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UNIPHASE, INC.

Company Details

Entity Name: UNIPHASE, INC.
Jurisdiction: Illinois
Entity Type: Corporation - Domestic BCA
Status: Converted
Date Formed: 21 Jul 2004
Company Number: CORP_63679658
File Number: 63679658
Type of Business: All Inclusive Purpose
Date Status Change: 06 Mar 2024
Place of Formation: ILLINOIS

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
UNIPHASE 401(K) PLAN 2023 201395460 2024-07-29 UNIPHASE, INC. 47
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 326100
Sponsor’s telephone number 6305844747
Plan sponsor’s address 425 S. 38TH AVENUE, ST. CHARLES, IL, 60174

Signature of

Role Plan administrator
Date 2024-07-29
Name of individual signing JOSEPH CATANIA
Valid signature Filed with authorized/valid electronic signature
UNIPHASE 401(K) PLAN 2022 201395460 2023-09-14 UNIPHASE, INC. 49
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 326100
Sponsor’s telephone number 6305844747
Plan sponsor’s address 425 S. 38TH AVENUE, ST. CHARLES, IL, 60174

Signature of

Role Plan administrator
Date 2023-09-14
Name of individual signing JOSEPH CATANIA
Valid signature Filed with authorized/valid electronic signature
UNIPHASE 401(K) PLAN 2021 201395460 2022-10-11 UNIPHASE, INC. 44
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 326100
Sponsor’s telephone number 6305844747
Plan sponsor’s address 425 S. 38TH AVENUE, ST. CHARLES, IL, 60174

Signature of

Role Plan administrator
Date 2022-10-11
Name of individual signing SHARON CASTILLO
Valid signature Filed with authorized/valid electronic signature
UNIPHASE 401(K) PLAN 2020 201395460 2021-07-23 UNIPHASE, INC. 41
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 326100
Sponsor’s telephone number 6305844747
Plan sponsor’s address 425 S. 38TH AVENUE, ST. CHARLES, IL, 60174

Signature of

Role Plan administrator
Date 2021-07-23
Name of individual signing SHARON CASTILLO
Valid signature Filed with authorized/valid electronic signature
UNIPHASE 401(K) PLAN 2019 201395460 2020-07-22 UNIPHASE, INC. 45
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 326100
Sponsor’s telephone number 6305844747
Plan sponsor’s address 425 S. 38TH AVENUE, ST. CHARLES, IL, 60174

Signature of

Role Plan administrator
Date 2020-07-22
Name of individual signing SHARON CASTILLO
Valid signature Filed with authorized/valid electronic signature
UNIPHASE 401(K) PLAN 2018 201395460 2019-09-05 UNIPHASE, INC. 43
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 326100
Sponsor’s telephone number 6305844747
Plan sponsor’s address 425 S. 38TH AVENUE, ST. CHARLES, IL, 60174

Signature of

Role Plan administrator
Date 2019-09-05
Name of individual signing SHARON CASTILLO
Valid signature Filed with authorized/valid electronic signature
UNIPHASE 401(K) PLAN 2017 201395460 2018-10-12 UNIPHASE, INC. 42
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 326100
Sponsor’s telephone number 6305844747
Plan sponsor’s address 425 S. 38TH AVENUE, ST. CHARLES, IL, 60174

Signature of

Role Plan administrator
Date 2018-10-12
Name of individual signing SHARON CASTILLO
Valid signature Filed with authorized/valid electronic signature
UNIPHASE 401(K) PLAN 2016 201395460 2017-09-11 UNIPHASE, INC. 33
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 326100
Sponsor’s telephone number 6305844747
Plan sponsor’s address 425 S. 38TH AVENUE, ST. CHARLES, IL, 60174

Signature of

Role Plan administrator
Date 2017-09-11
Name of individual signing SHARON CASTILLO
Valid signature Filed with authorized/valid electronic signature
UNIPHASE 401(K) PLAN 2015 201395460 2016-07-19 UNIPHASE, INC. 35
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 326100
Sponsor’s telephone number 6305844747
Plan sponsor’s address 425 S. 38TH AVENUE, ST. CHARLES, IL, 60174

Signature of

Role Plan administrator
Date 2016-07-19
Name of individual signing SHARON CASTILLO
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
JOSEPH A MATZ, 1275 DAVIS RD STE 200, ELGIN, 60123, KANE Agent 2022-03-22

President

Name and Address Role
WILLAIM MORICI 425 S 38TH AVE SAINT CHARLEAS IL 60174 President

Shares

Class Series Voting Rights Authorized Shares Issued Shares Par Value
COMMON No data Voting Rights 10000 1000000 No data

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
5358637003 2020-04-05 0507 PPP 425 S 38TH AVE, SAINT CHARLES, IL, 60174-5425
Loan Status Date 2020-11-20
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 488500
Loan Approval Amount (current) 488500
Undisbursed Amount 0
Franchise Name -
Lender Location ID 22237
Servicing Lender Name American Commercial Bank & Trust, National Association
Servicing Lender Address 701 LaSalle St, OTTAWA, IL, 61350-5011
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address SAINT CHARLES, KANE, IL, 60174-5425
Project Congressional District IL-08
Number of Employees 48
NAICS code 326199
Borrower Race White
Borrower Ethnicity Not Hispanic or Latino
Business Type Corporation
Originating Lender ID 22237
Originating Lender Name American Commercial Bank & Trust, National Association
Originating Lender Address OTTAWA, IL
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 491281.74
Forgiveness Paid Date 2020-11-05

Date of last update: 13 Feb 2025

Sources: Illinois Office of the Secretary of State