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  5. WILLIAM HARRIS INVESTORS, INC.

WILLIAM HARRIS INVESTORS, INC.

Company Details

Entity Name: WILLIAM HARRIS INVESTORS, INC.
Jurisdiction: Illinois
Entity Type: Corporation - Foreign BCA
Status: Goodstanding
Date Formed: 24 May 1988
Company Number: CORP_55095302
File Number: 55095302
Type of Business: All Inclusive Purpose
Address 191 N WACKER DR 15, CHICAGO, IL, 60606
Place of Formation: DELAWARE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
WILLIAM HARRIS INVESTORS, INC. EMPLOYEES' 401(K) 2017 363488341 2018-07-11 WILLIAM HARRIS INVESTORS INC. 76
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 525100
Sponsor’s telephone number 3126210673
Plan sponsor’s address 191 N WACKER DRIVE SUITE 1500, CHICAGO, IL, 606061899

Signature of
Role Plan administrator
Date 2018-07-11
Name of individual signing MICHAEL GAFFNEY
Valid signature Filed with authorized/valid electronic signature
WILLIAM HARRIS INVESTORS, INC. EMPLOYEES' 401(K) 2016 363488341 2017-07-11 WILLIAM HARRIS INVESTORS INC. 80
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 525100
Sponsor’s telephone number 3126210673
Plan sponsor’s address 191 N WACKER DRIVE SUITE 1500, CHICAGO, IL, 606061899

Signature of
Role Plan administrator
Date 2017-07-11
Name of individual signing MICHAEL GAFFNEY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-07-11
Name of individual signing MICHAEL GAFFNEY
Valid signature Filed with authorized/valid electronic signature
WILLIAM HARRIS INVESTORS, INC. EMPLOYEES' 401(K) 2015 363488341 2016-06-07 WILLIAM HARRIS INVESTORS INC. 75
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 525100
Sponsor’s telephone number 3126210673
Plan sponsor’s address 191 N WACKER DRIVE SUITE 1500, CHICAGO, IL, 606061899

Signature of
Role Plan administrator
Date 2016-06-07
Name of individual signing MICHAEL GAFFNEY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-06-07
Name of individual signing MICHAEL GAFFNEY
Valid signature Filed with authorized/valid electronic signature
WILLIAM HARRIS INVESTORS, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2014 363488341 2015-06-18 WILLIAM HARRIS INVESTORS INC. 69
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 525100
Sponsor’s telephone number 3126210673
Plan sponsor’s address 191 N WACKER DRIVE SUITE 1500, CHICAGO, IL, 606061899

Signature of
Role Plan administrator
Date 2015-06-18
Name of individual signing MICHAEL GAFFNEY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-06-18
Name of individual signing MICHAEL GAFFNEY
Valid signature Filed with authorized/valid electronic signature
WILLIAM HARRIS INVESTORS, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2013 363488341 2014-06-19 WILLIAM HARRIS INVESTORS INC. 66
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 525100
Sponsor’s telephone number 3126210673
Plan sponsor’s address 191 N WACKER DRIVE SUITE 1500, CHICAGO, IL, 606061899

Signature of
Role Plan administrator
Date 2014-06-19
Name of individual signing MICHAEL GAFFNEY
Valid signature Filed with authorized/valid electronic signature
WILLIAM HARRIS INVESTORS, INC. EMPLOYEES' 401K PROFIT SHARING PLAN AND TRUST 2012 363488341 2013-07-02 WILLIAM HARRIS INVESTORS INC. 69
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 525100
Sponsor’s telephone number 3126210673
Plan sponsor’s address 191 N WACKER DRIVE SUITE 1500, CHICAGO, IL, 606061899

Signature of
Role Plan administrator
Date 2013-07-02
Name of individual signing MICHAEL GAFFNEY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-07-02
Name of individual signing MICHAEL GAFFNEY
Valid signature Filed with authorized/valid electronic signature
WILLIAM HARRIS INVESTORS, INC. EMPLOYEES' 401K PROFIT SHARING PLAN AND TRUST 2011 363488341 2012-06-19 WILLIAM HARRIS INVESTORS INC. 73
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 525100
Sponsor’s telephone number 3126210673
Plan sponsor’s address 191 N WACKER DRIVE SUITE 1500, CHICAGO, IL, 606061899

Plan administrator’s name and address
Administrator’s EIN 363488341
Plan administrator’s name WILLIAM HARRIS INVESTORS INC.
Plan administrator’s address 191 N WACKER DRIVE SUITE 1500, CHICAGO, IL, 606061899
Administrator’s telephone number 3126210673

Signature of
Role Plan administrator
Date 2012-06-19
Name of individual signing MICHAEL GAFFNEY
Valid signature Filed with authorized/valid electronic signature
WILLIAM HARRIS INVESTORS, INC. EMPLOYEES' 401K PROFIT SHARING PLAN AND TRUST 2010 363488341 2011-07-14 WILLIAM HARRIS INVESTORS INC. 75
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 525100
Sponsor’s telephone number 3126210673
Plan sponsor’s address 191 N WACKER DRIVE SUITE 1500, CHICAGO, IL, 606061899

Plan administrator’s name and address
Administrator’s EIN 363488341
Plan administrator’s name WILLIAM HARRIS INVESTORS INC.
Plan administrator’s address 191 N WACKER DRIVE SUITE 1500, CHICAGO, IL, 606061899
Administrator’s telephone number 3126210673

Signature of
Role Plan administrator
Date 2011-07-14
Name of individual signing MICHAEL GAFFNEY
Valid signature Filed with authorized/valid electronic signature
WILLIAM HARRIS INVESTORS, INC. EMPLOYEES' 401K PROFIT SHARING PLAN AND TRUST 2009 363488341 2010-09-17 WILLIAM HARRIS INVESTORS INC. 64
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 525100
Sponsor’s telephone number 3126210673
Plan sponsor’s address 191 N WACKER DRIVE SUITE 1500, CHICAGO, IL, 606061899

Plan administrator’s name and address
Administrator’s EIN 363488341
Plan administrator’s name WILLIAM HARRIS INVESTORS INC.
Plan administrator’s address 191 N WACKER DRIVE SUITE 1500, CHICAGO, IL, 606061899
Administrator’s telephone number 3126210673

Signature of
Role Plan administrator
Date 2010-09-17
Name of individual signing MICHAEL GAFFNEY
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
ILLINOIS CORPORATION SERVICE COMPANY, 801 ADLAI STEVENSON DRIVE, SPRINGFIELD, 62703, SANGAMON Agent 2021-04-13

President

Name and Address Role Account Number
LAUREN MACDONALD 191 N WACKER DR STE 1500 CHICAGO IL 60606 President No data
Adam Langsam President 313528

Secretary

Name and Address Role Account Number
MARC BASSEWITZ 191 N WACKER DR STE 1500 CHICAGO IL 60606 Secretary No data
Marc Bassewitz Secretary 313528

License

License Type License Number Status License Code License Description Business Activity Date Issued Effective Date Expiration Date
BUSINESS LICENSE 1799596 Issued 1010 Limited Business License No data 2020-09-04 2020-09-16 2022-09-15

Shares

Class Series Voting Rights Authorized Shares Issued Shares Par Value
COMMON A No data Voting Rights 250 2670 0.01
COMMON B No data No Voting Rights 250 72000 0.01

Related by officers

ILLINOIS CORPORATION SERVICE COMPANY, 801 ADLAI STEVENSON DRIVE, SPRINGFIELD, 62703, SANGAMON

SARGENT & LUNDY, L.L.C. DIEBOLD NIXDORF, INCORPORATED THE SHERWIN-WILLIAMS COMPANY BENJAMIN MOORE & CO. BUSINESS PROPERTY LENDING, INC. NORFOLK SOUTHERN RAILWAY COMPANY ALIGHT FINANCIAL SOLUTIONS, LLC MAPLE BROOK, L.L.C. INVESTMENT 10 L.L.C. ALIGHT SOLUTIONS LLC

Related by address

No related companies by address

Date of last update: 16 Jan 2025

Sources: Illinois Office of the Secretary of State

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