| Entity Name: | NEWEDGE FINANCIAL INC. |
| Jurisdiction: | Illinois |
| Entity Type: | Corporation - Foreign BCA |
| Status: | Merged/Consolidated |
| Date Formed: | 13 Oct 1987 |
| Company Number: | CORP_54830793 |
| File Number: | 54830793 |
| Type of Business: | All Inclusive Purpose |
| Date Status Change: | 24 Sep 2008 |
| Address | 10 S WACKER DR 1100, CHICAGO, IL, 60606 |
| Place of Formation: | DELAWARE |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 840396 | 550 W. JACKSON BLVD, SUITE 500, CHICAGO, IL, 60661-5716 | 550 W. JACKSON BLVD, SUITE 500, CHICAGO, IL, 60661-5716 | 312-578-5193 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-40335 |
| Filing date | 2008-02-29 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-02-29
| Form type | FOCUSN |
| File number | 008-40335 |
| Filing date | 2008-02-29 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-12-31
| Form type | FOCUSN/A |
| File number | 008-40335 |
| Filing date | 2007-12-31 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-03-01
| Form type | X-17A-5 |
| File number | 008-40335 |
| Filing date | 2007-03-01 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-03-01
| Form type | FOCUSN |
| File number | 008-40335 |
| Filing date | 2007-03-01 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-03-01
| Form type | X-17A-5 |
| File number | 008-40335 |
| Filing date | 2006-03-01 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-03-01
| Form type | FOCUSN |
| File number | 008-40335 |
| Filing date | 2006-03-01 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-03-01
| Form type | FOCUSN |
| File number | 008-40335 |
| Filing date | 2005-03-01 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-03-01
| Form type | X-17A-5 |
| File number | 008-40335 |
| Filing date | 2005-03-01 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | FOCUSN |
| File number | 008-40335 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | X-17A-5 |
| File number | 008-40335 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-03-03
| Form type | FOCUSN |
| File number | 008-40335 |
| Filing date | 2003-03-03 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2003-03-03
| Form type | X-17A-5 |
| File number | 008-40335 |
| Filing date | 2003-03-03 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-01
| Form type | X-17A-5 |
| File number | 008-40335 |
| Filing date | 2002-03-01 |
| Reporting date | 2001-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CALYON FINANCIAL INC. MONEY PURCHASE PENSION PLAN | 2009 | 363517294 | 2010-03-31 | CALYON FINANCIAL INC. | 486 | |||||||||||||||||||||||||||||||||||||||||||||
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| Administrator’s EIN | 363517294 |
| Plan administrator’s name | CALYON FINANCIAL INC. |
| Plan administrator’s address | 500 WEST JACKSON BLVD, CHICAGO, IL, 60661 |
| Administrator’s telephone number | 3127621000 |
Number of participants as of the end of the plan year
| Active participants | 0 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 0 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 0 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2010-03-31 |
| Name of individual signing | FELICIA ELIAS |
| Valid signature | Filed with authorized/valid electronic signature |
| Name and Address | Role | Appointment Date |
|---|---|---|
| PRENTICE HALL CORPORATION, 33 NORTH LASALLE STREET, CHICAGO, 60602, COOK-NOT IN CITY OF CHICAGO | Agent | 1994-06-30 |
| Name and Address | Role | Account Number |
|---|---|---|
| RICHARD A FERINA, 6506 N PONCHARTRAIN, CHICAGO 60646 | President | No data |
| RICHARD A. FERINA | President | 85978 |
| Name and Address | Role | Account Number |
|---|---|---|
| SUSAN M SCHULTZ | Secretary | 85978 |
| License Type | License Number | Status | License Code | License Description | Business Activity | Date Issued | Effective Date | Expiration Date |
|---|---|---|---|---|---|---|---|---|
| BUSINESS LICENSE | 1520588 | Issued | 1010 | Limited Business License | No data | 2007-10-25 | 2007-11-16 | 2009-05-15 |
| BUSINESS LICENSE | 59545 | Issued | 1010 | Limited Business License | No data | 2003-11-04 | 2003-11-16 | 2004-11-15 |
| BUSINESS LICENSE | 59544 | Cancelled | 1010 | Limited Business License | No data | 2003-11-04 | 2003-11-16 | 2004-11-15 |
| Name | Type | Effective Date | Cancellation Date | Cancellation Type | Last Renewal Date |
|---|---|---|---|---|---|
| CARR FUTURES | No data | 1997-06-30 | 2001-03-01 | Involuntary Cancellation | No data |
| Name | Change Date |
|---|---|
| CALYON FINANCIAL INC. | 2008-01-03 |
| CARR FUTURES INC. | 2004-05-03 |
| INDOSUEZ CARR FUTURES, INC. | 1997-06-30 |
| CARR FUTURES INTERNATIONAL, INC. | 1991-01-23 |
| W.I. CARR FUTURES & OPTIONS CORP. (U.S.) | 1988-08-31 |
| Class | Series | Voting Rights | Authorized Shares | Issued Shares | Par Value |
|---|---|---|---|---|---|
| COMMON | No data | Voting Rights | 1010 | 100000 | 1 |
Date of last update: 23 Jan 2025
