| Entity Name: | E*TRADE CAPITAL MARKETS - EXECUTION SERVICES, LLC |
| Jurisdiction: | Illinois |
| Entity Type: | Limited Liability Company |
| Status: | Merged |
| Date Formed: | 21 Oct 1998 |
| Company Number: | LLC_00230901 |
| File Number: | 00230901 |
| Type of Management: | Manager Managed |
| Date Status Change: | 04 Oct 2006 |
| Address | 440 S. LASALLE ST., STE. 3030, CHICAGO, 60605, IL |
| Place of Formation: | ILLINOIS |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 28051 | 440 S. LASALLE STREET, SUITE 3030, CHICAGO, IL, 60605 | 440 S. LASALLE STREET, SUITE 3030, CHICAGO, IL, 60605 | 212-618-1391 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | FOCUSN |
| File number | 008-00833 |
| Filing date | 2006-03-02 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-03-02
| Form type | X-17A-5 |
| File number | 008-00833 |
| Filing date | 2006-03-02 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-03-02
| Form type | FOCUSN |
| File number | 008-00833 |
| Filing date | 2005-03-02 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-03-02
| Form type | X-17A-5 |
| File number | 008-00833 |
| Filing date | 2005-03-02 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-03-02
| Form type | FOCUSN |
| File number | 008-00833 |
| Filing date | 2004-03-02 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-03-02
| Form type | X-17A-5 |
| File number | 008-00833 |
| Filing date | 2004-03-02 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2002-03-04
| Form type | X-17A-5 |
| File number | 008-00833 |
| Filing date | 2002-03-04 |
| Reporting date | 2001-12-31 |
| File | View File |
| Name and Address | Role | Appointment Date |
|---|---|---|
| ILLINOIS CORPORATION SERVICE C, 801 ADLAI STEVENSON DRIVE, SPRINGFIELD, 62703, SANGAMON | Agent | 2005-04-06 |
| Name and Address | Role | Appointment Date |
|---|---|---|
| ELMER, RUSSELL S., 671 N. GLEBE RD., ARLINGTON, VA, 22203 | Manager | 2005-01-01 |
| WEBB, DENNIS, 671 N GLEBE, ARLINGTON, VA, 22203 | Manager | 2006-10-05 |
| HIGHT, KENNETH, 135 E 57TH ST, NEW YORK, NY, 10022 | Manager | 2006-10-05 |
| Name and Address | Role | Account Number |
|---|---|---|
| MARCO PELLINI | Other | 88942 |
| E*TRADE INSTITUTIONAL HOLDINGS, INC. | Other | 88942 |
| Name and Address | Role | Account Number |
|---|---|---|
| DAVID GROVE | President | 88942 |
| License Type | License Number | Status | License Code | License Description | Business Activity | Date Issued | Effective Date | Expiration Date |
|---|---|---|---|---|---|---|---|---|
| BUSINESS LICENSE | 82129 | Issued | 1010 | Limited Business License | No data | 2005-12-19 | 2005-11-16 | 2006-11-15 |
| Name | Change Date |
|---|---|
| DEMPSEY & COMPANY LLC | 2005-01-01 |
Date of last update: 20 Jan 2025
