| Entity Name: | SORSBY FINANCIAL CORP. |
| Jurisdiction: | Illinois |
| Entity Type: | Corporation - Domestic BCA |
| Status: | Goodstanding |
| Date Formed: | 07 Aug 1995 |
| Company Number: | CORP_58452262 |
| File Number: | 58452262 |
| Type of Business: | All Inclusive Purpose |
| Address | 676 N MICHIGAN AVE 3140, CHICAGO, IL, 60611 |
| Place of Formation: | ILLINOIS |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1002196 | 100 E HURON ST, SUITE 3503, CHICAGO, IL, 60611 | 100 E HURON ST, SUITE 3503, CHICAGO, IL, 60611 | 312-751-0469 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2024-01-10 |
| Reporting date | 2023-09-30 |
| File | View File |
Filings since 2022-12-27
| Form type | FOCUSN |
| File number | 008-48718 |
| Filing date | 2022-12-27 |
| Reporting date | 2022-09-30 |
| File | View File |
Filings since 2022-10-03
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2022-10-03 |
| Reporting date | 2022-09-30 |
| File | View File |
Filings since 2022-02-01
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2022-02-01 |
| Reporting date | 2021-09-30 |
| File | View File |
Filings since 2022-01-04
| Form type | FOCUSN |
| File number | 008-48718 |
| Filing date | 2022-01-04 |
| Reporting date | 2021-09-30 |
| File | View File |
Filings since 2020-11-25
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2020-11-25 |
| Reporting date | 2020-09-30 |
| File | View File |
Filings since 2019-06-03
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2019-06-03 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2019-06-03
| Form type | FOCUSN |
| File number | 008-48718 |
| Filing date | 2019-06-03 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2018-05-31
| Form type | FOCUSN |
| File number | 008-48718 |
| Filing date | 2018-05-31 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2018-05-30
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2018-05-30 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2017-05-30
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2017-05-30 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2017-05-30
| Form type | FOCUSN |
| File number | 008-48718 |
| Filing date | 2017-05-30 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2016-05-31
| Form type | FOCUSN |
| File number | 008-48718 |
| Filing date | 2016-05-31 |
| Reporting date | 2016-03-31 |
| File | View File |
Filings since 2016-05-31
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2016-05-31 |
| Reporting date | 2016-03-31 |
| File | View File |
Filings since 2015-06-01
| Form type | FOCUSN |
| File number | 008-48718 |
| Filing date | 2015-06-01 |
| Reporting date | 2015-03-31 |
| File | View File |
Filings since 2015-06-01
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2015-06-01 |
| Reporting date | 2015-03-31 |
| File | View File |
Filings since 2014-05-30
| Form type | FOCUSN |
| File number | 008-48718 |
| Filing date | 2014-05-30 |
| Reporting date | 2014-03-31 |
| File | View File |
Filings since 2014-05-30
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2014-05-30 |
| Reporting date | 2014-03-31 |
| File | View File |
Filings since 2013-05-30
| Form type | FOCUSN |
| File number | 008-48718 |
| Filing date | 2013-05-30 |
| Reporting date | 2013-03-31 |
| File | View File |
Filings since 2013-05-30
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2013-05-30 |
| Reporting date | 2013-03-31 |
| File | View File |
Filings since 2012-07-23
| Form type | X-17A-5/A |
| File number | 008-48718 |
| Filing date | 2012-07-23 |
| Reporting date | 2012-03-31 |
| File | View File |
Filings since 2012-05-30
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2012-05-30 |
| Reporting date | 2012-03-31 |
| File | View File |
Filings since 2012-05-30
| Form type | FOCUSN |
| File number | 008-48718 |
| Filing date | 2012-05-30 |
| Reporting date | 2012-03-31 |
| File | View File |
Filings since 2011-05-31
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2011-05-31 |
| Reporting date | 2011-03-31 |
| File | View File |
Filings since 2011-05-31
| Form type | FOCUSN |
| File number | 008-48718 |
| Filing date | 2011-05-31 |
| Reporting date | 2011-03-31 |
| File | View File |
Filings since 2010-06-01
| Form type | FOCUSN |
| File number | 008-48718 |
| Filing date | 2010-06-01 |
| Reporting date | 2010-03-31 |
| File | View File |
Filings since 2010-06-01
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2010-06-01 |
| Reporting date | 2010-03-31 |
| File | View File |
Filings since 2009-02-25
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2009-02-25 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-02-26
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2007-02-26 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-02-27
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2006-02-27 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-02-25
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2005-02-25 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-05-20
| Form type | X-17A-5/A |
| File number | 008-48718 |
| Filing date | 2004-05-20 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-02-27
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2004-02-27 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-03-03
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2003-03-03 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-27
| Form type | X-17A-5 |
| File number | 008-48718 |
| Filing date | 2002-03-27 |
| Reporting date | 2001-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SORSBY FINANCIAL CORP 401(K) PLAN | 2012 | 364033989 | 2013-09-05 | SORSBY FINANCIAL CORP | 3 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| Administrator’s EIN | 364033989 |
| Plan administrator’s name | SORSBY FINANCIAL CORP |
| Plan administrator’s address | 676 N MICHIGAN AVE, SUITE 3140, CHICAGO, IL, 606112848 |
| Administrator’s telephone number | 3127510469 |
Number of participants as of the end of the plan year
| Active participants | 2 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 2 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 4 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2013-09-05 |
| Name of individual signing | CHARLES SORSBY |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2013-09-05 |
| Name of individual signing | CHARLES SORSBY |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2001-02-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 3127510469 |
| Plan sponsor’s mailing address | 676 N MICHIGAN AVE, SUITE 3140, CHICAGO, IL, 606112848 |
| Plan sponsor’s address | 676 N MICHIGAN AVE, SUITE 3140, CHICAGO, IL, 606112848 |
Plan administrator’s name and address
| Administrator’s EIN | 364033989 |
| Plan administrator’s name | SORSBY FINANCIAL CORP |
| Plan administrator’s address | 676 N MICHIGAN AVE, SUITE 3140, CHICAGO, IL, 606112848 |
| Administrator’s telephone number | 3127510469 |
Number of participants as of the end of the plan year
| Active participants | 3 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 0 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 3 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2012-06-12 |
| Name of individual signing | CHARLES SORSBY |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2001-02-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 3127510469 |
| Plan sponsor’s mailing address | 676 N MICHIGAN AVE, SUITE 3140, CHICAGO, IL, 606112848 |
| Plan sponsor’s address | 676 N MICHIGAN AVE, SUITE 3140, CHICAGO, IL, 606112848 |
Plan administrator’s name and address
| Administrator’s EIN | 364033989 |
| Plan administrator’s name | SORSBY FINANCIAL CORP |
| Plan administrator’s address | 676 N MICHIGAN AVE, SUITE 3140, CHICAGO, IL, 606112848 |
| Administrator’s telephone number | 3127510469 |
Number of participants as of the end of the plan year
| Active participants | 3 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 0 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 3 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2011-08-01 |
| Name of individual signing | CHARLES SORSBY |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2001-02-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 3127510469 |
| Plan sponsor’s mailing address | 676 N MICHIGAN AVE, SUITE 3140, CHICAGO, IL, 606112848 |
| Plan sponsor’s address | 676 N MICHIGAN AVE, SUITE 3140, CHICAGO, IL, 606112848 |
Plan administrator’s name and address
| Administrator’s EIN | 364033989 |
| Plan administrator’s name | SORSBY FINANCIAL CORP |
| Plan administrator’s address | 676 N MICHIGAN AVE, SUITE 3140, CHICAGO, IL, 606112848 |
| Administrator’s telephone number | 3127510469 |
Number of participants as of the end of the plan year
| Active participants | 3 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 1 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 4 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2010-09-28 |
| Name of individual signing | CHARLES SORSBY |
| Valid signature | Filed with authorized/valid electronic signature |
| Name and Address | Role | Appointment Date |
|---|---|---|
| CHARLES C SORSBY, 100 E HURON ST APT 3503, CHICAGO, 60611, COOK-NOT IN CITY OF CHICAGO | Agent | 2021-04-05 |
| Name and Address | Role | Account Number |
|---|---|---|
| CHARLES C SORSBY, 100 E HURONSTE 3503, CHICAGO IL 60611 | President | No data |
| CHARLES CAWTHON SORSBY | President | 327380 |
| Name and Address | Role | Account Number |
|---|---|---|
| CHARLES C SORSBY, 100 E HURONSTE 3503, CHICAGO IL 60611 | Secretary | No data |
| CHARLES CAWTHON SORSBY | Secretary | 327380 |
| License Type | License Number | Status | License Code | License Description | Business Activity | Date Issued | Effective Date | Expiration Date |
|---|---|---|---|---|---|---|---|---|
| BUSINESS LICENSE | 1892541 | Issued | 1010 | Limited Business License | No data | 2021-01-28 | 2021-03-16 | 2023-03-15 |
| Name | Change Date |
|---|---|
| CHARLES SORSBY FINANCIAL CORPORATION | 1995-08-08 |
| Class | Series | Voting Rights | Authorized Shares | Issued Shares | Par Value |
|---|---|---|---|---|---|
| COMM | No data | Voting Rights | 1000000 | 1000000000 | No data |
Date of last update: 16 Jan 2025
