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LUPO SECURITIES, LLC

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Company Details

Entity Name: LUPO SECURITIES, LLC
Jurisdiction: Illinois
Entity Type: Limited Liability Company
Status: Involuntary Dissolution
Date Formed: 19 Jun 1997
Company Number: LLC_00123625
File Number: 00123625
Type of Management: Manager Managed
Date Status Change: 09 Dec 2022
Expiration Date: 31 Dec 2045
Address 141 W JACKSON BLVD, STE 2200A, CHICAGO, 60604, IL
Place of Formation: ILLINOIS

Agent

Name and Address Role Appointment Date
SCHULTZ AND CHEZ, L.L.P, 141 W. JACKSON BLVD. STE 2900A, CHICAGO, 60604 Agent 2018-06-04

Manager

Name and Address Role Appointment Date
HIVELY, MARK, 141 W JACKSON BLVD STE 2200A, CHICAGO, IL, 60604 Manager 2021-10-13

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001044205
Phone:
312-477-8410

Latest Filings

Form type:
X-17A-5
File number:
008-50403
Filing date:
2020-03-02
File:
Form type:
FOCUSN
File number:
008-50403
Filing date:
2019-03-01
File:
Form type:
X-17A-5
File number:
008-50403
Filing date:
2019-03-01
File:
Form type:
FOCUSN
File number:
008-50403
Filing date:
2018-03-01
File:
Form type:
X-17A-5
File number:
008-50403
Filing date:
2018-03-01
File:

Historical Names

Name Change Date
ALPHAGEN SECURITIES, LLC 2015-11-24
SALLERSON-TROOB L.L.C. 2013-01-03

USAspending Awards / Financial Assistance

Date:
2021-01-28
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
80267.69
Total Face Value Of Loan:
80267.69
Date:
2020-04-14
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
290500.00
Total Face Value Of Loan:
290500.00

Paycheck Protection Program

Date Approved:
2020-04-14
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
290500
Current Approval Amount:
290500
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
292065.47
Date Approved:
2021-01-28
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
80267.69
Current Approval Amount:
80267.69
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
80715.85

Court Cases

Court Case Summary

Filing Date:
2021-07-29
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Securities, Commodities, Exchange

Parties

Party Name:
U.S SECURITIES AND EXCHANGE CO
Party Role:
Plaintiff
Party Name:
LUPO SECURITIES, LLC
Party Role:
Defendant

Court Cases Opinions

Summary

Category:
Judicial Publications
Circuit:
7th
Cause:
15:78m(a) Securities Exchange Act
Case Type:
civil
Nature Of Suit:
Securities, Commodities, Exchange

Parties

Party Name:
LUPO SECURITIES, LLC
Party Role:
Defendant
Party Name:
U.S Securities and Exchange Commission
Party Role:
Plaintiff

Opinions

PDF File:
Opinion Date:
2023-01-09
Opinion Notes:
MEMORANDUM OPINION AND ORDER Signed by the Honorable Robert M. Dow, Jr on 1/9/2023. Emailed notice(cdh, )

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Date of last update: 10 Jul 2025

Sources: Illinois Office of the Secretary of State