|
DRESNER CAPITAL RESOURCES, INC. 401(K) SAFE HARBOR PLAN
|
2012
|
363794870
|
2013-08-21
|
DRESNER CAPITAL RESOURCES, INC.
|
32
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2002-09-01
|
| Business code |
523110
|
| Sponsor’s telephone number |
3127263600
|
| Plan sponsor’s mailing address |
20 NORTH CLARK STREET, SUITE 3550, CHICAGO, IL, 60602
|
| Plan sponsor’s
address |
20 NORTH CLARK STREET, SUITE 3550, CHICAGO, IL, 60602
|
Plan administrator’s name and address
| Administrator’s EIN |
363794870 |
| Plan administrator’s name |
DRESNER CAPITAL RESOURCES, INC. |
| Plan administrator’s
address |
20 NORTH CLARK STREET, SUITE 3550, CHICAGO, IL, 60602 |
| Administrator’s telephone number |
3127263600 |
Number of participants as of the end of the plan year
| Active participants |
24 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
10 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
27 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
1 |
Signature of
| Role |
Plan administrator |
| Date |
2013-08-21 |
| Name of individual signing |
CAROL BIELENDA |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2013-08-21 |
| Name of individual signing |
CAROL BIELENDA |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
DRESNER CAPITAL RESOURCES, INC. 401(K) SAFE HARBOR PLAN
|
2011
|
363794870
|
2012-10-11
|
DRESNER CAPITAL RESOURCES, INC.
|
34
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2002-09-01
|
| Business code |
523110
|
| Sponsor’s telephone number |
3127263600
|
| Plan sponsor’s mailing address |
20 NORTH CLARK STREET, SUITE 3550, CHICAGO, IL, 60602
|
| Plan sponsor’s
address |
20 NORTH CLARK STREET, SUITE 3550, CHICAGO, IL, 60602
|
Plan administrator’s name and address
| Administrator’s EIN |
363794870 |
| Plan administrator’s name |
DRESNER CAPITAL RESOURCES, INC. |
| Plan administrator’s
address |
20 NORTH CLARK STREET, SUITE 3550, CHICAGO, IL, 60602 |
| Administrator’s telephone number |
3127263600 |
Number of participants as of the end of the plan year
| Active participants |
20 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
12 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
26 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-11 |
| Name of individual signing |
CAROL BIELENDA |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
DRESNER CAPITAL RESOURCES, INC. 401(K) SAFE HARBOR PLAN
|
2010
|
363794870
|
2011-10-14
|
DRESNER CAPITAL RESOURCES, INC.
|
33
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2002-09-01
|
| Business code |
523110
|
| Sponsor’s telephone number |
3127263600
|
| Plan sponsor’s mailing address |
20 NORTH CLARK STREET, SUITE 3550, CHICAGO, IL, 60602
|
| Plan sponsor’s
address |
20 NORTH CLARK STREET, SUITE 3550, CHICAGO, IL, 60602
|
Plan administrator’s name and address
| Administrator’s EIN |
363794870 |
| Plan administrator’s name |
DRESNER CAPITAL RESOURCES, INC. |
| Plan administrator’s
address |
20 NORTH CLARK STREET, SUITE 3550, CHICAGO, IL, 60602 |
| Administrator’s telephone number |
3127263600 |
Number of participants as of the end of the plan year
| Active participants |
24 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
10 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
30 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-14 |
| Name of individual signing |
ROXANNA DAVIS |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
DRESNER CAPITAL RESOURCES, INC. 401(K) SAFE HARBOR PLAN
|
2009
|
363794870
|
2010-10-07
|
DRESNER CAPITAL RESOURCES, INC.
|
42
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2002-09-01
|
| Business code |
523110
|
| Sponsor’s telephone number |
3127807222
|
| Plan sponsor’s mailing address |
20 NORTH CLARK STREET, SUITE 3550, CHICAGO, IL, 60602
|
| Plan sponsor’s
address |
20 NORTH CLARK STREET, SUITE 3550, CHICAGO, IL, 60602
|
Plan administrator’s name and address
| Administrator’s EIN |
363794870 |
| Plan administrator’s name |
DRESNER CAPITAL RESOURCES, INC. |
| Plan administrator’s
address |
20 NORTH CLARK STREET, SUITE 3550, CHICAGO, IL, 60602 |
| Administrator’s telephone number |
3127807222 |
Number of participants as of the end of the plan year
| Active participants |
25 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
11 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
33 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-07 |
| Name of individual signing |
ROXANNA DAVIS |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
