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MULLER & MONROE ASSET MANAGEMENT, LLC

Company Details

Entity Name: MULLER & MONROE ASSET MANAGEMENT, LLC
Jurisdiction: Illinois
Entity Type: Limited Liability Company
Status: Goodstanding
Date Formed: 22 Jun 2000
Company Number: LLC_00429465
File Number: 00429465
Type of Management: Manager Managed
Date Status Change: 22 Apr 2024
Address 180 N STETSON AVE, STE 1320, CHICAGO, 60601, IL
Place of Formation: DELAWARE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
M2 401(K) PLAN 2012 364252202 2013-07-02 MULLER & MONROE ASSET MANAGEMENT, LLC 14
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 3127821072
Plan sponsor’s mailing address 180 N STETSON AVE, SUITE 1320, CHICAGO, IL, 60601
Plan sponsor’s address 180 N STETSON AVE, SUITE 1320, CHICAGO, IL, 60601

Plan administrator’s name and address

Administrator’s EIN 364252202
Plan administrator’s name MULLER & MONROE ASSET MANAGEMENT, LLC
Plan administrator’s address 180 N STETSON AVE, SUITE 1320, CHICAGO, IL, 60601
Administrator’s telephone number 3127821072

Number of participants as of the end of the plan year

Active participants 12
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 11
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2013-07-02
Name of individual signing SHANNON WARLAND
Valid signature Filed with authorized/valid electronic signature
M2 401(K) PLAN 2011 364252202 2012-07-02 MULLER & MONROE ASSET MANAGEMENT, LLC 14
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 3127821072
Plan sponsor’s mailing address 180 N STETSON AVE, SUITE 1320, CHICAGO, IL, 60601
Plan sponsor’s address 180 N STETSON AVE, SUITE 1320, CHICAGO, IL, 60601

Plan administrator’s name and address

Administrator’s EIN 364252202
Plan administrator’s name MULLER & MONROE ASSET MANAGEMENT, LLC
Plan administrator’s address 180 N STETSON AVE, SUITE 1320, CHICAGO, IL, 60601
Administrator’s telephone number 3127821072

Number of participants as of the end of the plan year

Active participants 12
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 2
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 13
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2012-07-02
Name of individual signing SHANNON WARLAND
Valid signature Filed with authorized/valid electronic signature
M2 401(K) PLAN 2010 364252202 2011-06-24 MULLER & MONROE ASSET MANAGEMENT, LLC 12
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 3127821072
Plan sponsor’s mailing address 180 N STETSON AVE, SUITE 1320, CHICAGO, IL, 60601
Plan sponsor’s address 180 N STETSON AVE, SUITE 1320, CHICAGO, IL, 60601

Plan administrator’s name and address

Administrator’s EIN 364252202
Plan administrator’s name MULLER & MONROE ASSET MANAGEMENT, LLC
Plan administrator’s address 180 N STETSON AVE, SUITE 1320, CHICAGO, IL, 60601
Administrator’s telephone number 3127821072

Number of participants as of the end of the plan year

Active participants 13
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 1
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 13
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2011-06-24
Name of individual signing SHANNON WARLAND
Valid signature Filed with authorized/valid electronic signature
M2 401(K) PLAN 2009 364252202 2010-05-18 MULLER & MONROE ASSET MANAGEMENT, LLC 11
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 3127821072
Plan sponsor’s mailing address 180 N STETSON AVE, SUITE 1320, CHICAGO, IL, 60601
Plan sponsor’s address 180 N STETSON AVE, SUITE 1320, CHICAGO, IL, 60601

Plan administrator’s name and address

Administrator’s EIN 364252202
Plan administrator’s name MULLER & MONROE ASSET MANAGEMENT, LLC
Plan administrator’s address 180 N STETSON AVE, SUITE 1320, CHICAGO, IL, 60601
Administrator’s telephone number 3127821072

Number of participants as of the end of the plan year

Active participants 12
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 11
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2010-05-18
Name of individual signing SHANNON WARLAND
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
ILLINOIS CORPORATION SERVICE COMPANY, 801 ADLAI STEVENSON DRIVE, SPRINGFIELD, 62703, COOK-NOT IN CITY OF CHICAGO Agent 2022-05-10

Manager

Name and Address Role Appointment Date
RICE GROUP LTD. (D5442-942-8), 180 N STETSON AVE, STE 1320, CHICAGO, IL, 60601 Manager 2024-04-22

Managing member

Name and Address Role Account Number
ANDRE RICE Managing member 325595

Member

Name and Address Role Account Number
IRWIN C LOUD III Member 325595

License

License Type License Number Status License Code License Description Business Activity Date Issued Effective Date Expiration Date
BUSINESS LICENSE 1884052 Issued 1010 Limited Business License No data 2024-07-16 2024-09-16 2026-09-15

Date of last update: 23 Jan 2025

Sources: Illinois Office of the Secretary of State