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  5. HERBST FINANCIAL ADVISORS, INC.

HERBST FINANCIAL ADVISORS, INC.

Company Details

Entity Name: HERBST FINANCIAL ADVISORS, INC.
Jurisdiction: Illinois
Entity Type: Corporation - Domestic BCA
Status: Dissolved
Date Formed: 29 Jun 1987
Date of Dissolution: 09 Nov 2018
Company Number: CORP_54717377
File Number: 54717377
Type of Business: All Inclusive Purpose
Date Status Change: 09 Nov 2018
Place of Formation: ILLINOIS

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
HERBST FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2017 363559152 2018-04-23 HERBST FINANCIAL ADVISORS, INC. 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1992-05-01
Business code 524210
Sponsor’s telephone number 8154361441
Plan sponsor’s address 15003 S. RT. 59, PLAINFIELD, IL, 60544

Signature of
Role Plan administrator
Date 2018-04-23
Name of individual signing SUE MOSER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-04-23
Name of individual signing SUE MOSER
Valid signature Filed with authorized/valid electronic signature
HERBST FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2016 363559152 2017-04-17 HERBST FINANCIAL ADVISORS, INC. 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1992-05-01
Business code 524210
Sponsor’s telephone number 8154361441
Plan sponsor’s address 15003 S. RT. 59, PLAINFIELD, IL, 60544

Signature of
Role Plan administrator
Date 2017-04-17
Name of individual signing SUSAN MOSER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-04-17
Name of individual signing SUSAN MOSER
Valid signature Filed with authorized/valid electronic signature
HERBST FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2015 363559152 2016-05-17 HERBST FINANCIAL ADVISORS, INC. 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1992-05-01
Business code 524210
Sponsor’s telephone number 8154361441
Plan sponsor’s address 15003 S. RT. 59, PLAINFIELD, IL, 60544

Signature of
Role Plan administrator
Date 2016-05-17
Name of individual signing SUE MOSER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-05-17
Name of individual signing SUE MOSER
Valid signature Filed with authorized/valid electronic signature
HERBST FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2014 363559152 2015-05-26 HERBST FINANCIAL ADVISORS, INC. 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1992-05-01
Business code 524210
Sponsor’s telephone number 8154361441
Plan sponsor’s address 15003 S. RT. 59, PLAINFIELD, IL, 60544

Signature of
Role Plan administrator
Date 2015-05-26
Name of individual signing SUE MOSER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-05-26
Name of individual signing SUE MOSER
Valid signature Filed with authorized/valid electronic signature
HERBST FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2013 363559152 2014-05-20 HERBST FINANCIAL ADVISORS, INC. 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1992-05-01
Business code 524210
Sponsor’s telephone number 8154361441
Plan sponsor’s address 15003 S. RT. 59, PLAINFIELD, IL, 60544

Signature of
Role Plan administrator
Date 2014-05-20
Name of individual signing SUE MOSER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-05-20
Name of individual signing SUE MOSER
Valid signature Filed with authorized/valid electronic signature
HERBST FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2012 363559152 2013-05-15 HERBST FINANCIAL ADVISORS, INC. 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1992-05-01
Business code 524210
Sponsor’s telephone number 8154361441
Plan sponsor’s address 15003 S. RT. 59, PLAINFIELD, IL, 60544

Signature of
Role Plan administrator
Date 2013-05-15
Name of individual signing SUE MOSER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-05-15
Name of individual signing SUE MOSER
Valid signature Filed with authorized/valid electronic signature
HERBST FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2011 363559152 2012-06-05 HERBST FINANCIAL ADVISORS, INC. 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1992-05-01
Business code 524210
Sponsor’s telephone number 8154361441
Plan sponsor’s address 15003 S. RT. 59, PLAINFIELD, IL, 60544

Plan administrator’s name and address
Administrator’s EIN 363559152
Plan administrator’s name HERBST FINANCIAL ADVISORS, INC.
Plan administrator’s address 15003 S. RT. 59, PLAINFIELD, IL, 60544
Administrator’s telephone number 8154361441

Signature of
Role Plan administrator
Date 2012-06-04
Name of individual signing SUE MOSER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-06-04
Name of individual signing SUE MOSER
Valid signature Filed with authorized/valid electronic signature
HERBST FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2010 363559152 2011-07-13 HERBST FINANCIAL ADVISORS, INC. 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1992-05-01
Business code 524210
Sponsor’s telephone number 8154361441
Plan sponsor’s address 15003 S. RT. 59, PLAINFIELD, IL, 60544

Plan administrator’s name and address
Administrator’s EIN 363559152
Plan administrator’s name HERBST FINANCIAL ADVISORS, INC.
Plan administrator’s address 15003 S. RT. 59, PLAINFIELD, IL, 60544
Administrator’s telephone number 8154361441

Signature of
Role Plan administrator
Date 2011-07-13
Name of individual signing SUE MOSER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-07-13
Name of individual signing SUE MOSER
Valid signature Filed with authorized/valid electronic signature
HERBST FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2009 363559152 2010-07-09 HERBST FINANCIAL ADVISORS, INC. 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1992-05-01
Business code 524210
Sponsor’s telephone number 8154361441
Plan sponsor’s address 15003 S. RT. 59, PLAINFIELD, IL, 60544

Plan administrator’s name and address
Administrator’s EIN 363559152
Plan administrator’s name HERBST FINANCIAL ADVISORS, INC.
Plan administrator’s address 15003 S. RT. 59, PLAINFIELD, IL, 60544
Administrator’s telephone number 8154361441

Signature of
Role Plan administrator
Date 2010-07-07
Name of individual signing SUSAN MOSER
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
DANIEL G COMAN, 2300 CABOT DR STE 455, LISLE, 60532, DU PAGE Agent 2017-10-23

President

Name and Address Role
DAVID G HERBST 15003 S RTE 59 PLAINFIELD IL 60544 President

Historical Names

Name Change Date
HERBST, BROWN & ASSOCIATES INC. 2006-12-06
HERBST BROWN & ASSOCIATES FINANCIAL PLANNING ADVISORS, INC. 2000-05-09
HERBST, MALONEY & BROWN FINANCIAL PLANNING SERVICES, LTD. 2000-04-04
HERBST FINANCIAL SERVICES, INC. 1992-02-10

Shares

Class Series Voting Rights Authorized Shares Issued Shares Par Value
COMMON No data Voting Rights 1000 101350 No data

Related by officers

DANIEL G COMAN, 2300 CABOT DR STE 455, LISLE, 60532, DU PAGE

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Related by address

No related companies by address

Date of last update: 16 Jan 2025

Sources: Illinois Office of the Secretary of State

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