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FIRST ANALYSIS CORPORATION

Company Details

Entity Name: FIRST ANALYSIS CORPORATION
Jurisdiction: Illinois
Entity Type: Corporation - Foreign BCA
Status: Goodstanding
Date Formed: 31 Dec 1981
Company Number: CORP_52609879
File Number: 52609879
Address 1 S WACKER DR 3900, CHICAGO, IL, 60606
Place of Formation: DELAWARE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
FIRST ANALYSIS CORPORATION 401(K) PLAN 2023 363140467 2024-07-01 FIRST ANALYSIS CORPORATION 42
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 523900
Sponsor’s telephone number 3122581400
Plan sponsor’s address ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL, 60606

Signature of

Role Plan administrator
Date 2024-07-01
Name of individual signing RIAAD KHAN
Valid signature Filed with authorized/valid electronic signature
FIRST ANALYSIS CORPORATION 401(K) PLAN 2022 363140467 2023-06-13 FIRST ANALYSIS CORPORATION 41
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 523900
Sponsor’s telephone number 3122581400
Plan sponsor’s address ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL, 60606

Signature of

Role Plan administrator
Date 2023-06-13
Name of individual signing RIAAD KHAN
Valid signature Filed with authorized/valid electronic signature
FIRST ANALYSIS CORPORATION 401(K) PLAN 2021 363140467 2022-09-20 FIRST ANALYSIS CORPORATION 43
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 523900
Sponsor’s telephone number 3122581400
Plan sponsor’s address ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL, 60606

Signature of

Role Plan administrator
Date 2022-09-20
Name of individual signing RIAAD KHAN
Valid signature Filed with authorized/valid electronic signature
FIRST ANALYSIS CORPORATION 401(K) PLAN 2020 363140467 2021-07-29 FIRST ANALYSIS CORPORATION 49
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 523900
Sponsor’s telephone number 3122581400
Plan sponsor’s address ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL, 60606

Signature of

Role Plan administrator
Date 2021-07-29
Name of individual signing RIAAD KHAN
Valid signature Filed with authorized/valid electronic signature
FIRST ANALYSIS CORPORATION 401(K) PLAN 2019 363140467 2020-07-21 FIRST ANALYSIS CORPORATION 46
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 523900
Sponsor’s telephone number 3122581400
Plan sponsor’s address ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL, 60606

Signature of

Role Plan administrator
Date 2020-07-21
Name of individual signing RIAAD KHAN
Valid signature Filed with authorized/valid electronic signature
FIRST ANALYSIS CORPORATION 401(K) PLAN 2018 363140467 2019-06-25 FIRST ANALYSIS CORPORATION 45
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 523900
Sponsor’s telephone number 3122581400
Plan sponsor’s address ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL, 60606

Signature of

Role Plan administrator
Date 2019-06-25
Name of individual signing RIAAD KHAN
Valid signature Filed with authorized/valid electronic signature
FIRST ANALYSIS CORPORATION 401(K) PLAN 2017 363140467 2018-07-24 FIRST ANALYSIS CORPORATION 52
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 523900
Sponsor’s telephone number 3122581400
Plan sponsor’s address ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL, 60606

Signature of

Role Plan administrator
Date 2018-07-24
Name of individual signing JOSEPH G. CHOPP
Valid signature Filed with authorized/valid electronic signature
FIRST ANALYSIS CORPORATION 401(K) PLAN 2016 363140467 2017-07-11 FIRST ANALYSIS CORPORATION 56
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 523900
Sponsor’s telephone number 3122587102
Plan sponsor’s address ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL, 60606

Signature of

Role Plan administrator
Date 2017-07-11
Name of individual signing JOSEPH G. CHOPP
Valid signature Filed with authorized/valid electronic signature
FIRST ANALYSIS CORPORATION 401(K) PLAN 2015 363140467 2016-07-25 FIRST ANALYSIS CORPORATION 54
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 523900
Sponsor’s telephone number 3122581400
Plan sponsor’s address ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL, 60606

Plan administrator’s name and address

Administrator’s EIN 363140467
Plan administrator’s name FIRST ANALYSIS CORPORATION
Plan administrator’s address ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL, 60606
Administrator’s telephone number 3122581400

Signature of

Role Plan administrator
Date 2016-07-25
Name of individual signing JOSEPH G. CHOPP
Valid signature Filed with authorized/valid electronic signature
FIRST ANALYSIS CORPORATION 401(K) PLAN 2014 363140467 2015-06-09 FIRST ANALYSIS CORPORATION 55
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 523900
Sponsor’s telephone number 3122581400
Plan sponsor’s address ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL, 60606

Plan administrator’s name and address

Administrator’s EIN 363140467
Plan administrator’s name FIRST ANALYSIS CORPORATION
Plan administrator’s address ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL, 60606
Administrator’s telephone number 3122581400

Signature of

Role Plan administrator
Date 2015-06-09
Name of individual signing JOSEPH G. CHOPP
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
PAUL E SLATER, 55 W MONROE 3300 XEROX CENTRE, CHICAGO, 60603, COOK-NOT IN CITY OF CHICAGO Agent 1983-01-28

Secretary

Name and Address Role Account Number
Riaad Khan Secretary 9569
RIAAD KHAN 6118 N. SHERIDAN RD #1201 CHICAGO IL, 60660 Secretary No data

President

Name and Address Role Account Number
F. OLIVER NICKLIN JR 50 E. CHESTNUT #901 CHICAGO IL 60611 President No data
Matthew Nicklin President 9569
Howard Smith President 9569
Corey Greendale President 9569

Shareholder

Name and Address Role Account Number
F. Oliver Nicklin, Jr 2021 Irrevocable Trust Shareholder 9569
Katherine Z. Nicklin 2021 Irrevocable Trust Shareholder 9569

Executive director

Name and Address Role Account Number
FRANCES O NICKLIN Executive director 9569

Treasurer

Name and Address Role Account Number
Riaad Khan Treasurer 9569

License

License Type License Number Status License Code License Description Business Activity Date Issued Effective Date Expiration Date
BUSINESS LICENSE 1543962 Issued 1010 Limited Business License 897 - Financial Services Commercial Office 2024-09-05 2024-09-16 2026-09-15
BUSINESS LICENSE 23747 Cancelled 1133 Broker No data 2003-10-28 2003-11-16 2004-11-15

Shares

Class Series Voting Rights Authorized Shares Issued Shares Par Value
COMMON A No data Voting Rights 800000 301200000 0.1
COMMON B No data Voting Rights 200000 197400000 0.1
COMMON C No data Voting Rights 800000 59175000 0.1

Date of last update: 16 Jan 2025

Sources: Illinois Office of the Secretary of State