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  5. D3 MANAGEMENT LLC

D3 MANAGEMENT LLC

Company Details

Entity Name: D3 MANAGEMENT LLC
Jurisdiction: Illinois
Entity Type: Limited Liability Company
Status: Goodstanding
Date Formed: 07 Sep 2007
Company Number: LLC_02329921
File Number: 02329921
Type of Management: Manager Managed
Date Status Change: 18 Sep 2024
Address 5151 MOCHEL DR STE 301, DOWNERS GROVE, 60515, IL
Place of Formation: ILLINOIS

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
D3 FINANCIAL COUNSELORS LLC 401(K) PLAN 2012 510655068 2013-05-22 D3 FINANCIAL COUNSELORS LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 6302710033
Plan sponsor’s mailing address 5151 MOCHEL DRIVE SUITE 301, DOWNERS GROVE, IL, 60515
Plan sponsor’s address 5151 MOCHEL DRIVE SUITE 301, DOWNERS GROVE, IL, 60515

Plan administrator’s name and address
Administrator’s EIN 510655068
Plan administrator’s name D3 FINANCIAL COUNSELORS LLC
Plan administrator’s address 5151 MOCHEL DRIVE SUITE 301, DOWNERS GROVE, IL, 60515
Administrator’s telephone number 6302710033

Number of participants as of the end of the plan year
Active participants 4
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 4
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2013-05-22
Name of individual signing DONALD DUNCAN
Valid signature Filed with authorized/valid electronic signature
D3 FINANCIAL COUNSELORS LLC 401(K) PLAN 2011 510655068 2012-05-21 D3 FINANCIAL COUNSELORS LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 6302710033
Plan sponsor’s mailing address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515
Plan sponsor’s address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515

Plan administrator’s name and address
Administrator’s EIN 510655068
Plan administrator’s name D3 FINANCIAL COUNSELORS LLC
Plan administrator’s address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515
Administrator’s telephone number 6302710033

Number of participants as of the end of the plan year
Active participants 3
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 3
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2012-05-21
Name of individual signing DONALD DUNCAN
Valid signature Filed with authorized/valid electronic signature
D3 FINANCIAL COUNSELORS LLC 401(K) PLAN 2010 510655068 2011-05-25 D3 FINANCIAL COUNSELORS LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 6302710033
Plan sponsor’s mailing address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515
Plan sponsor’s address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515

Plan administrator’s name and address
Administrator’s EIN 510655068
Plan administrator’s name D3 FINANCIAL COUNSELORS LLC
Plan administrator’s address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515
Administrator’s telephone number 6302710033

Number of participants as of the end of the plan year
Active participants 5
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 4
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2011-05-25
Name of individual signing DONALD DUNCAN
Valid signature Filed with authorized/valid electronic signature
D3 FINANCIAL COUNSELORS LLC 401(K) PLAN 2010 510655068 2011-05-25 D3 FINANCIAL COUNSELORS LLC 5
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 6302710033
Plan sponsor’s mailing address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515
Plan sponsor’s address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515

Plan administrator’s name and address
Administrator’s EIN 510655068
Plan administrator’s name D3 FINANCIAL COUNSELORS LLC
Plan administrator’s address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515
Administrator’s telephone number 6302710033

Number of participants as of the end of the plan year
Active participants 5
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 4
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Employer/plan sponsor
Date 2011-05-25
Name of individual signing DONALD DUNCAN
Valid signature Filed with authorized/valid electronic signature
D3 FINANCIAL COUNSELORS LLC 401(K) PLAN 2010 510655068 2011-05-25 D3 FINANCIAL COUNSELORS LLC 5
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 6302710033
Plan sponsor’s mailing address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515
Plan sponsor’s address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515

Plan administrator’s name and address
Administrator’s EIN 510655068
Plan administrator’s name D3 FINANCIAL COUNSELORS LLC
Plan administrator’s address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515
Administrator’s telephone number 6302710033

Number of participants as of the end of the plan year
Active participants 5
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 4
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Employer/plan sponsor
Date 2011-05-25
Name of individual signing DONALD DUNCAN
Valid signature Filed with authorized/valid electronic signature
D3 FINANCIAL COUNSELORS LLC 401(K) PLAN 2009 510655068 2010-07-14 D3 FINANCIAL COUNSELORS LLC 4
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 6302710033
Plan sponsor’s mailing address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515
Plan sponsor’s address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515

Plan administrator’s name and address
Administrator’s EIN 510655068
Plan administrator’s name D3 FINANCIAL COUNSELORS LLC
Plan administrator’s address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515
Administrator’s telephone number 6302710033

Number of participants as of the end of the plan year
Active participants 4
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 1
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 5
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Employer/plan sponsor
Date 2010-07-14
Name of individual signing DONALD DUNCAN
Valid signature Filed with authorized/valid electronic signature
D3 FINANCIAL COUNSELORS LLC 401(K) PLAN 2009 510655068 2010-07-14 D3 FINANCIAL COUNSELORS LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 6302710033
Plan sponsor’s mailing address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515
Plan sponsor’s address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515

Plan administrator’s name and address
Administrator’s EIN 510655068
Plan administrator’s name D3 FINANCIAL COUNSELORS LLC
Plan administrator’s address 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, IL, 60515
Administrator’s telephone number 6302710033

Number of participants as of the end of the plan year
Active participants 4
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 1
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 5
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2010-07-14
Name of individual signing DONALD DUNCAN
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
DONALD D. DUNCAN, 5151 MOCHEL DRIVE, SUITE 301, DOWNERS GROVE, 60515, DU PAGE Agent 2009-08-28

Manager

Name and Address Role Appointment Date
DUNCAN, DONALD D, 81 WILDHORSE, SANTA FE, NM, 87500 Manager 2024-09-18

Historical Names

Name Change Date
D3 FINANCIAL COUNSELORS LLC 2018-12-21

Related by officers

No related officers

Related by address

No related companies by address

Date of last update: 16 Jan 2025

Sources: Illinois Office of the Secretary of State

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