-
Home Page
›
-
Counties
›
-
Sangamon
›
-
62703
›
-
FINRA REGULATION, INC.
Company Details
| Entity Name: |
FINRA REGULATION, INC. |
| Jurisdiction: |
Illinois |
| Entity Type: |
Corporation - Not-for-Profit |
| Status: |
Goodstanding
|
| Date Formed: |
10 Apr 1998
|
| Company Number: |
CORP_59880659 |
| File Number: |
59880659 |
| Type of Business: |
Not for Profit |
| Address |
55 W MONROE ST 2700, CHICAGO, IL, 60603 |
| Place of Formation: |
DELAWARE |
Agent
| Name and Address |
Role |
Appointment Date |
|
ILLINOIS CORPORATION SERVICE COMPANY, 801 ADLAI STEVENSON DRIVE, SPRINGFIELD, 62703, SANGAMON
|
Agent
|
2015-01-13
|
Secretary
| Name and Address |
Role |
Account Number |
|
MARCIA E ASQUITH
|
Secretary
|
290320
|
Vice president
| Name and Address |
Role |
Account Number |
|
TODD T DIGANCI
|
Vice president
|
290320
|
CEO
| Name and Address |
Role |
Account Number |
|
RICHARD G KETCHUM
|
CEO
|
290320
|
License
| License Type |
License Number |
Status |
License Code |
License Description |
Business Activity |
Date
Issued |
Effective Date |
Expiration Date |
|
BUSINESS LICENSE
|
2398539
|
Cancelled
|
1010
|
Limited Business License
|
708 - Miscellaneous Commercial Services
|
2015-05-08
|
2015-05-08
|
2016-04-15
|
|
BUSINESS LICENSE
|
1596239
|
Cancelled
|
1010
|
Limited Business License
|
No data
|
2014-03-28
|
2014-04-16
|
2016-04-15
|
|
BUSINESS LICENSE
|
1593571
|
Cancelled
|
1010
|
Limited Business License
|
No data
|
2005-04-22
|
2005-04-22
|
2006-05-15
|
Historical Names
| Name |
Change Date |
|
NASD REGULATION, INC.
|
2008-01-04
|
Date of last update: 20 Jan 2025
Sources:
Illinois Office of the Secretary of State
