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  5. NEUBERGER BERMAN INVESTMENT ADVISERS LLC

NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Company Details

Entity Name: NEUBERGER BERMAN INVESTMENT ADVISERS LLC
Jurisdiction: Illinois
Entity Type: Limited Liability Company
Status: Goodstanding
Date Formed: 17 Jan 2003
Company Number: LLC_00846473
File Number: 00846473
Type of Management: Manager Managed
Date Status Change: 09 Dec 2024
Address 1290 AVENUE OF THE AMERICAS, NEW YORK, 10104, NY
Place of Formation: DELAWARE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
NEUBERGER BERMAN EMERGING MARKET DEBT FUND LLC 2020 463641083 2021-06-07 NEUBERGER BERMAN INVESTMENT ADVISERS LLC No data
File View Page
Three-digit plan number (PN) 001
Sponsor’s telephone number 6176649445
Plan sponsor’s mailing address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603
Plan sponsor’s address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603

Signature of
Role Plan administrator
Date 2021-06-02
Name of individual signing CRISTINA LUCAS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-06-02
Name of individual signing CRISTINA LUCAS
Valid signature Filed with authorized/valid electronic signature
Role DFE
Date 2021-06-02
Name of individual signing CRISTINA LUCAS
Valid signature Filed with authorized/valid electronic signature
NEUBERGER BERMAN HIGH INCOME FUND LLC 2020 364196764 2021-06-10 NEUBERGER BERMAN INVESTMENT ADVISERS LLC No data
File View Page
Three-digit plan number (PN) 001
Sponsor’s telephone number 6176649445
Plan sponsor’s mailing address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603
Plan sponsor’s address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603

Signature of
Role Plan administrator
Date 2021-05-27
Name of individual signing CRISTINA LUCAS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-05-27
Name of individual signing CRISTINA LUCAS
Valid signature Filed with authorized/valid electronic signature
Role DFE
Date 2021-05-27
Name of individual signing CRISTINA LUCAS
Valid signature Filed with authorized/valid electronic signature
NEUBERGER BERMAN HIGH INCOME FUND LLC 2019 364196764 2020-10-02 NEUBERGER BERMAN INVESTMENT ADVISERS LLC No data
File View Page
Three-digit plan number (PN) 001
Sponsor’s telephone number 6176649445
Plan sponsor’s mailing address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603
Plan sponsor’s address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603

Signature of
Role Plan administrator
Date 2020-10-01
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-10-01
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
Role DFE
Date 2020-10-01
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
NEUBERGER BERMAN HIGH INCOME FUND LLC 2019 364196764 2020-06-08 NEUBERGER BERMAN INVESTMENT ADVISERS LLC No data
Three-digit plan number (PN) 001
Sponsor’s telephone number 6176649445
Plan sponsor’s mailing address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603
Plan sponsor’s address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603

Signature of
Role Plan administrator
Date 2020-05-19
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-05-19
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
Role DFE
Date 2020-05-19
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
NEUBERGER BERMAN EMERGING MARKET DEBT FUND LLC 2019 463641083 2020-06-26 NEUBERGER BERMAN INVESTMENT ADVISERS LLC No data
File View Page
Three-digit plan number (PN) 001
Sponsor’s telephone number 6176649445
Plan sponsor’s mailing address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603
Plan sponsor’s address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603

Signature of
Role Plan administrator
Date 2020-04-30
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-04-30
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
Role DFE
Date 2020-04-30
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
NEUBERGER BERMAN EMERGING MARKET DEBT FUND LLC 2018 463641083 2019-09-09 NEUBERGER BERMAN INVESTMENT ADVISERS LLC No data
Three-digit plan number (PN) 001
Sponsor’s telephone number 6176649445
Plan sponsor’s mailing address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603
Plan sponsor’s address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603

Signature of
Role Plan administrator
Date 2019-08-31
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-08-31
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
Role DFE
Date 2019-08-31
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
NEUBERGER BERMAN EMERGING MARKET DEBT FUND LLC 2018 463641083 2019-09-27 NEUBERGER BERMAN INVESTMENT ADVISERS LLC No data
File View Page
Three-digit plan number (PN) 001
Sponsor’s telephone number 6176649445
Plan sponsor’s mailing address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603
Plan sponsor’s address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603

Signature of
Role Plan administrator
Date 2019-08-31
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-08-31
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
Role DFE
Date 2019-08-31
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
NEUBERGER BERMAN EMERGING MARKET DEBT FUND LLC 2018 463641083 2019-09-05 NEUBERGER BERMAN INVESTMENT ADVISERS LLC No data
Three-digit plan number (PN) 001
Sponsor’s telephone number 6176649445
Plan sponsor’s mailing address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603
Plan sponsor’s address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603

Signature of
Role Plan administrator
Date 2019-08-31
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-08-31
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
Role DFE
Date 2019-08-31
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
NEUBERGER BERMAN HIGH INCOME FUND LLC 2018 364196764 2019-06-27 NEUBERGER BERMAN INVESTMENT ADVISERS LLC No data
File View Page
Three-digit plan number (PN) 001
Sponsor’s telephone number 6176649445
Plan sponsor’s mailing address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603
Plan sponsor’s address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603

Signature of
Role Plan administrator
Date 2019-06-27
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-06-27
Name of individual signing DAVID MANCILLA
Valid signature Filed with incorrect/unrecognized electronic signature
Role DFE
Date 2019-06-27
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
NEUBERGER BERMAN HIGH INCOME FUND LLC 2017 364196764 2018-10-11 NEUBERGER BERMAN INVESTMENT ADVISERS LLC No data
File View Page
Three-digit plan number (PN) 001
Sponsor’s telephone number 6176649445
Plan sponsor’s mailing address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603
Plan sponsor’s address 190 SOUTH LASALLE STREET, 24TH FL, CHICAGO, IL, 60603

Signature of
Role Plan administrator
Date 2018-09-28
Name of individual signing DAVID MANCILLA
Valid signature Filed with authorized/valid electronic signature
Role DFE
Date 2018-09-28
Name of individual signing DAVID MANCILLA
Valid signature Filed with incorrect/unrecognized electronic signature

Agent

Name and Address Role Appointment Date
ILLINOIS CORPORATION SERVICE COMPANY, 801 ADLAI STEVENSON DRIVE, SPRINGFIELD, 62703, SANGAMON Agent 2003-10-31

Manager

Name and Address Role Account Number Appointment Date
AMATO, JOSEPH V, 1290 AVENUE OF THE AMERICAS, NEW YORK, NY, 10104 Manager No data 2024-12-09
TANK, BRADLEY C, 190 SOUTH LASALLE ST STE 2400, CHICAGO, IL, 60603 Manager No data 2024-12-09
SHARABY, LINDA, 1290 AVENUE OF THE AMERICAS, NEW YORK, NY, 10104 Manager No data 2024-12-09
DECARO, ELVIRA, 1290 AVENUE OF THE AMERICAS, NEW YORK, NY, 10104 Manager No data 2024-12-09
SHERER, MONICA, 1290 AVENUE OF THE AMERICAS, NEW YORK, NY, 10104 Manager No data 2024-12-09
JOSEPH V AMATO Manager 360541 No data
Elvira DeCaro Manager 360541 No data
Linda Sharaby Manager 360541 No data
MONICA SHERER Manager 360541 No data
BRADLEY C TANK Manager 360541 No data

Member

Name and Address Role Account Number
Neuberger Berman Investment Advisers Holdings LLC Member 360541
NEUBERGER BERMAN AA LLC Member 360541

License

License Type License Number Status License Code License Description Business Activity Date Issued Effective Date Expiration Date
BUSINESS LICENSE 2476983 Issued 1010 Limited Business License 897 - Financial Services Commercial Office 2022-11-02 2022-12-16 2024-12-15

Historical Names

Name Change Date
NEUBERGER BERMAN FIXED INCOME LLC 2016-01-05
LEHMAN BROTHERS ASSET MANAGEMENT LLC 2009-06-03
LINCOLN CAPITAL FIXED INCOME MANAGEMENT COMPANY, LLC 2005-06-27

Awards

Contract Type Award or IDV Flag PIID Start Date Current End Date Potential End Date
DEFINITIVE CONTRACT AWARD PBGC01CT170027 2017-03-31 2025-03-30 2027-03-30
Unique Award Key CONT_AWD_PBGC01CT170027_1665_-NONE-_-NONE-
Awarding Agency Pension Benefit Guaranty Corporation
Link View Page

Award Amounts
Obligated Amount 24675709.28
Current Award Amount 25120766.39
Potential Award Amount 32236000.00

Description
Title DEOBLIGATION OF FY22 FUNDS FROM OPTION PERIOD 5
NAICS Code 523920: PORTFOLIO MANAGEMENT
Product and Service Codes R710: SUPPORT- MANAGEMENT: FINANCIAL

Recipient Details
Recipient NEUBERGER BERMAN INVESTMENT ADVISERS LLC
UEI ZFP7D6CLU8N3
Recipient Address UNITED STATES, 190 S LA SALLE ST FL 24, CHICAGO, COOK, ILLINOIS, 606033539

Related by officers

ILLINOIS CORPORATION SERVICE COMPANY, 801 ADLAI STEVENSON DRIVE, SPRINGFIELD, 62703, SANGAMON

SARGENT & LUNDY, L.L.C. DIEBOLD NIXDORF, INCORPORATED THE SHERWIN-WILLIAMS COMPANY BENJAMIN MOORE & CO. BUSINESS PROPERTY LENDING, INC. NORFOLK SOUTHERN RAILWAY COMPANY ALIGHT FINANCIAL SOLUTIONS, LLC MAPLE BROOK, L.L.C. INVESTMENT 10 L.L.C. ALIGHT SOLUTIONS LLC

JOSEPH V AMATO

NEUBERGER BERMAN BD LLC

Related by address

1290 AVENUE OF THE AMERICAS, NEW YORK, 10104, NY

NEUBERGER BERMAN BD LLC EQUITABLE DISTRIBUTORS, LLC NEUBERGER BERMAN INVESTMENT ADVISERS GP HOLDINGS LLC JORDAN CAPITAL FINANCE, LLC 8216 S HONORE LLC 7725 S HONORE LLC 7652 SOUTH HONORE LLC 7612 S PRAIRIE AVE LLC 2011 W 86TH ST LLC

Date of last update: 27 Jan 2025

Sources: Illinois Office of the Secretary of State

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