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APTUS EXCHANGE, LLC

Company Details

Entity Name: APTUS EXCHANGE, LLC
Jurisdiction: Illinois
Entity Type: Limited Liability Company
Status: Goodstanding
Date Formed: 18 Oct 2016
Company Number: LLC_06034772
File Number: 06034772
Type of Management: Manager Managed
Date Status Change: 14 Oct 2024
Address 330 N WABASH AVE FL 24, CHICAGO, 60611, IL
Place of Formation: ILLINOIS

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
APTUS EXCHANGE 401(K) AND PROFIT SHARING PLAN 2020 814204850 2021-07-15 APTUS EXCHANGE, LLC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 531390
Sponsor’s telephone number 3122752000
Plan sponsor’s address 330 N WABASH AVENUE, 24TH FLOOR, CHICAGO, IL, 60611

Signature of

Role Plan administrator
Date 2021-07-15
Name of individual signing MICHAEL E RIOS
Valid signature Filed with authorized/valid electronic signature
APTUS EXCHANGE 401(K) AND PROFIT SHARING PLAN 2020 814204850 2021-08-10 APTUS EXCHANGE, LLC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 531390
Sponsor’s telephone number 3122752000
Plan sponsor’s address 330 N WABASH AVENUE, 24TH FLOOR, CHICAGO, IL, 60611

Signature of

Role Plan administrator
Date 2021-08-10
Name of individual signing MICHAEL E RIOS
Valid signature Filed with authorized/valid electronic signature
APTUS EXCHANGE 401(K) AND PROFIT SHARING PLAN 2019 814204850 2020-07-06 APTUS EXCHANGE, LLC 0
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 531390
Sponsor’s telephone number 3122752000
Plan sponsor’s address 330 N WABASH AVENUE, 24TH FLOOR, CHICAGO, IL, 60611

Signature of

Role Plan administrator
Date 2020-07-06
Name of individual signing MICHAEL E RIOS
Valid signature Filed with authorized/valid electronic signature

Agent

Name and Address Role Appointment Date
MICHAEL ERRIN RIOS, 1035 W VAN BUREN ST APT 3000, CHICAGO, 60607 Agent 2023-01-03

Manager

Name and Address Role Appointment Date
RIOS, MICHAEL E., 6548 N. NOKOMIS AVE., LINCOLNWOOD, IL, 60712 Manager 2024-10-14

Assumed Names

Name Type Effective Date Cancellation Date Cancellation Type Last Renewal Date
PROGRESSIVE MANAGEMENT (PM) Assumed name 2018-06-22 2018-10-04 Voluntary cancellation No data

Historical Names

Name Change Date
PROGRESSIVE MANAGEMENT (PM), LLC 2018-06-21
PM-CHICAGO BROKERAGE, LLC 2017-03-12

Date of last update: 20 Jan 2025

Sources: Illinois Office of the Secretary of State