| Entity Name: | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| Jurisdiction: | Illinois |
| Entity Type: | Corporation - Foreign BCA |
| Status: | Goodstanding |
| Date Formed: | 02 Jan 1959 |
| Company Number: | CORP_12526814 |
| File Number: | 12526814 |
| Type of Business: | Business Corporations |
| Address | 33 W MONROE ST 22 2200, CHICAGO, IL, 60603 |
| Place of Formation: | DELAWARE |
| Name and Address | Role |
|---|---|
| C T CORPORATION SYSTEM, 208 SO LASALLE ST, SUITE 814, CHICAGO, 60604, COOK-NOT IN CITY OF CHICAGO | Agent |
| Name and Address | Role | Account Number |
|---|---|---|
| ERIC SCHIMPF, ONE BRYANT PARK, NEW YORK NY 10054 | President | No data |
| Andrew M Sieg | President | 1603 |
| Name and Address | Role | Account Number |
|---|---|---|
| ELIZABETH A PRYOR, ONE BRYAN PARK, NEW YORK NY 10052 | Secretary | No data |
| Jennifer E Bennett | Secretary | 1603 |
| License Type | License Number | Status | License Code | License Description | Business Activity | Date Issued | Effective Date | Expiration Date |
|---|---|---|---|---|---|---|---|---|
| BUSINESS LICENSE | 2358667 | Issued | 1010 | Limited Business License | 708 - Miscellaneous Commercial Services | 2024-09-05 | 2024-09-16 | 2026-09-15 |
| BUSINESS LICENSE | 36536 | Issued | 1010 | Limited Business License | No data | 2024-09-05 | 2024-09-16 | 2026-09-15 |
| BUSINESS LICENSE | 36532 | Issued | 1010 | Limited Business License | No data | 2024-09-05 | 2024-09-16 | 2026-09-15 |
| BUSINESS LICENSE | 1649026 | Issued | 1010 | Limited Business License | No data | 2012-11-29 | 2012-09-16 | 2014-09-15 |
| BUSINESS LICENSE | 36537 | Cancelled | 1010 | Limited Business License | No data | 2005-11-23 | 2005-11-16 | 2006-11-15 |
| BUSINESS LICENSE | 36533 | Issued | 1010 | Limited Business License | No data | 2002-10-04 | 2001-11-16 | 2002-11-15 |
| BUSINESS LICENSE | 36535 | Issued | 1010 | Limited Business License | No data | 2002-10-04 | 2001-11-16 | 2002-11-15 |
| BUSINESS LICENSE | 36534 | Issued | 1010 | Limited Business License | No data | 2002-10-04 | 2001-11-16 | 2002-11-15 |
| Name | Type | Effective Date | Cancellation Date | Cancellation Type | Last Renewal Date |
|---|---|---|---|---|---|
| MERRILL LYNCH PETRIE PARKMAN & CO. | No data | 2006-12-29 | 2019-04-02 | Voluntary Cancellation | No data |
| MERRILL LYNCH PETRIE DIVESTITURE ADVISORS | No data | 2006-12-29 | 2019-04-02 | Voluntary Cancellation | No data |
| MERRILL LYNCH & CO. | No data | 1990-08-15 | 2015-02-02 | Expired | No data |
| MERRILL LYNCH CONSUMER MARKETS | No data | 1988-11-16 | 1995-06-01 | Involuntary Cancellation | No data |
| MERRILL LYNCH CAPITAL MARKETS | No data | 1985-01-09 | 1988-06-01 | Involuntary Cancellation | No data |
| Class | Series | Voting Rights | Authorized Shares | Issued Shares | Par Value |
|---|---|---|---|---|---|
| COMMON | No data | Voting Rights | 1200 | 1000000 | 1 |
Date of last update: 16 Jan 2025
