|
THE BAIRD & WARNER 401(K) RETIREMENT SAVINGS PLAN
|
2012
|
363916731
|
2013-10-15
|
BAIRD & WARNER, INC.
|
262
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
1985-09-01
|
| Business code |
531210
|
| Sponsor’s telephone number |
3128579628
|
| Plan sponsor’s mailing address |
120 SOUTH LASALLE STREET, SUITE 2000, CHICAGO, IL, 60603
|
| Plan sponsor’s
address |
120 SOUTH LASALLE STREET, SUITE 2000, CHICAGO, IL, 60603
|
Plan administrator’s name and address
| Administrator’s EIN |
363916731 |
| Plan administrator’s name |
BAIRD & WARNER, INC. |
| Plan administrator’s
address |
120 SOUTH LASALLE STREET, SUITE 2000, CHICAGO, IL, 60603 |
| Administrator’s telephone number |
3128579628 |
Number of participants as of the end of the plan year
| Active participants |
199 |
| Retired or separated participants receiving
benefits |
7 |
| Other
retired or separated participants entitled to future benefits |
57 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
201 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-15 |
| Name of individual signing |
WENDY DAHM |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2013-10-15 |
| Name of individual signing |
WENDY DAHM |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
THE BAIRD & WARNER 401(K) RETIREMENT SAVINGS PLAN
|
2011
|
363916731
|
2012-10-15
|
BAIRD & WARNER, INC.
|
266
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
1985-09-01
|
| Business code |
531210
|
| Sponsor’s telephone number |
3128579628
|
| Plan sponsor’s mailing address |
120 SOUTH LASALLE STREET, SUITE 2000, CHICAGO, IL, 60603
|
| Plan sponsor’s
address |
120 SOUTH LASALLE STREET, SUITE 2000, CHICAGO, IL, 60603
|
Plan administrator’s name and address
| Administrator’s EIN |
363916731 |
| Plan administrator’s name |
BAIRD & WARNER, INC. |
| Plan administrator’s
address |
120 SOUTH LASALLE STREET, SUITE 2000, CHICAGO, IL, 60603 |
| Administrator’s telephone number |
3128579628 |
Number of participants as of the end of the plan year
| Active participants |
198 |
| Retired or separated participants receiving
benefits |
8 |
| Other
retired or separated participants entitled to future benefits |
56 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
196 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-15 |
| Name of individual signing |
WENDY DAHM |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
THE BAIRD & WARNER 401(K) RETIREMENT SAVINGS PLAN
|
2010
|
363916731
|
2011-10-14
|
BAIRD & WARNER, INC.
|
339
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
1985-09-01
|
| Business code |
531210
|
| Sponsor’s telephone number |
3128579628
|
| Plan sponsor’s mailing address |
120 SOUTH LASALLE STREET, SUITE 2000, CHICAGO, IL, 60603
|
| Plan sponsor’s
address |
120 SOUTH LASALLE STREET, SUITE 2000, CHICAGO, IL, 60603
|
Plan administrator’s name and address
| Administrator’s EIN |
363916731 |
| Plan administrator’s name |
BAIRD & WARNER, INC. |
| Plan administrator’s
address |
120 SOUTH LASALLE STREET, SUITE 2000, CHICAGO, IL, 60603 |
| Administrator’s telephone number |
3128579628 |
Number of participants as of the end of the plan year
| Active participants |
207 |
| Retired or separated participants receiving
benefits |
8 |
| Other
retired or separated participants entitled to future benefits |
51 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
209 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-14 |
| Name of individual signing |
WENDY DAHM |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
