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  5. JOSEPH JAMES ASSOCIATES, INC.

JOSEPH JAMES ASSOCIATES, INC.

Company Details

Entity Name: JOSEPH JAMES ASSOCIATES, INC.
Jurisdiction: Illinois
Entity Type: Corporation - Domestic BCA
Status: Goodstanding
Date Formed: 02 Apr 1997
Company Number: CORP_59344595
File Number: 59344595
Type of Business: All Inclusive Purpose
Place of Formation: ILLINOIS

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
THE JOSEPH JAMES ASSOCIATES INC. 401(K) PLAN 2023 364148924 2024-09-26 JOSEPH JAMES ASSOCIATES INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-05-01
Business code 523120
Sponsor’s telephone number 8477397676
Plan sponsor’s address 2800 S. RIVER ROAD 430, DES PLAINES, IL, 600186001

Signature of
Role Plan administrator
Date 2024-09-26
Name of individual signing JOSEPH FRAGALE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-09-26
Name of individual signing JOSEPH FRAGALE
Valid signature Filed with authorized/valid electronic signature
THE JOSEPH JAMES ASSOCIATES INC. 401(K) PLAN 2022 364148924 2023-07-24 JOSEPH JAMES ASSOCIATES INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-05-01
Business code 523120
Sponsor’s telephone number 8477397676
Plan sponsor’s address 2800 S. RIVER ROAD 430, DES PLAINES, IL, 600186001

Signature of
Role Plan administrator
Date 2023-07-24
Name of individual signing JOSEPH FRAGALE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-07-24
Name of individual signing JOSEPH FRAGALE
Valid signature Filed with authorized/valid electronic signature
THE JOSEPH JAMES ASSOCIATES INC. 401(K) PLAN 2021 364148924 2022-07-29 JOSEPH JAMES ASSOCIATES INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-05-01
Business code 523120
Sponsor’s telephone number 8477397676
Plan sponsor’s address 2800 S. RIVER ROAD 430, DES PLAINES, IL, 600186001

Signature of
Role Plan administrator
Date 2022-07-29
Name of individual signing JOSEPH FRAGALE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-07-29
Name of individual signing JOSEPH FRAGALE
Valid signature Filed with authorized/valid electronic signature
THE JOSEPH JAMES ASSOCIATES INC. 401(K) PLAN 2020 364148924 2021-09-10 JOSEPH JAMES ASSOCIATES INC. 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-05-01
Business code 523120
Sponsor’s telephone number 8477397676
Plan sponsor’s address 2800 S. RIVER ROAD 430, DES PLAINES, IL, 600186001

Signature of
Role Plan administrator
Date 2021-09-10
Name of individual signing JOSEPH FRAGALE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-09-10
Name of individual signing JOSEPH FRAGALE
Valid signature Filed with authorized/valid electronic signature
THE JOSEPH JAMES ASSOCIATES INC. 401(K) PLAN 2019 364148924 2020-07-06 JOSEPH JAMES ASSOCIATES INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-05-01
Business code 523120
Sponsor’s telephone number 8477397676
Plan sponsor’s address 2800 S. RIVER ROAD 430, DES PLAINES, IL, 600186001

Signature of
Role Plan administrator
Date 2020-07-06
Name of individual signing JOSEPH FRAGALE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-07-06
Name of individual signing JOSEPH FRAGALE
Valid signature Filed with authorized/valid electronic signature
THE JOSEPH JAMES ASSOCIATES INC. 401(K) PLAN 2018 364148924 2019-08-14 JOSEPH JAMES ASSOCIATES INC. 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-05-01
Business code 523120
Sponsor’s telephone number 8477397676
Plan sponsor’s address 2800 S. RIVER ROAD 430, DES PLAINES, IL, 600186001

Signature of
Role Plan administrator
Date 2019-08-14
Name of individual signing JOSEPH FRAGALE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-08-14
Name of individual signing JOSEPH FRAGALE
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
JOSEPH PEDOTA, 17W220 22ND ST STE 500, OAKBROOK TERRACE, 60181, DU PAGE Agent 2018-10-24

President

Name and Address Role
JOSEPH J FRAGALE, 701 E DOGWOOD LN MOUNT PROSPECT 60056 President

Secretary

Name and Address Role
PATRICIA OSORNO Secretary

Assumed Names

Name Type Effective Date Cancellation Date Cancellation Type Last Renewal Date
EVOLUTION OF BENEFITS Assume Name 2016-09-16 No data No data No data

Shares

Class Series Voting Rights Authorized Shares Issued Shares Par Value
COMMON No data Voting Rights 10000 1000000 No data

Related by officers

JOSEPH PEDOTA, 17W220 22ND ST STE 500, OAKBROOK TERRACE, 60181, DU PAGE

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Related by address

No related companies by address

Date of last update: 16 Jan 2025

Sources: Illinois Office of the Secretary of State

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