| Entity Name: | OPTIVER US LLC |
| Jurisdiction: | Illinois |
| Entity Type: | Limited Liability Company |
| Status: | Goodstanding |
| Date Formed: | 05 Aug 2003 |
| Company Number: | LLC_00976415 |
| File Number: | 00976415 |
| Type of Management: | Manager Managed |
| Date Status Change: | 01 Jul 2024 |
| Address | 130 E. RANDOLPH STREET, SUITE 800, CHICAGO, 60601, IL |
| Place of Formation: | ILLINOIS |
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| 1257251 | 130 E. RANDOLPH STREET, SUITE 800, CHICAGO, IL, 60601 | 130 E. RANDOLPH STREET, SUITE 800, CHICAGO, IL, 60601 | 312-821-9390 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2024-02-23 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2024-02-23
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2024-02-23 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-02-27
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2023-02-27 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2023-02-27
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2023-02-27 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-02-25
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2022-02-25 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2022-02-25
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2022-02-25 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-03-02
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2021-03-02 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-03-02
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2021-03-02 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-02-24
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2020-02-24 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-02-24
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2020-02-24 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-03-04
| Form type | X-17A-5/A |
| File number | 008-66083 |
| Filing date | 2019-03-04 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-02-28
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2018-02-28 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-02-28
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2018-02-28 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-02-28
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2017-02-28 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-02-28
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2017-02-28 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-03-02
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2015-03-02 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-03-02
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2015-03-02 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-03-04
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2014-03-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-03-04
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2014-03-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-28
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2013-02-28 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-02-28
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2013-02-28 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-29
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2012-02-29 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-29
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2012-02-29 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-03-01
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2011-03-01 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-03-01
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2011-03-01 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-17
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2010-03-17 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-03-17
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2010-03-17 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-03-02
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2009-03-02 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-03-02
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2009-03-02 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-03-24
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2008-03-24 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-03-24
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2008-03-24 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-02-28
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2007-02-28 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-02-28
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2007-02-28 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-02-28
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2006-02-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-02-28
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2006-02-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-02-28
| Form type | FOCUSN |
| File number | 008-66083 |
| Filing date | 2005-02-28 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-02-28
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2005-02-28 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-07-29
| Form type | X-17A-5 |
| File number | 008-66083 |
| Filing date | 2004-07-29 |
| Reporting date | 2003-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTIVER 401(K) PLAN | 2012 | 200135723 | 2013-10-15 | OPTIVER US LLC | 170 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| Administrator’s EIN | 200135723 |
| Plan administrator’s name | OPTIVER US LLC |
| Plan administrator’s address | 130 EAST RANDOLPH, SUITE 1300, CHICAGO, IL, 60601 |
| Administrator’s telephone number | 3128219500 |
Number of participants as of the end of the plan year
| Active participants | 134 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 42 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 158 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 1 |
Signature of
| Role | Plan administrator |
| Date | 2013-10-15 |
| Name of individual signing | JULIE SCHREMSER |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2013-10-15 |
| Name of individual signing | JULIE SCHREMSER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2000-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 3128219500 |
| Plan sponsor’s mailing address | 130 EAST RANDOLPH, SUITE 1300, CHICAGO, IL, 60601 |
| Plan sponsor’s address | 130 EAST RANDOLPH, SUITE 1300, CHICAGO, IL, 60601 |
Plan administrator’s name and address
| Administrator’s EIN | 200135723 |
| Plan administrator’s name | OPTIVER US LLC |
| Plan administrator’s address | 130 EAST RANDOLPH, SUITE 1300, CHICAGO, IL, 60601 |
| Administrator’s telephone number | 3128219500 |
Number of participants as of the end of the plan year
| Active participants | 120 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 50 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 153 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2012-10-15 |
| Name of individual signing | JULIE SCHREMSER |
| Valid signature | Filed with authorized/valid electronic signature |
| Name and Address | Role | Appointment Date |
|---|---|---|
| C T CORPORATION SYSTEM, 208 SO LASALLE ST, SUITE 814, CHICAGO, 60604, SANGAMON | Agent | 2022-05-31 |
| Name and Address | Role | Account Number | Appointment Date |
|---|---|---|---|
| Michael W Deaton | Manager | 326702 | No data |
| Alexander Itkin | Manager | 326702 | No data |
| Tianqi Zhu | Manager | 326702 | No data |
| Rutger Brinkhuis | Manager | 326702 | No data |
| MICHAEL DEATON, 130 E. RANDOLPH ST., STE 800, CHICAGO, IL, 60601 | Manager | No data | 2024-07-01 |
| ALEXANDER ITKIN, 130 E. RANDOLPH ST., STE 800, CHICAGO, IL, 60601 | Manager | No data | 2024-07-01 |
| RUTGER BRINKHUIS, 130 E. RANDOLPH ST., STE 800, CHICAGO, IL, 60601 | Manager | No data | 2024-07-01 |
| TIANQI ZHU, 130 E. RANDOLPH ST., STE 800, CHICAGO, IL, 60601 | Manager | No data | 2024-07-01 |
| Name and Address | Role | Account Number |
|---|---|---|
| Optiver Partnership US LP | Managing member | 326702 |
| License Type | License Number | Status | License Code | License Description | Business Activity | Date Issued | Effective Date | Expiration Date |
|---|---|---|---|---|---|---|---|---|
| BUSINESS LICENSE | 1909061 | Issued | 1010 | Limited Business License | 897 - Financial Services Commercial Office | 2024-09-05 | 2024-09-16 | 2026-09-15 |
| BUSINESS LICENSE | 1887779 | Cancelled | 1010 | Limited Business License | No data | 2008-01-30 | 2008-01-30 | 2008-09-15 |
Date of last update: 16 Jan 2025
