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  5. ASTOR INVESTMENT MANAGEMENT LLC

ASTOR INVESTMENT MANAGEMENT LLC

Headquarter

Company Details

Entity Name: ASTOR INVESTMENT MANAGEMENT LLC
Jurisdiction: Illinois
Entity Type: Limited Liability Company
Status: Goodstanding
Date Formed: 13 Nov 2013
Company Number: LLC_04527755
File Number: 04527755
Type of Management: Manager Managed
Date Status Change: 31 Oct 2024
Address 111 S WACKER DR STE 3950, CHICAGO, 60606, IL
Place of Formation: DELAWARE

Links between entities

Type Company Name Company Number State
Headquarter of ASTOR INVESTMENT MANAGEMENT LLC, NEW YORK 4123647 NEW YORK

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ASTOR INVESTMENT MANAGEMENT LLC 401 (K) PLAN 2023 611724789 2024-09-25 ASTOR INVESTMENT MANAGEMENT, LLC 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523900
Sponsor’s telephone number 3122285904
Plan sponsor’s address 111 S WACKER DR STE 3950, CHICAGO, IL, 606064320

Signature of
Role Plan administrator
Date 2024-09-25
Name of individual signing CLAUDIA SILVESTRE
Valid signature Filed with authorized/valid electronic signature
ASTOR INVESTMENT MANAGEMENT LLC 401(K) PLAN 2023 611724789 2024-10-14 ASTOR INVESTMENT MANAGEMENT, LLC 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523900
Sponsor’s telephone number 3122285904
Plan sponsor’s address 111 S WACKER DRIVE, SUITE 3950, CHICAGO, IL, 60606

Signature of
Role Plan administrator
Date 2024-10-14
Name of individual signing CLAUDIA SILVESTRE
Valid signature Filed with authorized/valid electronic signature
ASTOR INVESTMENT MANAGEMENT LLC 401(K) PLAN 2022 611724789 2023-07-27 ASTOR INVESTMENT MANAGEMENT, LLC 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523900
Sponsor’s telephone number 3122285904
Plan sponsor’s address 111 S WACKER DRIVE, SUITE 3950, CHICAGO, IL, 60606

Signature of
Role Plan administrator
Date 2023-07-27
Name of individual signing CLAUDIA SILVESTRE
Valid signature Filed with authorized/valid electronic signature
ASTOR INVESTMENT MANAGEMENT LLC 401(K) PLAN 2021 611724789 2022-08-24 ASTOR INVESTMENT MANAGEMENT, LLC 26
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523900
Sponsor’s telephone number 3122285904
Plan sponsor’s address 111 S WACKER DRIVE, SUITE 3950, CHICAGO, IL, 60606

Signature of
Role Plan administrator
Date 2022-08-24
Name of individual signing SCOTT THOMAS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-08-24
Name of individual signing SCOTT THOMAS
Valid signature Filed with authorized/valid electronic signature
ASTOR INVESTMENT MANAGEMENT LLC 401(K) PLAN 2020 611724789 2021-07-28 ASTOR INVESTMENT MANAGEMENT, LLC 27
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523900
Sponsor’s telephone number 3122285904
Plan sponsor’s address 111 S WACKER DRIVE, SUITE 3950, CHICAGO, IL, 60606

Signature of
Role Plan administrator
Date 2021-07-28
Name of individual signing SCOTT THOMAS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-07-28
Name of individual signing SCOTT THOMAS
Valid signature Filed with authorized/valid electronic signature
ASTOR INVESTMENT MANAGEMENT LLC 401(K) PLAN 2019 611724789 2020-10-12 ASTOR INVESTMENT MANAGEMENT, LLC 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523900
Sponsor’s telephone number 3122285904
Plan sponsor’s address 111 S WACKER DRIVE, SUITE 3950, CHICAGO, IL, 60606

Signature of
Role Plan administrator
Date 2020-10-12
Name of individual signing SCOTT THOMAS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-10-12
Name of individual signing SCOTT THOMAS
Valid signature Filed with authorized/valid electronic signature
ASTOR INVESTMENT MANAGEMENT LLC 401(K) PLAN 2018 611724789 2019-08-20 ASTOR INVESTMENT MANAGEMENT, LLC 22
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523900
Sponsor’s telephone number 3122285904
Plan sponsor’s address 111 S WACKER DRIVE, SUITE 3950, CHICAGO, IL, 60606

Signature of
Role Plan administrator
Date 2019-08-20
Name of individual signing SUSAN HILL
Valid signature Filed with authorized/valid electronic signature
ASTOR INVESTMENT MANAGEMENT LLC 401(K) PLAN 2017 611724789 2018-08-29 ASTOR INVESTMENT MANAGEMENT, LLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523900
Sponsor’s telephone number 3122285904
Plan sponsor’s address 111 S WACKER DRIVE, SUITE 3950, CHICAGO, IL, 60606

Signature of
Role Plan administrator
Date 2018-08-29
Name of individual signing KATHLEEN DIBACCO
Valid signature Filed with authorized/valid electronic signature
ASTOR INVESTMENT MANAGEMENT LLC 401(K) PLAN 2016 611724789 2017-06-26 ASTOR INVESTMENT MANAGEMENT, LLC 22
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523900
Sponsor’s telephone number 3122285904
Plan sponsor’s address 111 E WACKER DRIVE, SUITE 3950, CHCIAGO, IL, 60606

Signature of
Role Plan administrator
Date 2017-06-26
Name of individual signing SCOTT THOMAS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-06-26
Name of individual signing SCOTT THOMAS
Valid signature Filed with authorized/valid electronic signature
ASTOR INVESTMENT MANAGEMENT LLC 401(K) PLAN 2015 611724789 2016-10-07 ASTOR INVESTMENT MANAGEMENT, LLC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523900
Sponsor’s telephone number 3122285904
Plan sponsor’s address 111 S WACKER DRIVE, SUITE 3950, CHICAGO, IL, 60606

Signature of
Role Plan administrator
Date 2016-10-07
Name of individual signing SUSAN HILL
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-10-07
Name of individual signing SUSAN HILL
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
ILLINOIS CORPORATION SERVICE COMPANY, 801 ADLAI STEVENSON DRIVE, SPRINGFIELD, 62703, COOK-NOT IN CITY OF CHICAGO Agent 2015-10-22

Manager

Name and Address Role Appointment Date
LAKEWOOD INVESTMENT MANAGEMENT LLC, 111 S WACKER DR STE 3950, CHICAGO, IL, 60606 Manager 2024-10-31
HARVEST CAPITAL STRATEGIES LLC, 600 MONTGOMERY STREET, SAN FRANCISCO, CA, 94111 Manager 2024-10-31

Member

Name and Address Role Account Number
Lakewood Investment Management LLC Member 387373

License

License Type License Number Status License Code License Description Business Activity Date Issued Effective Date Expiration Date
BUSINESS LICENSE 2304383 Issued 1010 Limited Business License 897 - Financial Services Commercial Office 2024-01-26 2024-01-16 2026-01-15

Assumed Names

Name Type Effective Date Cancellation Date Cancellation Type Last Renewal Date
ASTOR ASSET MANAGEMENT LLC Assumed name 2016-01-22 No data No data 2020-10-12

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
2749177708 2020-05-01 0507 PPP 111 S Wacker Dr Ste 3950, Chicago, IL, 60606
Loan Status Date 2024-03-18
Loan Status Paid in Full
Loan Maturity in Months 2
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 400000
Loan Approval Amount (current) 400000
Undisbursed Amount 0
Franchise Name -
Lender Location ID 48270
Servicing Lender Name JPMorgan Chase Bank, National Association
Servicing Lender Address 1111 Polaris Pkwy, COLUMBUS, OH, 43240-2031
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address Chicago, COOK, IL, 60606-0001
Project Congressional District IL-07
Number of Employees 22
NAICS code 525990
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 194093
Originating Lender Name JPMorgan Chase Bank, National Association
Originating Lender Address CHICAGO, IL
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 100371.94
Forgiveness Paid Date 2024-03-19

Related by officers

ILLINOIS CORPORATION SERVICE COMPANY, 801 ADLAI STEVENSON DRIVE, SPRINGFIELD, 62703, COOK-NOT IN CITY OF CHICAGO

BUCKINGHAM GURNEE, LLC 517 OAKDALE L.L.C. WALBRIDGE EQUIPMENT INSTALLATION LLC CHATEAU APARTMENTS L.L.C. BUCKINGHAM MANAGEMENT, L.L.C. BARRINGTON MANOR LIMITED LIABILITY COMPANY ZAZOVE ASSOCIATES, L.L.C. BUCKINGHAM PEORIA, L.L.C. U-STOR-IT #6 (ELGIN) L.L.C. COUNTRY FAIR L.L.C.

Related by address

111 S WACKER DR STE 3950, CHICAGO, 60606, IL

ASTOR PARTNERS, LLC ASTOR FINANCIAL, LLC GREENESPRIT, LLC

Date of last update: 21 Apr 2025

Sources: Illinois Office of the Secretary of State

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