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ETON PHARMACEUTICALS, INC.

Company Details

Entity Name: ETON PHARMACEUTICALS, INC.
Jurisdiction: Illinois
Entity Type: Corporation - Foreign BCA
Status: Goodstanding
Date Formed: 29 Sep 2017
Company Number: CORP_71420582
File Number: 71420582
Type of Business: Business Corporations
Place of Formation: DELAWARE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ETON PHARMACEUTICALS 401(K) PLAN 2023 371858472 2024-05-30 ETON PHARMACEUTICALS INC 33
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 325410
Sponsor’s telephone number 8473201073
Plan sponsor’s address 21925 FIELD PARKWAY, SUITE 235, DEER PARK, IL, 60010

Signature of

Role Plan administrator
Date 2024-05-29
Name of individual signing JAMES GRUBER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-05-30
Name of individual signing TYLER SANDBERG
Valid signature Filed with authorized/valid electronic signature
ETON PHARMACEUTICALS 401(K) PLAN 2022 371858472 2023-04-28 ETON PHARMACEUTICALS INC 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 325410
Sponsor’s telephone number 8473201073
Plan sponsor’s address 21925 FIELD PARKWAY, SUITE 235, DEER PARK, IL, 60010

Signature of

Role Plan administrator
Date 2023-04-28
Name of individual signing JAMES GRUBER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-04-28
Name of individual signing JAMES GRUBER
Valid signature Filed with authorized/valid electronic signature
ETON PHARMACEUTICALS INC 401K PLAN 2021 371858472 2022-06-01 ETON PHARMACEUTICALS INC 26
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 325410
Sponsor’s telephone number 8476165634
Plan sponsor’s address 21925 W. FIELD PARKWAY SUITE 235, DEER PARK, IL, 60010

Signature of

Role Plan administrator
Date 2022-06-01
Name of individual signing WILLIAM TROUTMAN
Valid signature Filed with authorized/valid electronic signature
ETON PHARMACEUTICALS INC 401K PLAN 2020 371858472 2021-06-30 ETON PHARMACEUTICALS INC 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 325410
Sponsor’s telephone number 8476165634
Plan sponsor’s address 21925 W. FIELD PARKWAY SUITE 235, DEER PARK, IL, 60010

Signature of

Role Plan administrator
Date 2021-06-30
Name of individual signing WILLIAM TROUTMAN
Valid signature Filed with authorized/valid electronic signature
ETON PHARMACEUTICALS INC 401K PLAN 2019 371858472 2020-06-30 ETON PHARMACEUTICALS INC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 325410
Sponsor’s telephone number 8476165634
Plan sponsor’s address 21925 W. FIELD PARKWAY SUITE 235, DEER PARK, IL, 60010

Signature of

Role Plan administrator
Date 2020-06-30
Name of individual signing WILLIAM TROUTMAN
Valid signature Filed with authorized/valid electronic signature
ETON PHARMACEUTICALS INC 401K PLAN 2019 371858472 2020-06-17 ETON PHARMACEUTICALS INC 15
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 325410
Sponsor’s telephone number 8476165634
Plan sponsor’s address 21925 W. FIELD PARKWAY SUITE 235, DEER PARK, IL, 60010

Signature of

Role Plan administrator
Date 2020-06-17
Name of individual signing WTROUTMAN6964
Valid signature Filed with authorized/valid electronic signature
ETON PHARMACEUTICALS INC 401K PLAN 2018 371858472 2019-07-19 ETON PHARMACEUTICALS INC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 325410
Sponsor’s telephone number 8476165634
Plan sponsor’s address 21925 W. FIELD PARKWAY SUITE 235, DEER PARK, IL, 60010

Signature of

Role Plan administrator
Date 2019-07-19
Name of individual signing WILLIAM TROUTMAN
Valid signature Filed with authorized/valid electronic signature
ETON PHARMACEUTICALS INC 401K PLAN 2018 371858472 2019-07-11 ETON PHARMACEUTICALS INC 8
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 325412
Sponsor’s telephone number 8476165634
Plan sponsor’s address 21925 W. FIELD PARKWAY SUITE 235, DEER PARK, IL, 60010

Signature of

Role Plan administrator
Date 2019-07-11
Name of individual signing WILLIAM TROUTMAN
Valid signature Filed with authorized/valid electronic signature
ETON PHARMACEUTICALS INC 401K PLAN 2018 371858472 2019-06-18 ETON PHARMACEUTICALS INC 8
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 325412
Sponsor’s telephone number 8476165634
Plan sponsor’s address 21925 W. FIELD PARKWAY SUITE 235, DEER PARK, IL, 60010

Signature of

Role Plan administrator
Date 2019-06-18
Name of individual signing WILLIAM TROUTMAN
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
JAMES RICHARD GRUBER, 21925 W FIELD PKWY SUITE 235, DEER PARK, 60010, LAKE Agent 2022-09-12

President

Name and Address Role
SEAN BRYNJELSEN 21925 W FIELD PKWY #235 DEER PARK IL 60010 President

Secretary

Name and Address Role
JAMES R. GRUBER Secretary

License

License Type License Number Status License Code License Description Business Activity Date Issued Effective Date Expiration Date
PHARMACY 004004606 No data No data LICENSED WHOLESALE DRUG DISTRIBUTOR No data 2018-10-04 2022-10-18 2024-12-31

Shares

Class Series Voting Rights Authorized Shares Issued Shares Par Value
COMMON No data Voting Rights 50000000 25745802000 0.001

Date of last update: 16 Jan 2025

Sources: Illinois Office of the Secretary of State