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JOHN K. FLAHERTY & ASSOCIATES, LTD.

Company Details

Entity Name: JOHN K. FLAHERTY & ASSOCIATES, LTD.
Jurisdiction: Illinois
Entity Type: Corporation - Domestic BCA
Status: Goodstanding
Date Formed: 07 Feb 1991
Company Number: CORP_56272151
File Number: 56272151
Type of Business: Incorporated under the Professional Service Corporation Act
Place of Formation: ILLINOIS

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
JOHN K. FLAHERTY & ASSOCIATES, LTD. 401(K) PROFIT SHARING PLAN & TRUST 2023 363745114 2024-10-02 JOHN K. FLAHERTY & ASSOCIATES, LTD. 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-01-01
Business code 541211
Sponsor’s telephone number 3123410615
Plan sponsor’s address 141 W. JACKSON BLVD., SUITE 1310, CHICAGO, IL, 60604

Signature of

Role Plan administrator
Date 2024-10-01
Name of individual signing WILLIAM FLAHERTY
Valid signature Filed with authorized/valid electronic signature
JOHN K. FLAHERTY & ASSOCIATES, LTD. 401(K) PROFIT SHARING PLAN & TRUST 2022 363745114 2023-10-05 JOHN K. FLAHERTY & ASSOCIATES, LTD. 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-01-01
Business code 541211
Sponsor’s telephone number 3123410615
Plan sponsor’s address 141 W. JACKSON BLVD., SUITE 1310, CHICAGO, IL, 60604

Signature of

Role Plan administrator
Date 2023-10-04
Name of individual signing JOHN K FLAHERTY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-10-04
Name of individual signing JOHN K FLAHERTY
Valid signature Filed with authorized/valid electronic signature
JOHN K. FLAHERTY & ASSOCIATES, LTD. 401(K) PROFIT SHARING PLAN & TRUST 2021 363745114 2022-10-05 JOHN K. FLAHERTY & ASSOCIATES, LTD. 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-01-01
Business code 541211
Sponsor’s telephone number 3123410615
Plan sponsor’s address 111 W. JACKSON BLVD., SUITE 1300, CHICAGO, IL, 60604

Signature of

Role Plan administrator
Date 2022-10-04
Name of individual signing JOHN K FLAHERTY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-10-04
Name of individual signing JOHN K FLAHERTY
Valid signature Filed with authorized/valid electronic signature
JOHN K. FLAHERTY & ASSOCIATES, LTD. 401(K) PROFIT SHARING PLAN & TRUST 2020 363745114 2021-09-07 JOHN K. FLAHERTY & ASSOCIATES, LTD. 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-01-01
Business code 541211
Sponsor’s telephone number 3123410615
Plan sponsor’s address 111 W. JACKSON BLVD., SUITE 1300, CHICAGO, IL, 60604

Signature of

Role Plan administrator
Date 2021-09-07
Name of individual signing JOHN K FLAHERTY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-09-07
Name of individual signing JOHN K FLAHERTY
Valid signature Filed with authorized/valid electronic signature
JOHN K. FLAHERTY & ASSOCIATES, LTD. 401(K) PROFIT SHARING PLAN & TRUST 2019 363745114 2020-10-02 JOHN K. FLAHERTY & ASSOCIATES, LTD. 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-01-01
Business code 541211
Sponsor’s telephone number 3123410615
Plan sponsor’s address 111 W. JACKSON BLVD., SUITE 1300, CHICAGO, IL, 60604

Signature of

Role Plan administrator
Date 2020-10-02
Name of individual signing JOHN K FLAHERTY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-10-02
Name of individual signing JOHN K FLAHERTY
Valid signature Filed with authorized/valid electronic signature
JOHN K. FLAHERTY & ASSOCIATES, LTD. CASH BALANCE PENSION PLAN & TRUST 2019 363745114 2020-07-09 JOHN K. FLAHERTY & ASSOCIATES, LTD. 9
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2013-01-01
Business code 541211
Sponsor’s telephone number 3123410615
Plan sponsor’s address 111 W. JACKSON BLVD., SUITE 1300, CHICAGO, IL, 60604

Signature of

Role Plan administrator
Date 2020-07-09
Name of individual signing JOHN K FLAHERTY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-07-09
Name of individual signing JOHN K FLAHERTY
Valid signature Filed with authorized/valid electronic signature
JOHN K. FLAHERTY & ASSOCIATES, LTD. 401(K) PROFIT SHARING PLAN & TRUST 2018 363745114 2019-10-01 JOHN K. FLAHERTY & ASSOCIATES, LTD. 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-01-01
Business code 541211
Sponsor’s telephone number 3123410615
Plan sponsor’s address 111 W. JACKSON BLVD., SUITE 1300, CHICAGO, IL, 60604

Signature of

Role Plan administrator
Date 2019-09-30
Name of individual signing JOHN FLAHERTY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-09-30
Name of individual signing JOHN FLAHERTY
Valid signature Filed with authorized/valid electronic signature
JOHN K. FLAHERTY & ASSOCIATES, LTD. CASH BALANCE PENSION PLAN & TRUST 2018 363745114 2019-10-02 JOHN K. FLAHERTY & ASSOCIATES, LTD. 10
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2013-01-01
Business code 541211
Sponsor’s telephone number 3123410615
Plan sponsor’s address 111 W. JACKSON BLVD., SUITE 1300, CHICAGO, IL, 60604

Signature of

Role Plan administrator
Date 2019-10-02
Name of individual signing JOHN FLAHERTY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-10-02
Name of individual signing JOHN FLAHERTY
Valid signature Filed with authorized/valid electronic signature
JOHN K. FLAHERTY & ASSOCIATES, LTD. 401(K) PROFIT SHARING PLAN & TRUST 2017 363745114 2018-10-11 JOHN K. FLAHERTY & ASSOCIATES, LTD. 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-01-01
Business code 541211
Sponsor’s telephone number 3123410615
Plan sponsor’s address 111 W. JACKSON BLVD., SUITE 1300, CHICAGO, IL, 60604

Signature of

Role Plan administrator
Date 2018-10-09
Name of individual signing JOHN FLAHERTY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-10-09
Name of individual signing JOHN FLAHERTY
Valid signature Filed with authorized/valid electronic signature
JOHN K. FLAHERTY & ASSOCIATES, LTD. CASH BALANCE PENSION PLAN & TRUST 2017 363745114 2018-10-11 JOHN K. FLAHERTY & ASSOCIATES, LTD. 10
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2013-01-01
Business code 541211
Sponsor’s telephone number 3123410615
Plan sponsor’s address 111 W. JACKSON BLVD., SUITE 1300, CHICAGO, IL, 60604

Signature of

Role Plan administrator
Date 2018-10-09
Name of individual signing JOHN FLAHERTY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-10-09
Name of individual signing JOHN FLAHERTY
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
JOHN K FLAHERTY, 111 W JACKSON BLVD STE 1300, CHICAGO, 60604, COOK-NOT IN CITY OF CHICAGO Agent 1995-04-13

President

Name and Address Role
JOHN K FLAHERTY, 215 MAPLEWOODRD, RIVERSIDE 60546 President

Secretary

Name and Address Role
WILLIAM M FLAHERTY 1414 MONROEAVENUE, RIVER FOREST, IL 6030 Secretary

License

License Type License Number Status License Code License Description Business Activity Date Issued Effective Date Expiration Date
PROF SERVICE CORP 060008546 No data No data REGISTERED PROFESSIONAL SERVICE CORPORATION No data 2004-03-25 2017-02-07 2018-01-01
PUBLIC ACCOUNTANT 158000956 No data No data PUBLIC ACCOUNTANT CE SPONSOR No data 1992-07-03 2016-12-22 2017-12-31

Shares

Class Series Voting Rights Authorized Shares Issued Shares Par Value
COMM No data Voting Rights 10000 1000000 1

Date of last update: 16 Jan 2025

Sources: Illinois Office of the Secretary of State