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M. BROWN & ASSOCIATES, LTD.

Company Details

Entity Name: M. BROWN & ASSOCIATES, LTD.
Jurisdiction: Illinois
Entity Type: Corporation - Domestic BCA
Status: Goodstanding
Date Formed: 05 May 2006
Company Number: CORP_64904345
File Number: 64904345
Type of Business: All Inclusive Purpose
Place of Formation: ILLINOIS

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
M. BROWN & ASSOCIATES, LTD. 401(K) PROFIT SHARING PLAN 2021 320174159 2022-05-20 M. BROWN & ASSOCIATES, LTD. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 524210
Sponsor’s telephone number 6306378600
Plan sponsor’s address 2728 FORGUE DRIVE, SUITE 100, NAPERVILLE, IL, 60564

Signature of

Role Plan administrator
Date 2022-05-20
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-05-20
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
M. BROWN & ASSOCIATES, LTD. 401(K) PROFIT SHARING PLAN 2020 320174159 2021-04-30 M. BROWN & ASSOCIATES, LTD. 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 524210
Sponsor’s telephone number 6306378600
Plan sponsor’s address 2728 FORGUE DRIVE, SUITE 100, NAPERVILLE, IL, 60564

Signature of

Role Plan administrator
Date 2021-04-30
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-04-30
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
M. BROWN & ASSOCIATES, LTD. 401(K) PROFIT SHARING PLAN 2019 320174159 2020-05-07 M. BROWN & ASSOCIATES, LTD. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 524210
Sponsor’s telephone number 6306378600
Plan sponsor’s address 2728 FORGUE DRIVE, SUITE 100, NAPERVILLE, IL, 60564

Signature of

Role Plan administrator
Date 2020-05-07
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-05-07
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
M. BROWN & ASSOCIATES, LTD. 401(K) PROFIT SHARING PLAN 2018 320174159 2019-07-15 M. BROWN & ASSOCIATES, LTD. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 524210
Sponsor’s telephone number 6306378600
Plan sponsor’s address 2728 FORGUE DRIVE, SUITE 100, NAPERVILLE, IL, 60564

Signature of

Role Plan administrator
Date 2019-07-12
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-07-12
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
M. BROWN & ASSOCIATES, LTD. 401(K) PROFIT SHARING PLAN 2017 320174159 2018-05-02 M. BROWN & ASSOCIATES, LTD. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 524210
Sponsor’s telephone number 6306378600
Plan sponsor’s address 2728 FORGUE DRIVE, SUITE 100, NAPERVILLE, IL, 60564

Signature of

Role Plan administrator
Date 2018-05-02
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-05-02
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
M. BROWN & ASSOCIATES, LTD. 401(K) PROFIT SHARING PLAN 2016 320174159 2017-05-19 M. BROWN & ASSOCIATES, LTD. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 524210
Sponsor’s telephone number 6306378600
Plan sponsor’s address 2728 FORGUE DRIVE, SUITE 100, NAPERVILLE, IL, 60564

Signature of

Role Plan administrator
Date 2017-05-19
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-05-19
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
M. BROWN & ASSOCIATES, LTD. 401(K) PROFIT SHARING PLAN 2015 320174159 2016-07-22 M. BROWN & ASSOCIATES, LTD. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 524210
Sponsor’s telephone number 6306378600
Plan sponsor’s address 2728 FORGUE DRIVE, SUITE 100, NAPERVILLE, IL, 60564

Signature of

Role Plan administrator
Date 2016-06-28
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-06-28
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
M. BROWN & ASSOCIATES, LTD. 401(K) PROFIT SHARING PLAN 2014 320174159 2015-08-12 M. BROWN & ASSOCIATES, LTD. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 524210
Sponsor’s telephone number 6306378600
Plan sponsor’s address 2728 FORGUE DRIVE, SUITE 100, NAPERVILLE, IL, 60564

Signature of

Role Plan administrator
Date 2015-08-12
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-08-12
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
M. BROWN & ASSOCIATES, LTD. 401(K) PROFIT SHARING PLAN 2013 320174159 2014-10-06 M. BROWN & ASSOCIATES, LTD. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 524210
Sponsor’s telephone number 6306378600
Plan sponsor’s address 2728 FORGUE DRIVE, SUITE 100, NAPERVILLE, IL, 60564

Signature of

Role Plan administrator
Date 2014-10-06
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-10-06
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
M. BROWN & ASSOCIATES, LTD. 401(K) PROFIT SHARING PLAN 2012 320174159 2013-09-20 M. BROWN & ASSOCIATES, LTD. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 524210
Sponsor’s telephone number 6306378600
Plan sponsor’s address 2728 FORGUE DRIVE, SUITE 100, NAPERVILLE, IL, 60564

Signature of

Role Plan administrator
Date 2013-09-19
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-09-19
Name of individual signing MARK BROWN
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
ANDREW J DOYLE, 111 E JEFFERSON AVE, SUITE 101, NAPERVILLE, 60540, DU PAGE Agent 2023-11-30

President

Name and Address Role
MARK BROWN, 827 SANTA MARIA DRNAPERVILLE, 60540 President

Secretary

Name and Address Role
MARK BROWN, 827 SANTA MARIA DRNAPERVILLE, 60540 Secretary

Assumed Names

Name Type Effective Date Cancellation Date Cancellation Type Last Renewal Date
M.BROWN FINANCIAL ADVISORS, LTD Assume Name 2018-09-12 No data No data No data

Shares

Class Series Voting Rights Authorized Shares Issued Shares Par Value
COMMON No data Voting Rights 100 100000 No data

Date of last update: 16 Jan 2025

Sources: Illinois Office of the Secretary of State