| Entity Name: | BATES SECURITIES, INC. |
| Jurisdiction: | Illinois |
| Entity Type: | Corporation - Domestic BCA |
| Status: | Goodstanding |
| Date Formed: | 07 Jun 1982 |
| Company Number: | CORP_52753937 |
| File Number: | 52753937 |
| Type of Business: | Commodities and futures brokers |
| Place of Formation: | ILLINOIS |
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| 704744 | 8437 NORTHERN AVE, ROCKFORD, IL, 61107 | 8437 NORTHERN AVE, ROCKFORD, IL, 61107 | 815 332-4020 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2023-05-03 |
| Reporting date | 2023-01-31 |
| File | View File |
Filings since 2022-05-02
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2022-05-02 |
| Reporting date | 2022-01-31 |
| File | View File |
Filings since 2020-05-01
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2020-05-01 |
| Reporting date | 2020-03-31 |
| File | View File |
Filings since 2019-04-03
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2019-04-03 |
| Reporting date | 2019-01-31 |
| File | View File |
Filings since 2018-10-22
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2018-10-22 |
| Reporting date | 2018-01-31 |
| File | View File |
Filings since 2017-04-12
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2017-04-12 |
| Reporting date | 2017-01-31 |
| File | View File |
Filings since 2016-03-29
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2016-03-29 |
| Reporting date | 2016-01-31 |
| File | View File |
Filings since 2015-03-31
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2015-03-31 |
| Reporting date | 2015-01-31 |
| File | View File |
Filings since 2014-03-28
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2014-03-28 |
| Reporting date | 2014-01-31 |
| File | View File |
Filings since 2013-03-27
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2013-03-27 |
| Reporting date | 2013-01-31 |
| File | View File |
Filings since 2012-03-29
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2012-03-29 |
| Reporting date | 2012-01-31 |
| File | View File |
Filings since 2011-03-30
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2011-03-30 |
| Reporting date | 2011-01-31 |
| File | View File |
Filings since 2010-03-26
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2010-03-26 |
| Reporting date | 2010-01-31 |
| File | View File |
Filings since 2009-03-25
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2009-03-25 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-03-28
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2008-03-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-03-27
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2007-03-27 |
| Reporting date | 2007-01-31 |
| File | View File |
Filings since 2006-03-29
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2006-03-29 |
| Reporting date | 2006-01-31 |
| File | View File |
Filings since 2005-03-30
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2005-03-30 |
| Reporting date | 2005-01-31 |
| File | View File |
Filings since 2004-04-19
| Form type | X-17A-5/A |
| File number | 008-29005 |
| Filing date | 2004-04-19 |
| Reporting date | 2004-01-31 |
| File | View File |
Filings since 2004-03-26
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2004-03-26 |
| Reporting date | 2004-01-31 |
| File | View File |
Filings since 2003-03-27
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2003-03-27 |
| Reporting date | 2003-01-31 |
| File | View File |
Filings since 2002-03-28
| Form type | X-17A-5 |
| File number | 008-29005 |
| Filing date | 2002-03-28 |
| Reporting date | 2002-01-31 |
| File | View File |
| Name and Address | Role | Appointment Date |
|---|---|---|
| GEORGE BATES, 8437 NORTHERN AVENUE, ROCKFORD, 61107, WINNEBAGO | Agent | 2009-08-13 |
| Name and Address | Role |
|---|---|
| GEORGE E BATES, 8437 NORTHERNAVE, ROCKFORD, IL, 61107 | President |
| Name and Address | Role |
|---|---|
| CAROL BATES, 6338 TUSCANY CIR,ROCKFORD, IL, 61107 | Secretary |
| Class | Series | Voting Rights | Authorized Shares | Issued Shares | Par Value |
|---|---|---|---|---|---|
| COM | No data | Voting Rights | 1000 | 360000 | No data |
Date of last update: 16 Jan 2025
