MATTHEW BLESKIN |
| Address | 10 SOUTH WACKER DRIVE, 19TH FLOOR, CHICAGO, IL, 60606, USA |
| Government Business | |
|---|---|
| Title | PRIMARY POC |
| Name | MATTHEW BLESKIN |
| Address | 10 SOUTH WACKER DRIVE, 19TH FLOOR, CHICAGO, IL, 60606, USA |
| Past Performance | Information not Available |
|---|
| CIK number | Mailing Address | Business Address | Phone | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 765443 | 10 S. WACKER DR., 19TH FLOOR, CHICAGO, IL, 60606 | 10 S. WACKER DR., 19TH FLOOR, CHICAGO, IL, 60606 | 312-263-2610 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2024-11-15 |
| Reporting date | 2024-09-30 |
| File | View File |
Filings since 2024-08-28
| Form type | N-PX |
| File number | 028-01420 |
| Filing date | 2024-08-28 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-08-28
| Form type | N-PX |
| File number | 028-01420 |
| Filing date | 2024-08-28 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-08-15
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2024-08-15 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-05-14
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2024-05-14 |
| Reporting date | 2024-03-31 |
| File | View File |
Filings since 2024-02-05
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2024-02-05 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-11-13
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2023-11-13 |
| Reporting date | 2023-09-30 |
| File | View File |
Filings since 2023-08-03
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2023-08-03 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2023-05-10
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2023-05-10 |
| Reporting date | 2023-03-31 |
| File | View File |
Filings since 2023-02-08
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2023-02-08 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-11-14
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2022-11-14 |
| Reporting date | 2022-09-30 |
| File | View File |
Filings since 2022-08-10
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2022-08-10 |
| Reporting date | 2022-06-30 |
| File | View File |
Filings since 2022-05-11
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2022-05-11 |
| Reporting date | 2022-03-31 |
| File | View File |
Filings since 2022-02-07
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2022-02-07 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-11-10
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2021-11-10 |
| Reporting date | 2021-09-30 |
| File | View File |
Filings since 2021-08-09
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2021-08-09 |
| Reporting date | 2021-06-30 |
| File | View File |
Filings since 2021-05-10
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2021-05-10 |
| Reporting date | 2021-03-31 |
| File | View File |
Filings since 2021-01-29
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2021-01-29 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-11-03
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2020-11-03 |
| Reporting date | 2020-09-30 |
| File | View File |
Filings since 2020-08-06
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2020-08-06 |
| Reporting date | 2020-06-30 |
| File | View File |
Filings since 2020-05-14
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2020-05-14 |
| Reporting date | 2020-03-31 |
| File | View File |
Filings since 2020-01-24
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2020-01-24 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-10-16
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2019-10-16 |
| Reporting date | 2019-09-30 |
| File | View File |
Filings since 2019-08-02
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2019-08-02 |
| Reporting date | 2019-06-30 |
| File | View File |
Filings since 2019-04-24
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2019-04-24 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2019-02-04
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2019-02-04 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-10-22
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2018-10-22 |
| Reporting date | 2018-09-30 |
| File | View File |
Filings since 2018-08-02
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2018-08-02 |
| Reporting date | 2018-06-30 |
| File | View File |
Filings since 2018-05-01
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2018-05-01 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2018-01-24
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2018-01-24 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-10-25
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2017-10-25 |
| Reporting date | 2017-09-30 |
| File | View File |
Filings since 2017-08-02
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2017-08-02 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2017-04-19
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2017-04-19 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2017-02-08
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2017-02-08 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-10-14
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2016-10-14 |
| Reporting date | 2016-09-30 |
| File | View File |
Filings since 2016-07-29
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2016-07-29 |
| Reporting date | 2016-06-30 |
| File | View File |
Filings since 2016-05-03
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2016-05-03 |
| Reporting date | 2016-03-31 |
| File | View File |
Filings since 2016-02-11
| Form type | SC 13G/A |
| File number | 005-88592 |
| Filing date | 2016-02-11 |
| File | View File |
Filings since 2016-01-11
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2016-01-11 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-10-23
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2015-10-23 |
| Reporting date | 2015-09-30 |
| File | View File |
Filings since 2015-07-08
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2015-07-08 |
| Reporting date | 2015-06-30 |
| File | View File |
Filings since 2015-04-08
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2015-04-08 |
| Reporting date | 2015-03-31 |
| File | View File |
Filings since 2015-02-09
| Form type | SC 13G |
| File number | 005-88592 |
| Filing date | 2015-02-09 |
| File | View File |
Filings since 2015-01-15
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2015-01-15 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-10-08
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2014-10-08 |
| Reporting date | 2014-09-30 |
| File | View File |
Filings since 2014-07-11
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2014-07-11 |
| Reporting date | 2014-06-30 |
| File | View File |
Filings since 2014-04-10
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2014-04-10 |
| Reporting date | 2014-03-31 |
| File | View File |
Filings since 2014-01-15
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2014-01-15 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-10-04
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2013-10-04 |
| Reporting date | 2013-09-30 |
| File | View File |
Filings since 2013-07-10
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2013-07-10 |
| Reporting date | 2013-06-30 |
| File | View File |
Filings since 2013-04-25
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2013-04-25 |
| Reporting date | 2013-03-31 |
| File | View File |
Filings since 2013-02-04
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2013-02-04 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-11-07
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2012-11-07 |
| Reporting date | 2012-09-30 |
| File | View File |
Filings since 2012-08-01
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2012-08-01 |
| Reporting date | 2012-06-30 |
| File | View File |
Filings since 2012-04-30
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2012-04-30 |
| Reporting date | 2012-03-31 |
| File | View File |
Filings since 2012-02-06
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2012-02-06 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-11-01
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2011-11-01 |
| Reporting date | 2011-09-30 |
| File | View File |
Filings since 2011-08-02
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2011-08-02 |
| Reporting date | 2011-06-30 |
| File | View File |
Filings since 2011-07-26
| Form type | 3 |
| File number | 811-22533 |
| Filing date | 2011-07-26 |
| Reporting date | 2011-07-26 |
| File | View File |
Filings since 2011-05-02
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2011-05-02 |
| Reporting date | 2011-03-31 |
| File | View File |
Filings since 2011-02-11
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2011-02-11 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-11-01
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2010-11-01 |
| Reporting date | 2010-09-30 |
| File | View File |
Filings since 2010-08-13
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2010-08-13 |
| Reporting date | 2010-06-30 |
| File | View File |
Filings since 2010-05-03
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2010-05-03 |
| Reporting date | 2010-03-31 |
| File | View File |
Filings since 2010-02-01
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2010-02-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-11-03
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2009-11-03 |
| Reporting date | 2009-09-30 |
| File | View File |
Filings since 2009-08-04
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2009-08-04 |
| Reporting date | 2009-06-30 |
| File | View File |
Filings since 2009-05-01
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2009-05-01 |
| Reporting date | 2009-03-31 |
| File | View File |
Filings since 2009-02-02
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2009-02-02 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-11-03
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2008-11-03 |
| Reporting date | 2008-09-30 |
| File | View File |
Filings since 2008-08-04
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2008-08-04 |
| Reporting date | 2008-06-30 |
| File | View File |
Filings since 2008-05-01
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2008-05-01 |
| Reporting date | 2008-03-31 |
| File | View File |
Filings since 2008-02-01
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2008-02-01 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-11-01
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2007-11-01 |
| Reporting date | 2007-09-30 |
| File | View File |
Filings since 2007-08-01
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2007-08-01 |
| Reporting date | 2007-06-30 |
| File | View File |
Filings since 2007-05-02
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2007-05-02 |
| Reporting date | 2007-03-31 |
| File | View File |
Filings since 2007-02-07
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2007-02-07 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-10-27
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2006-10-27 |
| Reporting date | 2006-09-30 |
| File | View File |
Filings since 2006-07-13
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2006-07-13 |
| Reporting date | 2006-06-30 |
| File | View File |
Filings since 2006-04-28
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2006-04-28 |
| Reporting date | 2006-03-31 |
| File | View File |
Filings since 2006-02-06
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2006-02-06 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-10-07
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2005-10-07 |
| Reporting date | 2005-09-30 |
| File | View File |
Filings since 2005-07-26
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2005-07-26 |
| Reporting date | 2005-06-30 |
| File | View File |
Filings since 2005-04-29
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2005-04-29 |
| Reporting date | 2005-03-31 |
| File | View File |
Filings since 2005-02-14
| Form type | 40-6C |
| File number | 812-13167-07 |
| Filing date | 2005-02-14 |
| File | View File |
Filings since 2005-02-01
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2005-02-01 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-11-02
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2004-11-02 |
| Reporting date | 2004-09-30 |
| File | View File |
Filings since 2004-08-03
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2004-08-03 |
| Reporting date | 2004-06-30 |
| File | View File |
Filings since 2004-05-03
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2004-05-03 |
| Reporting date | 2004-03-31 |
| File | View File |
Filings since 2004-02-03
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2004-02-03 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-11-04
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2003-11-04 |
| Reporting date | 2003-09-30 |
| File | View File |
Filings since 2003-08-04
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2003-08-04 |
| Reporting date | 2003-06-30 |
| File | View File |
Filings since 2003-05-02
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2003-05-02 |
| Reporting date | 2003-03-31 |
| File | View File |
Filings since 2003-01-28
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2003-01-28 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-11-12
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2002-11-12 |
| Reporting date | 2002-09-30 |
| File | View File |
Filings since 2002-08-13
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2002-08-13 |
| Reporting date | 2002-06-30 |
| File | View File |
Filings since 2002-05-22
| Form type | 13F-HR/A |
| File number | 028-01420 |
| Filing date | 2002-05-22 |
| Reporting date | 2002-03-31 |
| File | View File |
Filings since 2002-05-13
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2002-05-13 |
| Reporting date | 2002-03-31 |
| File | View File |
Filings since 2002-04-17
| Form type | 40-6C/A |
| File number | 812-12810-03 |
| Filing date | 2002-04-17 |
| File | View File |
Filings since 2002-04-17
| Form type | 40-APP |
| File number | 812-12810-03 |
| Filing date | 2002-04-17 |
| File | View File |
Filings since 2002-03-28
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2002-03-28 |
| Reporting date | 2001-12-31 |
| File | View File |
Filings since 2001-10-30
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2001-10-30 |
| Reporting date | 2001-09-30 |
| File | View File |
Filings since 2001-08-01
| Form type | 13F-HR/A |
| File number | 028-01420 |
| Filing date | 2001-08-01 |
| Reporting date | 2001-06-30 |
| File | View File |
Filings since 2001-08-01
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2001-08-01 |
| Reporting date | 2001-06-30 |
| File | View File |
Filings since 2001-04-20
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2001-04-20 |
| Reporting date | 2001-03-31 |
| File | View File |
Filings since 2001-02-02
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2001-02-02 |
| Reporting date | 2000-12-31 |
| File | View File |
Filings since 2000-11-03
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2000-11-03 |
| Reporting date | 2000-09-30 |
| File | View File |
Filings since 2000-08-04
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2000-08-04 |
| Reporting date | 2000-06-30 |
| File | View File |
Filings since 2000-05-09
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2000-05-09 |
| Reporting date | 2000-03-31 |
Filings since 2000-02-07
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 2000-02-07 |
| Reporting date | 1999-12-31 |
Filings since 1999-11-03
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 1999-11-03 |
| Reporting date | 1999-09-30 |
Filings since 1999-08-11
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 1999-08-11 |
| Reporting date | 1999-06-30 |
Filings since 1999-05-11
| Form type | 13F-HR |
| File number | 028-01420 |
| Filing date | 1999-05-11 |
| Reporting date | 1999-03-31 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| GINKGO INTERNATIONAL LTD 401(K) PLAN | 2011 | 362913502 | 2012-07-13 | GINKGO INTERNATIONAL LTD | 10 | |||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||
| Administrator’s EIN | 362913502 |
| Plan administrator’s name | GINKGO INTERNATIONAL LTD |
| Plan administrator’s address | 8102 LEMONT ROAD, SUITE 1100, WOODRIDGE, IL, 60517 |
| Administrator’s telephone number | 6309105244 |
Signature of
| Role | Plan administrator |
| Date | 2012-07-13 |
| Name of individual signing | STEVEN HELMICK |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1993-04-01 |
| Business code | 423200 |
| Sponsor’s telephone number | 6309105244 |
| Plan sponsor’s address | 8102 LEMONT ROAD, SUITE 1100, WOODRIDGE, IL, 60517 |
Plan administrator’s name and address
| Administrator’s EIN | 362913502 |
| Plan administrator’s name | GINKGO INTERNATIONAL LTD |
| Plan administrator’s address | 8102 LEMONT ROAD, SUITE 1100, WOODRIDGE, IL, 60517 |
| Administrator’s telephone number | 6309105244 |
Signature of
| Role | Plan administrator |
| Date | 2011-06-15 |
| Name of individual signing | STEVEN HELMICK |
| Valid signature | Filed with authorized/valid electronic signature |
| Name and Address | Role | Appointment Date |
|---|---|---|
| ILLINOIS CORPORATION SERVICE COMPANY, 801 ADLAI STEVENSON DRIVE, SPRINGFIELD, 62703, SANGAMON | Agent | 2016-07-18 |
| Name and Address | Role | Account Number |
|---|---|---|
| DAVID GRUMHAUS JR 200 S WACKER DR STE 500 CHICAGO 60606 | President | No data |
| David D. Grumhaus, Jr. | President | 11075 |
| Name and Address | Role | Account Number |
|---|---|---|
| ANDRA PURKALITIS ONE FINANCIAL PLAZA HARTFORD CT 06103 | Secretary | No data |
| Wendy J Hills | Secretary | 11075 |
| Name and Address | Role | Account Number |
|---|---|---|
| Virtus Investment Partners, Inc. | Shareholder | 11075 |
| License Type | License Number | Status | License Code | License Description | Business Activity | Date Issued | Effective Date | Expiration Date |
|---|---|---|---|---|---|---|---|---|
| BUSINESS LICENSE | 2934042 | Issued | 1010 | Limited Business License | 602 - Administrative Commercial Office | 2023-09-21 | 2023-09-21 | 2025-03-15 |
| BUSINESS LICENSE | 2074398 | Cancelled | 1010 | Limited Business License | No data | 2023-03-07 | 2023-03-16 | 2025-03-15 |
| BUSINESS LICENSE | 1379353 | Issued | 1010 | Limited Business License | No data | 2008-03-31 | 2008-04-16 | 2010-04-15 |
| Name | Change Date |
|---|---|
| DUFF AND PHELPS INVESTMENT MANAGEMENT CO. | 1985-03-26 |
| Class | Series | Voting Rights | Authorized Shares | Issued Shares | Par Value |
|---|---|---|---|---|---|
| COMM | No data | Voting Rights | 1000 | 900000 | 100 |
| Contract Type | Award or IDV Flag | PIID | Start Date | Current End Date | Potential End Date | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DEFINITIVE CONTRACT | AWARD | PBGC01CT160037 | 2016-07-27 | 2025-07-26 | 2026-07-26 | |||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||
| Obligated Amount | 15964083.00 |
| Current Award Amount | 16764083.00 |
| Potential Award Amount | 16764083.00 |
Description
| Title | THE PURPOSE OF THIS MODIFICATION IS TO EXERCISE OP8 AND REMOVE AND ADD PBGC FAR SUPPLEMENTAL CLAUSES. |
| NAICS Code | 523920: PORTFOLIO MANAGEMENT |
| Product and Service Codes | R710: SUPPORT- MANAGEMENT: FINANCIAL |
Recipient Details
| Recipient | DUFF & PHELPS INVESTMENT MANAGEMENT CO |
| UEI | MMCDTZN4ETB9 |
| Recipient Address | UNITED STATES, 200 S WACKER DR FL 5, CHICAGO, COOK, ILLINOIS, 606065802 |
Date of last update: 16 Jan 2025
