|
ION TRADING, INC. 401(K) PLAN
|
2015
|
363080374
|
2018-08-22
|
ION TRADING INC.
|
123
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1984-12-01
|
| Business code |
541519
|
| Sponsor’s telephone number |
3125590250
|
| Plan sponsor’s mailing address |
200 N LA SALLE ST STE 2200, CHICAGO, IL, 606011083
|
| Plan sponsor’s
address |
200 N LA SALLE ST STE 2200, CHICAGO, IL, 606011083
|
Number of participants as of the end of the plan year
| Active participants |
82 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
37 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
91 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2018-08-22 |
| Name of individual signing |
CHARLENE SUMPTER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ION TRADING, INC. 401 (K) PLAN
|
2014
|
363080374
|
2018-12-03
|
ION TRADING, INC.
|
58
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1984-12-01
|
| Business code |
541519
|
| Sponsor’s telephone number |
3125590250
|
| Plan sponsor’s
address |
200 N. LASALLE STREET SUITE 2200, CHICAGO, IL, 60606
|
Signature of
| Role |
Plan administrator |
| Date |
2018-12-03 |
| Name of individual signing |
CHARLENE SUMPTER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ION TRADING, INC. 401(K) PLAN
|
2012
|
363080374
|
2015-10-08
|
ION TRADING, INC.
|
79
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1984-12-01
|
| Business code |
541519
|
| Plan sponsor’s
address |
200 WEST MADISON, 14TH FLOOR, CHICAGO, IL, 60606
|
Signature of
| Role |
Plan administrator |
| Date |
2015-10-08 |
| Name of individual signing |
EDWARD TRIPLETT |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2015-10-08 |
| Name of individual signing |
EDWARD TRIPLETT |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ION TRADING, INC. 401(K) PLAN
|
2011
|
363080374
|
2013-05-08
|
ION TRADING, INC.
|
84
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1984-12-01
|
| Business code |
541519
|
| Sponsor’s telephone number |
3125590250
|
| Plan sponsor’s
address |
200 WEST MADISON, 14TH FLOOR, CHICAGO, IL, 60606
|
Plan administrator’s name and address
| Administrator’s EIN |
363080374 |
| Plan administrator’s name |
ION TRADING, INC. |
| Plan administrator’s
address |
200 WEST MADISON, 14TH FLOOR, CHICAGO, IL, 60606 |
| Administrator’s telephone number |
3125590250 |
Signature of
| Role |
Plan administrator |
| Date |
2013-05-08 |
| Name of individual signing |
JAMES K LEARY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2013-05-08 |
| Name of individual signing |
JAMES K LEARY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ROLFE & NOLAN 401(K) PLAN
|
2010
|
363080374
|
2012-05-08
|
ION TRADING INC.
|
85
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1984-12-01
|
| Business code |
541519
|
| Plan sponsor’s
address |
200 WEST MADISON, #1400, CHICAGO, IL, 60606
|
Plan administrator’s name and address
| Administrator’s EIN |
363080374 |
| Plan administrator’s name |
ION TRADING INC. |
| Plan administrator’s
address |
200 WEST MADISON, #1400, CHICAGO, IL, 60606 |
Signature of
| Role |
Plan administrator |
| Date |
2012-05-08 |
| Name of individual signing |
JAMES LEARY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
