| Entity Name: | DOUGALL & ASSOCIATES, INC. |
| Jurisdiction: | Illinois |
| Entity Type: | Corporation - Domestic BCA |
| Status: | Goodstanding |
| Date Formed: | 27 Nov 1996 |
| Company Number: | CORP_59134558 |
| File Number: | 59134558 |
| Type of Business: | All Inclusive Purpose |
| Place of Formation: | ILLINOIS |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1028553 | 445 EAST NORTH WATER STREET, APT 2203, CHICAGO, IL, 60611 | 445 EAST NORTH WATER STREET, APT 2203, CHICAGO, IL, 60611 | 312-663-2670 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2024-04-01 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2024-04-01
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2024-04-01 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2024-04-01
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2024-04-01 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-03-31
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2023-03-31 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2023-03-31
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2023-03-31 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-03-01
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2022-03-01 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2022-03-01
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2022-03-01 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-03-02
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2021-03-02 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-03-02
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2021-03-02 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-02-26
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2020-02-26 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-02-26
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2020-02-26 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-02-27
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2017-02-27 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-02-27
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2017-02-27 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-03-01
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2016-03-01 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-03-01
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2016-03-01 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-03-01
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2013-03-01 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-03-01
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2013-03-01 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-28
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2012-02-28 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-28
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2012-02-28 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-28
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2011-02-28 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-02-28
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2011-02-28 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-02-24
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2009-02-24 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-02-24
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2009-02-24 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-04-07
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2008-04-07 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-03-03
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2008-03-03 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-03-01
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2007-03-01 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-03-01
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2007-03-01 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-03-01
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2006-03-01 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-03-01
| Form type | FOCUSN |
| File number | 008-49806 |
| Filing date | 2005-03-01 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-03-01
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2005-03-01 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-02-27
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2004-02-27 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-03-18
| Form type | X-17A-5 |
| File number | 008-49806 |
| Filing date | 2003-03-18 |
| Reporting date | 2002-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DOUGALL & ASSOCIATES INC 401(K) PROFIT SHARING PLAN & TRUST | 2023 | 364116414 | 2024-05-03 | DOUGALL & ASSOCIATES INC | 2 | |||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||
| Administrator’s EIN | 471637791 |
| Plan administrator’s name | ERISA FIDUCIARY SERVICES, INC. |
| Plan administrator’s address | 1373 VETERANS HIGHWAY, SUITE 10, HAUPPAUGE, NY, 11788 |
| Administrator’s telephone number | 6312490500 |
Signature of
| Role | Plan administrator |
| Date | 2024-05-03 |
| Name of individual signing | ERISA FIDUCIARY SERVICES |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1997-07-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 3123461066 |
| Plan sponsor’s address | 445 E NORTH WATER ST, APT 2203, CHICAGO, IL, 606115567 |
Plan administrator’s name and address
| Administrator’s EIN | 471637791 |
| Plan administrator’s name | ERISA FIDUCIARY SERVICES, INC. |
| Plan administrator’s address | 1373 VETERANS HIGHWAY, SUITE 10, HAUPPAUGE, NY, 11788 |
| Administrator’s telephone number | 6312490500 |
Signature of
| Role | Plan administrator |
| Date | 2023-04-08 |
| Name of individual signing | ERISA FIDUCIARY SERVICES |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1997-07-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 3123461066 |
| Plan sponsor’s address | 445 EAST NORTH WATER STREET, APT. 2203, CHICAGO, IL, 60611 |
Signature of
| Role | Plan administrator |
| Date | 2022-07-14 |
| Name of individual signing | JOANNE PALADINO |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1997-07-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 3123461066 |
| Plan sponsor’s address | 440 S LASALLE STREET SUITE 845, CHICAGO, IL, 60605 |
Signature of
| Role | Plan administrator |
| Date | 2021-09-14 |
| Name of individual signing | JOANNE PALADINO |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1997-07-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 3123461066 |
| Plan sponsor’s address | 111 WEST JACKSON, SUITE 1700, CHICAGO, IL, 60604 |
Signature of
| Role | Plan administrator |
| Date | 2020-07-11 |
| Name of individual signing | SCOTT FREYN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1997-07-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 3123461066 |
| Plan sponsor’s address | 440 S LASALLE STREET SUITE 845, CHICAGO, IL, 60605 |
Signature of
| Role | Plan administrator |
| Date | 2019-08-13 |
| Name of individual signing | SCOTT FREYN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1997-07-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 3123461066 |
| Plan sponsor’s address | 440 S LASALLE STREET SUITE 845, CHICAGO, IL, 60605 |
Signature of
| Role | Plan administrator |
| Date | 2018-06-15 |
| Name of individual signing | SCOTT FREYN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1997-07-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 3123461066 |
| Plan sponsor’s address | 440 S LASALLE STREET SUITE 845, CHICAGO, IL, 60605 |
Signature of
| Role | Plan administrator |
| Date | 2017-06-16 |
| Name of individual signing | SCOTT FREYN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1997-07-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 3123461066 |
| Plan sponsor’s address | 440 S LASALLE STREET SUITE 845, CHICAGO, IL, 60605 |
Signature of
| Role | Plan administrator |
| Date | 2016-06-03 |
| Name of individual signing | SCOTT FREYN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1997-07-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 3123461066 |
| Plan sponsor’s address | 440 S LASALLE STREET SUITE 845, CHICAGO, IL, 60605 |
Signature of
| Role | Plan administrator |
| Date | 2015-06-23 |
| Name of individual signing | SCOTT FREYN |
| Valid signature | Filed with authorized/valid electronic signature |
| Name and Address | Role | Appointment Date |
|---|---|---|
| SCOTT FREYN, 445 E NORTH WATER ST APT 2203, CHICAGO, 60611, COOK-NOT IN CITY OF CHICAGO | Agent | 2021-04-26 |
| Name and Address | Role |
|---|---|
| CHAD BLUETT 8883 WINDING TRAIL ST. JOHN, IN 46373 | President |
| Name and Address | Role |
|---|---|
| CHAD BLUETT 8883 WINDING TRAIL ST. JOHN, IN 46373 | Secretary |
| Class | Series | Voting Rights | Authorized Shares | Issued Shares | Par Value |
|---|---|---|---|---|---|
| COMMON | No data | Voting Rights | 5000 | 1000000 | 0.01 |
Date of last update: 20 Jan 2025
