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  5. BAUGHER FINANCIAL & ASSOCIATES, INC.

BAUGHER FINANCIAL & ASSOCIATES, INC.

Company Details

Entity Name: BAUGHER FINANCIAL & ASSOCIATES, INC.
Jurisdiction: Illinois
Entity Type: Corporation - Domestic BCA
Status: Dissolved
Date Formed: 27 Apr 1995
Date of Dissolution: 13 Sep 2019
Company Number: CORP_58314013
File Number: 58314013
Type of Business: All Inclusive Purpose
Date Status Change: 13 Sep 2019
Place of Formation: ILLINOIS

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
BAUGHER FINANCIAL & ASSOCIATES, INC. 401K PROFIT SHARING PLAN 2019 371342644 2020-10-01 BAUGHER FINANCIAL & ASSOCIATES, INC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 6182884900
Plan sponsor’s address 108 MAGNOLIA DRIVE, SUITE B, GLEN CARBON, IL, 620341595

Signature of
Role Plan administrator
Date 2020-10-01
Name of individual signing KERRY BAUGHER
Valid signature Filed with authorized/valid electronic signature
BAUGHER FINANCIAL & ASSOCIATES, INC. CASH BALANCE PLAN 2019 371342644 2020-10-15 BAUGHER FINANCIAL & ASSOCIATES, INC 9
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523110
Sponsor’s telephone number 6182884900
Plan sponsor’s address 108 MAGNOLIA DRIVE, SUITE B, GLEN CARBON, IL, 620341595

Signature of
Role Plan administrator
Date 2020-10-15
Name of individual signing KERRY BAUGHER
Valid signature Filed with authorized/valid electronic signature
BAUGHER FINANCIAL & ASSOCIATES, INC. 401K PROFIT SHARING PLAN 2019 371342644 2020-10-02 BAUGHER FINANCIAL & ASSOCIATES, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 6182884900
Plan sponsor’s address 108 MAGNOLIA DRIVE, SUITE B, GLEN CARBON, IL, 620341595

Signature of
Role Plan administrator
Date 2020-10-02
Name of individual signing KERRY BAUGHER
Valid signature Filed with authorized/valid electronic signature
BAUGHER FINANCIAL & ASSOCIATES, INC. CASH BALANCE 2019 371342644 2020-12-15 BAUGHER FINANCIAL & ASSOCIATES, INC 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523110
Sponsor’s telephone number 6182884900
Plan sponsor’s address 108 MAGNOLIA DRIVE, SUITE B, GLEN CARBON, IL, 620341595

Signature of
Role Plan administrator
Date 2020-12-15
Name of individual signing KERRY BAUGHER
Valid signature Filed with authorized/valid electronic signature
BAUGHER FINANCIAL & ASSOCIATES, INC. 401K PROFIT SHARING PLAN 2018 371342644 2019-08-28 BAUGHER FINANCIAL & ASSOCIATES, INC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 6182884900
Plan sponsor’s address 108 MAGNOLIA DRIVE, SUITE B, GLEN CARBON, IL, 620341595

Signature of
Role Plan administrator
Date 2019-08-28
Name of individual signing KERRY BAUGHER
Valid signature Filed with authorized/valid electronic signature
BAUGHER FINANCIAL & ASSOCIATES, INC. CASH BALANCE PLAN 2018 371342644 2019-10-14 BAUGHER FINANCIAL & ASSOCIATES, INC 9
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523110
Sponsor’s telephone number 6182884900
Plan sponsor’s address 108 MAGNOLIA DRIVE, SUITE B, GLEN CARBON, IL, 620341595

Signature of
Role Plan administrator
Date 2019-10-14
Name of individual signing KERRY BAUGHER
Valid signature Filed with authorized/valid electronic signature
BAUGHER FINANCIAL & ASSOCIATES, INC. CASH BALANCE PLAN 2017 371342644 2018-10-15 BAUGHER FINANCIAL & ASSOCIATES, INC 9
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523110
Sponsor’s telephone number 6182884900
Plan sponsor’s address 108 MAGNOLIA DRIVE, SUITE B, GLEN CARBON, IL, 620341595

Signature of
Role Plan administrator
Date 2018-10-15
Name of individual signing KERRY BAUGHER
Valid signature Filed with authorized/valid electronic signature
BAUGHER FINANCIAL & ASSOCIATES, INC. 401K PROFIT SHARING PLAN 2017 371342644 2018-06-26 BAUGHER FINANCIAL & ASSOCIATES, INC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 6182884900
Plan sponsor’s address 108 MAGNOLIA DRIVE, SUITE B, GLEN CARBON, IL, 620341595

Signature of
Role Plan administrator
Date 2018-06-26
Name of individual signing KERRY BAUGHER
Valid signature Filed with authorized/valid electronic signature
BAUGHER FINANCIAL & ASSOCIATES, INC. CASH BALANCE PLAN 2016 371342644 2017-10-06 BAUGHER FINANCIAL & ASSOCIATES, INC 9
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523110
Sponsor’s telephone number 6182884900
Plan sponsor’s address 108 MAGNOLIA DRIVE, SUITE B, GLEN CARBON, IL, 620341595

Signature of
Role Plan administrator
Date 2017-10-06
Name of individual signing KERRY BAUGHER
Valid signature Filed with authorized/valid electronic signature
BAUGHER FINANCIAL & ASSOCIATES, INC. 401K PROFIT SHARING PLAN 2016 371342644 2017-05-24 BAUGHER FINANCIAL & ASSOCIATES, INC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 6182884900
Plan sponsor’s address 108 MAGNOLIA DRIVE, SUITE B, GLEN CARBON, IL, 620341595

Signature of
Role Plan administrator
Date 2017-05-24
Name of individual signing KERRY BAUGHER
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
KERRY L BAUGHER JR, 108 MAGNOLIA DR STE B, GLEN CARBON, 62034, MADISON Agent 2008-02-25

President

Name and Address Role
KERRY L BAUGHER 15 WARWICK PARK LANE EDWARDSVILLE IL 62025 President

Historical Names

Name Change Date
BAUGHER CARSON & ASSOC., INC. 1997-01-23
BAUGHER CARSON & ASSOC, INC. 1995-05-16

Shares

Class Series Voting Rights Authorized Shares Issued Shares Par Value
COMM No data Voting Rights 100 50000 1

Related by officers

No related officers

Related by address

No related companies by address

Date of last update: 13 Jan 2025

Sources: Illinois Office of the Secretary of State

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