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  5. GAR WOOD SECURITIES, LLC

GAR WOOD SECURITIES, LLC

Company Details

Entity Name: GAR WOOD SECURITIES, LLC
Jurisdiction: Illinois
Entity Type: Limited Liability Company
Status: Goodstanding
Date Formed: 06 Apr 2004
Company Number: LLC_01156357
File Number: 01156357
Type of Management: Manager Managed
Date Status Change: 28 Feb 2024
Address 1250 EAST DIEHL ROAD SUITE 115, NAPERVILLE, 60563, IL
Place of Formation: DELAWARE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
GAR WOOD SECURITIES LLC 401K PLAN 2023 200797654 2024-07-16 GAR WOOD SECURITIES LLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 3126621262
Plan sponsor’s address 1250 EAST DIEHL ROAD, SUITE 115, NAPERVILLE, IL, 60563

Signature of
Role Plan administrator
Date 2024-07-16
Name of individual signing SHERRY GOUWENS
Valid signature Filed with authorized/valid electronic signature
GAR WOOD SECURITIES LLC 401K PLAN 2022 200797654 2023-05-26 GAR WOOD SECURITIES LLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 3126621262
Plan sponsor’s address 1250 EAST DIEHL ROAD, SUITE 115, NAPERVILLE, IL, 60563

Signature of
Role Plan administrator
Date 2023-05-26
Name of individual signing SHERRY GOUWENS
Valid signature Filed with authorized/valid electronic signature
GAR WOOD SECURITIES LLC 401K PLAN 2021 200797654 2022-05-31 GAR WOOD SECURITIES LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 3126621262
Plan sponsor’s address 1250 EAST DIEHL ROAD, SUITE 115, NAPERVILLE, IL, 60563

Signature of
Role Plan administrator
Date 2022-05-31
Name of individual signing SHERRY GOUWENS
Valid signature Filed with authorized/valid electronic signature
GAR WOOD SECURITIES LLC 401K PLAN 2020 200797654 2021-08-27 GAR WOOD SECURITIES LLC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 3126621262
Plan sponsor’s address 440 SOUTH LASALLE STREET, SUITE 2201, CHICAGO, IL, 60605

Signature of
Role Plan administrator
Date 2021-08-27
Name of individual signing SHERRY GOUWENS
Valid signature Filed with authorized/valid electronic signature
GAR WOOD SECURITIES LLC 401K PLAN 2019 200797654 2020-07-23 GAR WOOD SECURITIES LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 3126621262
Plan sponsor’s address 4355 WEAVER PKWY, SUITE 320, WARRENVILLE, IL, 60555

Signature of
Role Plan administrator
Date 2020-07-23
Name of individual signing SHERRY GOUWENS
Valid signature Filed with authorized/valid electronic signature
GAR WOOD SECURITIES LLC 401K PLAN 2018 200797654 2019-07-16 GAR WOOD SECURITIES LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 3126621262
Plan sponsor’s address 440 SOUTH LASALLE STREET, SUITE 2201, CHICAGO, IL, 60605

Signature of
Role Plan administrator
Date 2019-07-16
Name of individual signing SHERRY GOUWENS
Valid signature Filed with authorized/valid electronic signature
GAR WOOD SECURITIES LLC 401K PLAN 2017 200797654 2018-07-12 GAR WOOD SECURITIES LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 3126621262
Plan sponsor’s address 440 SOUTH LASALLE STREET, SUITE 2201, CHICAGO, IL, 60605

Signature of
Role Plan administrator
Date 2018-07-12
Name of individual signing SHERRY GOUWENS
Valid signature Filed with authorized/valid electronic signature
GAR WOOD SECURITIES LLC 401K PLAN 2016 200797654 2017-07-26 GAR WOOD SECURITIES LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 3126621262
Plan sponsor’s address 440 SOUTH LASALLE STREET, SUITE 2201, CHICAGO, IL, 60605

Signature of
Role Plan administrator
Date 2017-07-26
Name of individual signing SHERRY GOUWENS
Valid signature Filed with authorized/valid electronic signature
GAR WOOD SECURITIES LLC 401K PLAN 2015 200797654 2016-07-20 GAR WOOD SECURITIES LLC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 3126621262
Plan sponsor’s address 440 SOUTH LASALLE STREET, SUITE 2201, CHICAGO, IL, 60605

Signature of
Role Plan administrator
Date 2016-07-20
Name of individual signing SHERRY GOUWENS
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
ROBERT S. JERSEY, 1250 EAST DIEHL ROAD, SUITE 115, NAPERVILLE, 60563 Agent 2022-07-15

Manager

Name and Address Role Appointment Date
JERSEY, ROBERT, 1250 EAST DIEHL ROAD SUITE 115, NAPERVILLE, IL, 60563 Manager 2024-02-28

Managing member

Name and Address Role Account Number
DENNIS R. GERECKE Managing member 281595

President

Name and Address Role Account Number
ROBERT S. JERSEY President 281595

License

License Type License Number Status License Code License Description Business Activity Date Issued Effective Date Expiration Date
BUSINESS LICENSE 1544227 Issued 1010 Limited Business License No data 2016-10-14 2016-10-16 2018-10-15

Assumed Names

Name Type Effective Date Cancellation Date Cancellation Type Last Renewal Date
SOVINFRA Assumed name 2021-12-22 2023-01-12 Voluntary cancellation No data
PORT CAPITAL MARKETS LLC Assumed name 2021-04-15 No data No data No data
TOLEDOTRADE Assumed name 2018-11-19 No data No data 2020-06-10

Related by officers

No related officers

Related by address

No related companies by address

Date of last update: 16 Jan 2025

Sources: Illinois Office of the Secretary of State

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