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PEKIN HARDY STRAUSS, INC.

Company Details

Entity Name: PEKIN HARDY STRAUSS, INC.
Jurisdiction: Illinois
Entity Type: Corporation - Foreign BCA
Status: Goodstanding
Date Formed: 30 Dec 1998
Company Number: CORP_60276595
File Number: 60276595
Type of Business: Financial, lending and investment institutions other than banks
Address 161 N CLARK ST 22 2200, CHICAGO, IL, 60601
Place of Formation: DELAWARE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
PEKIN HARDY STRAUSS, INC. CASH BALANCE PLAN 2023 363667359 2024-06-20 PEKIN HARDY STRAUSS, INC. 14
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 3125547525
Plan sponsor’s address 227 W MONROE, SUITE 3625, CHICAGO, IL, 60606

Signature of

Role Plan administrator
Date 2024-06-20
Name of individual signing JOSHUA STRAUSS
Valid signature Filed with authorized/valid electronic signature
PEKIN HARDY STRAUSS, INC. 401(K)/PROFIT SHARING PLAN & TRUST 2023 363667359 2024-08-19 PEKIN HARDY STRAUSS, INC. 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523900
Sponsor’s telephone number 3125547525
Plan sponsor’s address 227 W MONROE, SUITE 3625, CHICAGO, IL, 60606

Signature of

Role Plan administrator
Date 2024-08-19
Name of individual signing JOSHUA STRAUSS
Valid signature Filed with authorized/valid electronic signature
PEKIN HARDY STRAUSS, INC. CASH BALANCE PLAN 2022 363667359 2023-05-26 PEKIN HARDY STRAUSS, INC. 13
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 3125547525
Plan sponsor’s address 227 W MONROE, SUITE 3625, CHICAGO, IL, 60606

Signature of

Role Plan administrator
Date 2023-05-26
Name of individual signing JOSHUA STRAUSS
Valid signature Filed with authorized/valid electronic signature
PEKIN HARDY STRAUSS, INC. 401(K)/PROFIT SHARING PLAN & TRUST 2022 363667359 2023-08-21 PEKIN HARDY STRAUSS, INC. 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523900
Sponsor’s telephone number 3125547525
Plan sponsor’s address 227 W MONROE, SUITE 3625, CHICAGO, IL, 60606

Signature of

Role Plan administrator
Date 2023-08-21
Name of individual signing JOSHUA STRAUSS
Valid signature Filed with authorized/valid electronic signature
PEKIN HARDY STRAUSS, INC. CASH BALANCE PLAN 2021 363667359 2022-07-20 PEKIN HARDY STRAUSS, INC. 14
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 3125547525
Plan sponsor’s address 161 N. CLARK ST., SUITE 2200, CHICAGO, IL, 60601

Signature of

Role Plan administrator
Date 2022-07-20
Name of individual signing JOSHUA STRAUSS
Valid signature Filed with authorized/valid electronic signature
PEKIN HARDY STRAUSS, INC. 401(K)/PROFIT SHARING PLAN & TRUST 2021 363667359 2022-07-29 PEKIN HARDY STRAUSS, INC. 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523900
Sponsor’s telephone number 3125547525
Plan sponsor’s address 161 N. CLARK ST., SUITE 2200, CHICAGO, IL, 60601

Signature of

Role Plan administrator
Date 2022-07-29
Name of individual signing JOSHUA STRAUSS
Valid signature Filed with authorized/valid electronic signature
PEKIN HARDY STRAUSS, INC. CASH BALANCE PLAN 2020 363667359 2021-07-29 PEKIN HARDY STRAUSS, INC. 14
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 3125547525
Plan sponsor’s address 161 N. CLARK ST., SUITE 2200, CHICAGO, IL, 60601

Signature of

Role Plan administrator
Date 2021-07-29
Name of individual signing JOSHUA STRAUSS
Valid signature Filed with authorized/valid electronic signature
PEKIN HARDY STRAUSS, INC. 401(K)/PROFIT SHARING PLAN & TRUST 2020 363667359 2021-07-29 PEKIN HARDY STRAUSS, INC. 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523900
Sponsor’s telephone number 3125547525
Plan sponsor’s address 161 N. CLARK ST., SUITE 2200, CHICAGO, IL, 60601

Signature of

Role Plan administrator
Date 2021-07-29
Name of individual signing JOSHUA STRAUSS
Valid signature Filed with authorized/valid electronic signature
PEKIN HARDY STRAUSS, INC. CASH BALANCE PLAN 2019 363667359 2020-07-23 PEKIN HARDY STRAUSS, INC. 16
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 3125547525
Plan sponsor’s address 161 N. CLARK ST., SUITE 2200, CHICAGO, IL, 60601

Signature of

Role Plan administrator
Date 2020-07-23
Name of individual signing JOSHUA STRAUSS
Valid signature Filed with authorized/valid electronic signature
PEKIN HARDY STRAUSS, INC. 401(K)/PROFIT SHARING PLAN & TRUST 2019 363667359 2020-07-23 PEKIN HARDY STRAUSS, INC. 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523900
Sponsor’s telephone number 3125547525
Plan sponsor’s address 161 N. CLARK ST., SUITE 2200, CHICAGO, IL, 60601

Signature of

Role Plan administrator
Date 2020-07-23
Name of individual signing JOSHUA STRAUSS
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
STEPHEN L GOLAN, 70 W MADISON ST STE 1500, CHICAGO, 60602, COOK-NOT IN CITY OF CHICAGO Agent 2010-11-10

President

Name and Address Role
ADAM S STRAUSS 2 KELLEY LANE WAYLAND, MA 01778 President

Secretary

Name and Address Role
WILLIAM PEKIN 1341 ASHLAND AVENUE WILMETTE ILLINOIS 60091 Secretary

Assumed Names

Name Type Effective Date Cancellation Date Cancellation Type Last Renewal Date
PEKIN HARDY STRAUSS WEALTH MANAGEMENT Assume Name 2019-02-01 No data No data No data
APPLESEED CAPITAL Assume Name 2017-06-19 No data No data No data

Historical Names

Name Change Date
PEKIN SINGER STRAUSS ASSET MANAGEMENT, INC. 2019-02-01
PEKIN SINGER & SHAPIRO ASSET MANAGEMENT, INC. 2005-02-10

Shares

Class Series Voting Rights Authorized Shares Issued Shares Par Value
COMM No data Voting Rights 10000 5000000 No data

Date of last update: 16 Jan 2025

Sources: Illinois Office of the Secretary of State