| Entity Name: | MORGAN BAY INVESTMENT ADVISORS, LLC |
| Jurisdiction: | Illinois |
| Entity Type: | Limited Liability Company |
| Status: | Involuntary Dissolution |
| Date Formed: | 09 Apr 2010 |
| Company Number: | LLC_03260194 |
| File Number: | 03260194 |
| Type of Management: | Manager Managed |
| Date Status Change: | 14 Oct 2016 |
| Address | 1608 GROMMON RD, NAPERVILLE, 60564, IL |
| Place of Formation: | ILLINOIS |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN BAY LLC 401(K) PLAN | 2012 | 272321160 | 2013-10-07 | MORGAN BAY, LLC | 2 | |||||||||||||||||||||||||||||||||||||||||||||
|
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| Active participants | 0 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 0 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 0 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2013-10-07 |
| Name of individual signing | RICHARD L. ROSENTHAL |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2001-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 3123624873 |
| Plan sponsor’s mailing address | 440 S. LASALLE, SUITE 2201, CHICAGO, IL, 60605 |
| Plan sponsor’s address | 440 S. LASALLE, SUITE 2201, CHICAGO, IL, 60605 |
Plan administrator’s name and address
| Administrator’s EIN | 272321160 |
| Plan administrator’s name | MORGAN BAY, LLC |
| Plan administrator’s address | 440 S. LASALLE, SUITE 2201, CHICAGO, IL, 60605 |
| Administrator’s telephone number | 3123624873 |
Number of participants as of the end of the plan year
| Active participants | 1 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 1 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 2 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2012-10-08 |
| Name of individual signing | RICHARD L. ROSENTHAL |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2001-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 3123624873 |
| Plan sponsor’s mailing address | 440 S. LASALLE, SUITE 2201, CHICAGO, IL, 60605 |
| Plan sponsor’s address | 440 S. LASALLE, SUITE 2201, CHICAGO, IL, 60605 |
Plan administrator’s name and address
| Administrator’s EIN | 272321160 |
| Plan administrator’s name | MORGAN BAY, LLC |
| Plan administrator’s address | 440 S. LASALLE, SUITE 2201, CHICAGO, IL, 60605 |
| Administrator’s telephone number | 3123624873 |
Number of participants as of the end of the plan year
| Active participants | 2 |
| Retired or separated participants receiving benefits | 1 |
| Other retired or separated participants entitled to future benefits | 0 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 2 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2011-09-29 |
| Name of individual signing | RICHARD L. ROSENTHAL |
| Valid signature | Filed with authorized/valid electronic signature |
| Name and Address | Role | Appointment Date |
|---|---|---|
| RICHARD ROSENTHAL, 1608 GROMMON RD, NAPERVILLE, 60564 | Agent | 2014-03-10 |
| Name and Address | Role | Appointment Date |
|---|---|---|
| ROSENTHAL, RICHARD L, 1608 GROMMON RD, NAPERVILLE, IL, 60564 | Manager | 2014-06-24 |
| Name | Change Date |
|---|---|
| MORGAN BAY LLC | 2014-02-25 |
Date of last update: 16 Jan 2025
