| Entity Name: | CAPSTONE FINANCIAL ADVISORS, INC. |
| Jurisdiction: | Illinois |
| Entity Type: | Corporation - Domestic BCA |
| Status: | Goodstanding |
| Date Formed: | 13 May 1999 |
| Company Number: | CORP_60497257 |
| File Number: | 60497257 |
| Type of Business: | All Inclusive Purpose |
| Place of Formation: | ILLINOIS |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1599217 | 2001 BUTTERFIELD ROAD, SUITE 1750, DOWNERS GROVE, IL, 60515 | 2001 BUTTERFIELD ROAD, SUITE 1750, DOWNERS GROVE, IL, 60515 | (630) 241-0833 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2024-11-14 |
| Reporting date | 2024-09-30 |
| File | View File |
Filings since 2024-08-28
| Form type | N-PX |
| File number | 028-15785 |
| Filing date | 2024-08-28 |
| Reporting date | 2024-08-28 |
| File | View File |
Filings since 2024-08-13
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2024-08-13 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-05-14
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2024-05-14 |
| Reporting date | 2024-03-31 |
| File | View File |
Filings since 2024-02-13
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2024-02-13 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-11-13
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2023-11-13 |
| Reporting date | 2023-09-30 |
| File | View File |
Filings since 2023-08-15
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2023-08-15 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2023-05-12
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2023-05-12 |
| Reporting date | 2023-03-31 |
| File | View File |
Filings since 2023-02-15
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2023-02-15 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-11-15
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2022-11-15 |
| Reporting date | 2022-09-30 |
| File | View File |
Filings since 2022-09-02
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2022-09-02 |
| Reporting date | 2022-06-30 |
| File | View File |
Filings since 2022-05-13
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2022-05-13 |
| Reporting date | 2022-03-31 |
| File | View File |
Filings since 2022-02-11
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2022-02-11 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-11-15
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2021-11-15 |
| Reporting date | 2021-09-30 |
| File | View File |
Filings since 2021-08-16
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2021-08-16 |
| Reporting date | 2021-06-30 |
| File | View File |
Filings since 2021-05-13
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2021-05-13 |
| Reporting date | 2021-03-31 |
| File | View File |
Filings since 2021-02-16
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2021-02-16 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-11-13
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2020-11-13 |
| Reporting date | 2020-09-30 |
| File | View File |
Filings since 2020-08-14
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2020-08-14 |
| Reporting date | 2020-06-30 |
| File | View File |
Filings since 2020-05-14
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2020-05-14 |
| Reporting date | 2020-03-31 |
| File | View File |
Filings since 2020-02-14
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2020-02-14 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-11-13
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2019-11-13 |
| Reporting date | 2019-09-30 |
| File | View File |
Filings since 2019-08-12
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2019-08-12 |
| Reporting date | 2019-06-30 |
| File | View File |
Filings since 2019-05-14
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2019-05-14 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2019-02-14
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2019-02-14 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-11-20
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2018-11-20 |
| Reporting date | 2018-09-30 |
| File | View File |
Filings since 2018-08-15
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2018-08-15 |
| Reporting date | 2018-06-30 |
| File | View File |
Filings since 2018-05-15
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2018-05-15 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2018-02-14
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2018-02-14 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-11-14
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2017-11-14 |
| Reporting date | 2017-09-30 |
| File | View File |
Filings since 2017-08-14
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2017-08-14 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2017-05-12
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2017-05-12 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2017-02-14
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2017-02-14 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-11-14
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2016-11-14 |
| Reporting date | 2016-09-30 |
| File | View File |
Filings since 2016-08-12
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2016-08-12 |
| Reporting date | 2016-06-30 |
| File | View File |
Filings since 2016-05-09
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2016-05-09 |
| Reporting date | 2016-03-31 |
| File | View File |
Filings since 2016-02-10
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2016-02-10 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-11-13
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2015-11-13 |
| Reporting date | 2015-09-30 |
| File | View File |
Filings since 2015-08-13
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2015-08-13 |
| Reporting date | 2015-06-30 |
| File | View File |
Filings since 2015-05-13
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2015-05-13 |
| Reporting date | 2015-03-31 |
| File | View File |
Filings since 2015-02-13
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2015-02-13 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-11-13
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2014-11-13 |
| Reporting date | 2014-09-30 |
| File | View File |
Filings since 2014-08-11
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2014-08-11 |
| Reporting date | 2014-06-30 |
| File | View File |
Filings since 2014-05-14
| Form type | 13F-HR/A |
| File number | 028-15785 |
| Filing date | 2014-05-14 |
| Reporting date | 2014-03-31 |
| File | View File |
Filings since 2014-05-08
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2014-05-08 |
| Reporting date | 2014-03-31 |
| File | View File |
Filings since 2014-02-11
| Form type | 13F-HR |
| File number | 028-15785 |
| Filing date | 2014-02-11 |
| Reporting date | 2013-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CAPSTONE FINANCIAL ADVISORS 401(K) PLAN | 2023 | 364296290 | 2024-07-03 | CAPSTONE FINANCIAL ADVISORS, INC. | 48 | |||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2024-07-03 |
| Name of individual signing | RICHARD G. MARKS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2024-07-03 |
| Name of individual signing | RICHARD G. MARKS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2002-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 6302410833 |
| Plan sponsor’s address | 2001 BUTTERFIELD ROAD, SUITE 1750, DOWNERS GROVE, IL, 60515 |
Signature of
| Role | Plan administrator |
| Date | 2023-08-30 |
| Name of individual signing | RICHARD G. MARKS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2002-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 6302410833 |
| Plan sponsor’s address | 2001 BUTTERFIELD ROAD, SUITE 1750, DOWNERS GROVE, IL, 60515 |
Signature of
| Role | Plan administrator |
| Date | 2022-06-29 |
| Name of individual signing | RICHARD G.MARKS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2022-06-29 |
| Name of individual signing | RICHARD G.MARKS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2002-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 6302410833 |
| Plan sponsor’s address | 2001 BUTTERFIELD ROAD, SUITE 1750, DOWNERS GROVE, IL, 60515 |
Signature of
| Role | Plan administrator |
| Date | 2021-05-26 |
| Name of individual signing | RICHARD G. MARKS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2021-05-26 |
| Name of individual signing | RICHARD G. MARKS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2002-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 6302410833 |
| Plan sponsor’s address | 2001 BUTTERFIELD ROAD, SUITE 1750, DOWNERS GROVE, IL, 60515 |
Signature of
| Role | Plan administrator |
| Date | 2020-05-27 |
| Name of individual signing | RICHARD G. MARKS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2020-05-27 |
| Name of individual signing | RICHARD G. MARKS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2002-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 6302410833 |
| Plan sponsor’s address | 2001 BUTTERFIELD ROAD, SUITE 1750, DOWNERS GROVE, IL, 60515 |
Signature of
| Role | Plan administrator |
| Date | 2019-05-12 |
| Name of individual signing | RICHARD G. MARKS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2019-05-12 |
| Name of individual signing | RICHARD G. MARKS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2002-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 6302410833 |
| Plan sponsor’s address | 2001 BUTTERFIELD ROAD, SUITE 1750, DOWNERS GROVE, IL, 60515 |
Signature of
| Role | Plan administrator |
| Date | 2018-06-19 |
| Name of individual signing | RICHARD G MARKS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2018-06-19 |
| Name of individual signing | RICHARD G. MARKS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2002-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 6302410833 |
| Plan sponsor’s address | 2001 BUTTERFIELD ROAD, SUITE 1750, DOWNERS GROVE, IL, 60515 |
Plan administrator’s name and address
| Administrator’s EIN | 364296290 |
| Plan administrator’s name | CAPSTONE FINANCIAL ADVISORS, INC. |
| Plan administrator’s address | 2001 BUTTERFIELD ROAD, SUITE 1750, DOWNERS GROVE, IL, 60515 |
| Administrator’s telephone number | 6302410833 |
Signature of
| Role | Plan administrator |
| Date | 2011-09-20 |
| Name of individual signing | RICHARD MARKS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2002-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 6302410833 |
| Plan sponsor’s address | 2001 BUTTERFIELD ROAD, SUITE 1750, DOWNERS GROVE, IL, 60515 |
Plan administrator’s name and address
| Administrator’s EIN | 364296290 |
| Plan administrator’s name | CAPSTONE FINANCIAL ADVISORS, INC. |
| Plan administrator’s address | 2001 BUTTERFIELD ROAD, SUITE 1750, DOWNERS GROVE, IL, 60515 |
| Administrator’s telephone number | 6302410833 |
Signature of
| Role | Plan administrator |
| Date | 2010-09-27 |
| Name of individual signing | RICHARD MARKS |
| Valid signature | Filed with authorized/valid electronic signature |
| Name and Address | Role | Appointment Date |
|---|---|---|
| TROY E BUTE, 2001 BUTTERFIELD #1750, DOWNERS GROVE, 60515, DU PAGE | Agent | 2009-05-13 |
| Name and Address | Role |
|---|---|
| TROY E BUTE 2001 BUTTERFIELD RD, # 1750 DOWNERS GROVE 60515 | President |
| Name and Address | Role |
|---|---|
| RICHARD G MARKS, 2001 BUTTERFIELD RD#1750 DOWNERS GROVE60515 | Secretary |
| Class | Series | Voting Rights | Authorized Shares | Issued Shares | Par Value |
|---|---|---|---|---|---|
| COMMON | No data | Voting Rights | 1500 | 1500000 | No data |
Date of last update: 27 Jan 2025
