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HARDT, STERN & KAYNE, P.C.

Company Details

Entity Name: HARDT, STERN & KAYNE, P.C.
Jurisdiction: Illinois
Entity Type: Corporation - Domestic BCA
Status: Goodstanding
Date Formed: 21 May 1985
Company Number: CORP_53854125
File Number: 53854125
Type of Business: Financial, lending and investment institutions other than banks
Place of Formation: ILLINOIS

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
HARDT, STERN & KAYNE, P.C. 401(K) SAVINGS PLAN 2023 363359097 2024-07-31 HARDT, STERN & KAYNE, P.C. 12
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541110
Sponsor’s telephone number 8475972150
Plan sponsor’s address 2610 LAKE COOK RD, STE 200, RIVERWOODS, IL, 60015

Signature of

Role Plan administrator
Date 2024-07-31
Name of individual signing MARGARET MACH
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-07-31
Name of individual signing MARGARET MACH
Valid signature Filed with authorized/valid electronic signature
HARDT, STERN & KAYNE, P.C. 401(K) SAVINGS PLAN 2022 363359097 2023-07-17 HARDT, STERN & KAYNE, P.C. 10
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541110
Sponsor’s telephone number 8475972150
Plan sponsor’s address 2610 LAKE COOK RD, STE 200, RIVERWOODS, IL, 60015

Signature of

Role Plan administrator
Date 2023-07-17
Name of individual signing MARGARET MACH
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-07-17
Name of individual signing MARGARET MACH
Valid signature Filed with authorized/valid electronic signature
HARDT, STERN & KAYNE, P.C. 401(K) SAVINGS PLAN 2021 363359097 2022-06-22 HARDT, STERN & KAYNE, P.C. 11
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541110
Sponsor’s telephone number 8475972150
Plan sponsor’s address 2610 LAKE COOK RD, STE 200, RIVERWOODS, IL, 60015

Signature of

Role Plan administrator
Date 2022-06-22
Name of individual signing MARGARET MACH
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-06-22
Name of individual signing MARGARET MACH
Valid signature Filed with authorized/valid electronic signature
HARDT, STERN & KAYNE, P.C. 401(K) SAVINGS PLAN 2020 363359097 2021-07-30 HARDT, STERN & KAYNE, P.C. 9
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541110
Sponsor’s telephone number 8475972150
Plan sponsor’s address 2610 LAKE COOK RD, STE 200, RIVERWOODS, IL, 60015

Signature of

Role Plan administrator
Date 2021-07-30
Name of individual signing MARGARET MACH
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-07-30
Name of individual signing MARGARET MACH
Valid signature Filed with authorized/valid electronic signature
HARDT, STERN & KAYNE, P.C. 401(K) SAVINGS PLAN 2019 363359097 2020-07-07 HARDT, STERN & KAYNE, P.C. 10
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541110
Sponsor’s telephone number 8475972150
Plan sponsor’s address 2610 LAKE COOK RD, STE 200, RIVERWOODS, IL, 60015

Signature of

Role Plan administrator
Date 2020-07-07
Name of individual signing MARGARET MACH
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-07-07
Name of individual signing MARGARET MACH
Valid signature Filed with authorized/valid electronic signature
HARDT, STERN & KAYNE, P.C. 401(K) SAVINGS PLAN 2018 363359097 2019-07-01 HARDT, STERN & KAYNE, P.C. 11
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541110
Sponsor’s telephone number 8475972150
Plan sponsor’s address 2610 LAKE COOK RD, STE 200, RIVERWOODS, IL, 60015

Signature of

Role Plan administrator
Date 2019-07-01
Name of individual signing MARGARET MACH
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-07-01
Name of individual signing MARGARET MACH
Valid signature Filed with authorized/valid electronic signature
HARDT, STERN & KAYNE, P.C. 401(K) SAVINGS PLAN 2017 363359097 2018-06-19 HARDT, STERN & KAYNE, P.C. 12
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541110
Sponsor’s telephone number 8475972150
Plan sponsor’s address 2610 LAKE COOK RD, STE 200, RIVERWOODS, IL, 60015

Signature of

Role Plan administrator
Date 2018-06-19
Name of individual signing MARGARET MACH
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-06-19
Name of individual signing MARGARET MACH
Valid signature Filed with authorized/valid electronic signature
HARDT, STERN & KAYNE, P.C. 401(K) SAVINGS PLAN 2016 363359097 2017-08-11 HARDT, STERN & KAYNE, P.C. 12
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541110
Sponsor’s telephone number 8475972150
Plan sponsor’s address 2610 LAKE COOK RD, STE 200, RIVERWOODS, IL, 60015

Signature of

Role Plan administrator
Date 2017-08-11
Name of individual signing MARGARET MACH
Valid signature Filed with authorized/valid electronic signature
HARDT, STERN, & KAYNE, P.C. 401(K) SAVINGS PLAN 2014 363359097 2015-08-13 HARDT, STERN, & KAYNE, P.C. 11
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541110
Sponsor’s telephone number 8475972150
Plan sponsor’s address 2610 LAKE COOK ROAD, SUITE 200, RIVERWOODS, IL, 60015

Signature of

Role Plan administrator
Date 2015-08-13
Name of individual signing JAME R. HARDT
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-08-13
Name of individual signing JAMES R. HARDT
Valid signature Filed with authorized/valid electronic signature
HARDT, STERN, & KAYNE, P.C. 401(K) SAVINGS PLAN 2013 363359097 2014-04-30 HARDT, STERN, & KAYNE, P.C. 12
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541110
Sponsor’s telephone number 8475972150
Plan sponsor’s address 2610 LAKE COOK ROAD, SUITE 200, RIVERWOODS, IL, 60015

Signature of

Role Plan administrator
Date 2014-04-30
Name of individual signing JAME R. HARDT
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
HSK AGENT SERVICES, INC, 2610 LAKE COOK RD STE 200, RIVERWOODS, 60015, LAKE Agent 2019-06-28

President

Name and Address Role
JOSEPH S KAYNE, 2610 LAKE COOK RD STE 200 RIVERWOODS 60015 President

Secretary

Name and Address Role
BRET A RAPPAPORT, 2610 LAKE COOK RD STE 200 RIVERWOODS 60015 Secretary

Assumed Names

Name Type Effective Date Cancellation Date Cancellation Type Last Renewal Date
HSK LAW Assume Name 2015-08-05 No data No data No data

Historical Names

Name Change Date
HARDT & STERN, P.C. 2006-07-13

Shares

Class Series Voting Rights Authorized Shares Issued Shares Par Value
COMMON A VOTING No data Voting Rights 5000 850000 No data

Date of last update: 13 Jan 2025

Sources: Illinois Office of the Secretary of State