| Entity Name: | HOWE BARNES HOEFER & ARNETT, INC. |
| Jurisdiction: | Illinois |
| Entity Type: | Corporation - Foreign BCA |
| Status: | Withdrawn |
| Date Formed: | 29 Dec 1967 |
| Company Number: | CORP_20444738 |
| File Number: | 20444738 |
| Date Status Change: | 04 Aug 2017 |
| Address | 222 S RIVERSIDE PLZ, CHICAGO, IL, 60606 |
| Place of Formation: | DELAWARE |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | HOWE BARNES HOEFER & ARNETT, INC., NEW YORK | 639998 | NEW YORK |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| HOWE BARNES HOEFER & ARNETT, INC. EMPLOYEES' PROFIT SHARING PLAN | 2012 | 362643382 | 2013-10-15 | HOWE BARNES HOEFER & ARNETT, INC. | 105 | |||||||||||||||||||||||
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| Role | Plan administrator |
| Date | 2013-10-15 |
| Name of individual signing | JENNIFER ACKART |
| Valid signature | Filed with authorized/valid electronic signature |
| Name and Address | Role | Appointment Date |
|---|---|---|
| C T CORPORATION SYSTEM, 208 SO LASALLE ST, SUITE 814, CHICAGO, 60604, COOK-NOT IN CITY OF CHICAGO | Agent | 2011-08-08 |
| Name and Address | Role | Account Number |
|---|---|---|
| JEFFREY E TROCIN, 880 CARILLON PKWY, ST PETERSBURG FL 33716 | President | No data |
| DANIEL E COUGHLIN | President | 7191 |
| Name and Address | Role | Account Number |
|---|---|---|
| ROBERT CORNE | Asst. secretary | 7191 |
| Name and Address | Role | Account Number |
|---|---|---|
| MATTHEW C BOBA | Secretary | 7191 |
| License Type | License Number | Status | License Code | License Description | Business Activity | Date Issued | Effective Date | Expiration Date |
|---|---|---|---|---|---|---|---|---|
| BUSINESS LICENSE | 1884886 | Issued | 1010 | Limited Business License | No data | 2010-05-03 | 2010-04-16 | 2012-04-15 |
| BUSINESS LICENSE | 17776 | Issued | 1133 | Broker | No data | 2008-01-15 | 2004-02-16 | 2004-05-15 |
| Name | Type | Effective Date | Cancellation Date | Cancellation Type | Last Renewal Date |
|---|---|---|---|---|---|
| HOWE BARNES INVESTMENTS | No data | 1986-03-10 | 1991-05-11 | Involuntary Cancellation | No data |
| Name | Change Date |
|---|---|
| HOWE BARNES INVESTMENTS, INC. | 2006-08-18 |
| HOWE, BARNES & JOHNSON, INC. | 1991-07-01 |
| Class | Series | Voting Rights | Authorized Shares | Issued Shares | Par Value |
|---|---|---|---|---|---|
| COMMON | No data | Voting Rights | 1000 | 100000 | 0.01 |
Date of last update: 27 Jan 2025
