RIVERNORTH CAPITAL MANAGEMENT 401(K) PLAN
|
2012
|
271560688
|
2013-07-26
|
RIVERNORTH CAPITAL MANAGEMENT, LLC
|
13
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2003-01-01
|
Business code |
623000
|
Sponsor’s telephone number |
3128321440
|
Plan sponsor’s
address |
325 N LASALLE ST STE 645, CHICAGO, IL, 606547030
|
Signature of
Role |
Plan administrator |
Date |
2013-07-26 |
Name of individual signing |
BRIAN SCHMUCKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2013-07-26 |
Name of individual signing |
BRIAN SCHMUCKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
RIVERNORTH CAPITAL MANAGEMENT 401(K) PLAN
|
2011
|
271560688
|
2012-07-12
|
RIVERNORTH CAPITAL MANAGEMENT, LLC
|
11
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2003-01-01
|
Business code |
623000
|
Sponsor’s telephone number |
3128321440
|
Plan sponsor’s
address |
325 N LASALLE ST STE 645, CHICAGO, IL, 606547030
|
Plan administrator’s name and address
Administrator’s EIN |
271560688 |
Plan administrator’s name |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
Plan administrator’s
address |
325 N LASALLE ST STE 645, CHICAGO, IL, 606547030 |
Administrator’s telephone number |
3128321440 |
Signature of
Role |
Plan administrator |
Date |
2012-07-12 |
Name of individual signing |
RICHARD FRANCISCO |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
RIVERNORTH CAPITAL MANAGEMENT 401(K) PLAN
|
2010
|
271560688
|
2011-06-24
|
RIVERNORTH CAPITAL MANAGEMENT, LLC
|
9
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2003-01-01
|
Business code |
623000
|
Sponsor’s telephone number |
3128321440
|
Plan sponsor’s
address |
325 N LASALLE ST STE 645, CHICAGO, IL, 606547030
|
Plan administrator’s name and address
Administrator’s EIN |
271560688 |
Plan administrator’s name |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
Plan administrator’s
address |
325 N LASALLE ST STE 645, CHICAGO, IL, 606547030 |
Administrator’s telephone number |
3128321440 |
Signature of
Role |
Plan administrator |
Date |
2011-06-24 |
Name of individual signing |
RICHARD FRANCISCO |
Valid signature |
Filed with authorized/valid electronic signature |
|
|