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FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

Company Details

Entity Name: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Jurisdiction: Illinois
Entity Type: Corporation - Not-for-Profit
Status: Goodstanding
Date Formed: 22 May 1944
Company Number: CORP_06671551
File Number: 06671551
Type of Business: Not for Profit
Address 440 S LA SALLE ST 35TH 3500, CHICAGO, IL, 60605
Place of Formation: DELAWARE

Agent

Name and Address Role Appointment Date
ILLINOIS CORPORATION SERVICE COMPANY, 801 ADLAI STEVENSON DRIVE, SPRINGFIELD, 62703, SANGAMON Agent 2015-01-13

Secretary

Name and Address Role Account Number
MARCIA E ASQUITH Secretary 404506

License

License Type License Number Status License Code License Description Business Activity Date Issued Effective Date Expiration Date
BUSINESS LICENSE 2452169 Issued 1010 Limited Business License 708 - Miscellaneous Commercial Services 2024-01-19 2024-03-16 2026-03-15
BUSINESS LICENSE 2452154 Cancelled 1010 Limited Business License 602 | 897 - Administrative Commercial Office | Financial Services Commercial Office 2020-01-24 2020-03-16 2022-03-15

Historical Names

Name Change Date
NATIONAL ASSOCIATION OF SECURITIES DEALERS INC. 2007-08-15

Date of last update: 27 Jan 2025

Sources: Illinois Office of the Secretary of State